0000090168-13-000003.txt : 20130830 0000090168-13-000003.hdr.sgml : 20130830 20130830160240 ACCESSION NUMBER: 0000090168-13-000003 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130828 ITEM INFORMATION: Cost Associated with Exit or Disposal Activities FILED AS OF DATE: 20130830 DATE AS OF CHANGE: 20130830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 131072495 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 8-K 1 form8-kxmplsclosure.htm 8-K Form 8-K - MPLS Closure



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) August 28, 2013

SIFCO Industries, Inc.
(Exact name of registrant as specified in its charter)


Ohio
1-5978
34-0553950
(State or other jurisdiction of incorporation or organization)
(Commission File Number)
(I.R.S. Employer Identification No.)
970 East 64th Street, Cleveland Ohio
 
44103
(Address of principal executive offices)
 
(Zip Code)
Registrant's telephone number, including area code: (216) 881-8600
 
 



(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instruction A.2. below):

[ ]
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchanged Act (17 CFR 240.14d-2(b))

[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




















Item 2.05 Costs Associated with Exit or Disposal Activities

On August 28, 2013, the Board of Directors of SIFCO Industries, Inc. (“SIFCO” or “the Company”) approved the decision of management to wind down the operations of its Turbine Component Services and Repair Group and close the Company's Custom Machining Company plant located in Minneapolis, Minnesota. There are approximately 50 employees affected by the decision. Management communicated the decision to the affected employees on August 29, 2013. The decision to exit the repair business was made primarily due to its lack of strategic fit with SIFCO's core aerospace and energy forging business, and the Company's desire to focus on growing its SIFCO Forged Components business. The repair business's current profitability and its outlook for future profitability affected the timing of the exit.

In connection with the closure, the Company estimates that it will incur total pre-tax exit costs of approximately $1.87 million to $2.01 million, including employee separation costs of approximately $988,000 to $1.11 million; overhead costs of approximately $600,000; pension curtailment costs of approximately $253,000; and administrative and legal expenses of approximately $30,000 to $50,000. The Company expects the closure process to begin immediately and occur over the next 90 days, during which it will incur the majority of the anticipated exit costs.

A copy of the press release is furnished herewith as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits

(c) Exhibits

Exhibit         Description

1.
Press Release dated August 30, 2013


SIGNATURES

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


                            

SIFCO Industries, Inc.
(Registrant)



Date: August 30, 2013                    /s/ Catherine M. Kramer
Catherine M. Kramer
Chief Financial Officer and
Vice President, Finance
7795464 v2
(Principal Financial Officer)



EX-99.1 2 mplspressrelease.htm EXHIBIT MPLS Press Release


Exhibit 99.1

SIFCO Industries, Inc. Exits its Turbine Components Services and Repair Business; Focuses on its SIFCO Forged Components Business

Cleveland - On August 28, 2013, SIFCO Industries, Inc.'s (NYSE MKT: SIF) Board of Directors approved ceasing operations of its Turbine Components Services and Repair business. This decision will result in the closure of its Minneapolis-based plant and will affect approximately 50 employees at this location. Efforts to wind down the operations will begin immediately.

The decision to exit the repair business was made primarily due to its lack of strategic fit with SIFCO's core aerospace and energy forging business, and the Company's desire to focus on growing its SIFCO Forged Components business. The repair business's current profitability and its outlook for future profitability affected the timing of the exit.

About SIFCO Industries, Inc. - SIFCO Industries, Inc. is engaged in a variety of metalworking services and produces products primarily for the aerospace and energy industries. The services include forging, heat-treating, coating, and machining. In May 2013, SIFCO Industries was recognized at the 2013 Leading EDGE Awards. This award was developed by the Entrepreneurs EDGE to recognize value-creating, mid-sized companies in the Northeast Ohio region.


Forward-Looking Language

Certain statements contained in this press release are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995, such as statements relating to financial results and plans for future business development activities, and are thus prospective. Such forward-looking statements are subject to risks, uncertainties and other factors, which could cause actual results to differ materially from future results expressed or implied by such forward-looking statements. Potential risks and uncertainties include, but are not limited to, economic conditions, competition and other uncertainties detailed from time to time in the Company's Securities and Exchange Commission filings.