8-K-Pressrelease182014

0000090168-14-000002.txt : 20140108 0000090168-14-000002.hdr.sgml : 20140108 20140108163433 ACCESSION NUMBER: 0000090168-14-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140108 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 14516762 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 8-K 1 a8-kxpressrelease182014.htm 8-K 8-K-Pressrelease182014

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) – January 8, 2014

SIFCO Industries, Inc.

(Exact name of registrant as specified in its charter)




Ohio	1-5978	34-0553950
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

970 East 64th Street, Cleveland Ohio		44103
(Address of principal executive offices)		(ZIP Code)

Registrant’s telephone number, including area code: (216) 881-8600

N.A.

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):



o	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



o	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



o	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



o	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Item 8.01	Other Events

On January 8, 2014, SIFCO Industries, Inc. issued a press release. A copy of this press release is furnished with this Report as Exhibit 99.1 and is incorporated herein by reference.

The information contained in this item and in the accompanying exhibit shall not be deemed filed by SIFCO Industries, Inc. for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Such information will not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent that SIFCO Industries, Inc. specifically incorporates it by reference.



Item 9.01	Financial Statements and Exhibits.

(d) Exhibits

99.1 Press Release dated January 8, 2014.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.




		SIFCO Industries, Inc.
		(Registrant)

Date: January 8, 2014
		/s/ Catherine M. Kramer
		Catherine M. Kramer
		Vice President – Finance and Chief Financial Officer
		(Principal Financial Officer)

EX-99.1 2 pressrelease-solicitationl.htm EXHIBIT PressRelease-SolicitationLeviKorsinsky1-8-14

SIFCO Response to Press Release and Solicitation by Levi & Korsinsky, LLP

January 8, 2014 – Cleveland, Ohio – In response to a press release/general solicitation by the class action law firm, Levi & Korsinsky, LLP, Michael Lipscomb, President and Chief Executive Officer of SIFCO Industries, Inc. stated “This law firm’s press release/solicitation identifies no grounds for an investigation of SIFCO and we are not aware of any basis for such an investigation. We believe this law firm’s solicitous action will not benefit SIFCO’S shareholders. SIFCO shareholders are aware of the strong stock performance and continued execution of the Company’s strategic vision. We are confident that our shareholders will conclude that this “investigation” is baseless and draw their own conclusions about the motivation behind this law firm’s actions.”

About SIFCO Industries, Inc.

SIFCO Industries, Inc. (“Company”) is engaged in the production and sale of a variety of metalworking processes, services and products produced primarily to the specific design requirements of its customers. The processes and services include forging, heat-treating, coating, welding, and machining. The products include forged components (both conventional and precision), machined forged parts and other machined metal components. The Company’s operations are conducted in one business segment: SIFCO Forged Components.

Forward-Looking Statements

Certain statements contained in this press release are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, such as statements relating to financial results and plans for future business development activities, and are thus prospective. Such forward-looking statements are subject to risks, uncertainties and other factors, which could cause actual results to differ materially from future results expressed or implied by such forward-looking statements. Potential risks and uncertainties include, but are not limited to, economic conditions, competition and other uncertainties detailed from time to time in the Company’s Securities and Exchange Commission filings.

Contacts

SIFCO Industries, Inc.

Catherine M. Kramer, 216-881-8600