0000899243-18-031338.txt : 20181218 0000899243-18-031338.hdr.sgml : 20181218 20181218171657 ACCESSION NUMBER: 0000899243-18-031338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181217 FILED AS OF DATE: 20181218 DATE AS OF CHANGE: 20181218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Hudson CENTRAL INDEX KEY: 0001200555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 181241340 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER NAME: FORMER CONFORMED NAME: SMITH HUDSON D DATE OF NAME CHANGE: 20021023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-17 0 0000090168 SIFCO INDUSTRIES INC SIF 0001200555 Smith Hudson 970 E. 64TH STREET CLEVELAND OH 44103 1 0 0 0 Voting Trust Certificates 2018-12-17 5 G 0 E 6000 0.00 D 60820 D SIFCO Industries, Inc. Common Stock 2018-12-17 4 P 0 2000 3.4484 A 4400 I Owned by Spouse SIFCO Industries, Inc. Common Stock 17464 D Voting Trust Certificates 57068 I Beneficiary of Trust Voting Trust Certificates 121678 I Beneficiary of Trust Voting Trust Certificates 6255 I Owned by Spouse Voting Trust Certificates are for common stock of SIFCO Industries, Inc. Represents six gifts of Voting Trust Certificates each representing 1,000 shares of common stock of SIFCO Industries, Inc. to the Reporting Person's grandchildren, as follows: (i) Hudson Smith, Jr., Custodian for Peyton Smith; (ii) Hudson Smith, Jr., Custodian for Charlotte Smith; (iii) Hudson Smith, Jr., Custodian for Whitney Smith; (iv) Cynthia R. Champ, Custodian for Elise Day Champ; (v) Cynthia R. Champ, Custodian for William Champ, Jr.; and (vi) Cynthia R. Champ, Custodian for Hudson Graham Champ. Held in trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust. Held in Trust by the Trustee of the R. Smith Irrevocable Trust. /s/ Elizabeth Button - by power of attorney 2018-12-18