-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JzLNbFBqXjsUVt2Z77P6OqTOSTLZZ+cGmbDNkllYMpTB1ZbkR0kCN5EVaBnfUsym 3KSpDh+K8kcjWN4Vx18NhQ== 0001042910-99-000125.txt : 19990217 0001042910-99-000125.hdr.sgml : 19990217 ACCESSION NUMBER: 0001042910-99-000125 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 GROUP MEMBERS: CARL DESANTIS GROUP MEMBERS: CDD MANAGEMENT, INC. GROUP MEMBERS: CDD PARTNERS LTD ET AL GROUP MEMBERS: DAMON DESANTIS GROUP MEMBERS: DEAN DESANTIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REXALL SUNDOWN INC CENTRAL INDEX KEY: 0000901620 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 591688986 STATE OF INCORPORATION: FL FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49369 FILM NUMBER: 99543389 BUSINESS ADDRESS: STREET 1: 6111 BROKEN SOUND PARKWAY N W CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 5612419400 MAIL ADDRESS: STREET 1: 6111 BROKEN SOUND PARKWAY NW CITY: BOCA RATON STATE: FL ZIP: 33487 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CDD PARTNERS LTD ET AL CENTRAL INDEX KEY: 0000939357 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2115 BELTLINE CITY: CARROLLTON STATE: TX ZIP: 75006 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5)* Rexall Sundown, Inc. ---------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------------------- (Title of Class of Securities) 761648 10 4 ----------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [] Rule 13d-1(b) [] Rule 13d-1(c) [X] Rule 13d-1(d) - --------------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 pages CUSIP No. 761648 10 4 13G Page 2 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) CDD Partners, Ltd. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Texas - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES -0- BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH -18,432,717 (See Item 4 below) REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH -0- -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 18,432,717 (See Item 4 below) -------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,432,717 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.9% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 11 pages CUSIP No. 761648 10 4 13G Page 3 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) CDD Management, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Texas - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES -0- BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH -18,432,717 (See Item 4 below) REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH -0- -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 18,432,717 (See Item 4 below) -------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,432,717 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 26.9% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 11 pages CUSIP No. 761648 10 4 13G Page 4 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) Carl DeSantis - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES -13,570,792- BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH -18,432,717 (See Item 4 below) REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 75,000 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 18,432,717 (See Item 4 below) -------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,907,384 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [X] Excludes 13,495,792 shares owned by Sylvia DeSantis, trustee of the Sylvia DeSantis Revocable Trust u/a dated 10/30/96 - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 27.5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 11 pages CUSIP No. 761648 10 4 13G Page 5 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) Dean DeSantis - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 80,300 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 18,432,717 (See Item 4 below) REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 80,300 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 18,432,717 (See Item 4 below) -------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 18,918,379 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 27.5% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 11 pages CUSIP No. 761648 10 4 13G Page 6 of 11 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S) Damon DeSantis - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 229,980 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 18,432,717 (See Item 4 below) REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 229,980 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 18,432,717 (See Item 4 below) -------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,039,725 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 27.7% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 11 pages Item 1. (a) Name of Issuer: Rexall Sundown, Inc. (b) Address of Issuer's Principal Executive Offices: 6111 Broken Sound Parkway, NW Boca Raton, Florida 33487 Item 2. (a) Name of Person Filing; (b) Address of Principal Business Office, or if None, Residence; and (c) Citizenship CDD Partners, Ltd. 12770 Coit Road No. 850 Dallas, Texas 75251 Limited Partnership organized under the laws of Texas CDD Management, Inc. 12770 Coit Road No. 850 Dallas, Texas 75251 Corporation Organized under the laws of Texas Carl DeSantis 6111 Broken Sound Parkway, NW Boca Raton, Florida 33487 United States Citizen Dean DeSantis 6111 Broken Sound Parkway, NW Boca Raton, Florida 33487 United States Citizen Damon DeSantis 6111 Broken Sound Parkway, NW Boca Raton, Florida 33487 United States Citizen (d) Title of Class of Securities: Common Stock, par value $.01 per share (e) CUSIP Number: 761648 10 4 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Act; Page 7 of 11 pages (b) [ ] Bank as defined in Section 3(a)(6) of the Act; (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act; (d) [ ] Investment company registered under Section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E) (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] Item 4. Ownership. I. CDD Partners, Ltd.(1) (a) Amount beneficially owned: 18,432,717 shares of common stock (b) Percent of class: 26.9% (c) Number of shares as to which CDD Partners, Ltd. has: (i) Sole power to vote or to direct the vote: -0- (ii) Shared power to vote or to direct the vote: 18,432,717 (iii) Sole power to dispose or to direct the disposition of: -0- (iv) Shared power to dispose or to direct the disposition of: 18,432,717 II. CDD Management, Inc. (1) (a) Amount beneficially owned: 18,432,717 shares of common stock (b) Percent of class: 26.9% (c) Number of shares as to which CDD Management, Inc. has: (i) Sole power to vote or to direct the vote: -0- (ii) Shared power to vote or to direct the vote: 18,432,717 (iii) Sole power to dispose or to direct the disposition of: -0- Page 8 of 11 pages (iv) Shared power to dispose or to direct the disposition of: 18,432,717 III. Carl DeSantis(1) (a) Amount beneficially owned: 18,907,384(2) (excludes 13,495,792 shares owned by Sylvia DeSantis, trustee of the Sylvia DeSantis Revocable Trust u/a dated October 30, 1996. Sylvia DeSantis is Carl DeSantis's former wife). (b) Percent of class: 27.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 13,570,792(3) (ii) Shared power to vote or to direct the vote: 18,432,717 (iii) Sole power to dispose or to direct the disposition of: 75,000 (iv) Shared power to dispose or to direct the disposition of: -0- IV. Dean DeSantis(1) (a) Amount beneficially owned: 18,918,379(4) (b) Percent of class: 27.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 80,300 (ii) Shared power to vote or to direct the vote: 18,432,717 (iii) Sole power to dispose or to direct the disposition of: 80,300 (iv) Shared power to dispose or to direct the disposition of: 18,432,717 V. Damon DeSantis(1) (a) Amount beneficially owned: 19,039,725(5) (b) Percent of class: 27.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 229,980 (ii) Shared power to vote or to direct the vote: 18,432,717 (iii) Sole power to dispose or to direct the disposition of: 229,980 (iv) Shared power to dispose or to direct the disposition of: 18,432,717 (1) CDD Partners, Ltd. ("CDDP") is a Texas limited partnership whose general partner is CDD Management, Inc., a Texas corporation ("CDDM") and whose limited partners are Carl DeSantis, Dean DeSantis and Damon DeSantis. The shareholders, officers and directors of CDDM are Carl DeSantis, Dean DeSantis and Damon DeSantis. In June 1993, Carl DeSantis contributed 140,580 shares of common stock, par value $.01 per share of Rexall Sundown, Inc. ("Rexall") to CDDM and 13,917,468 shares to CDDP, Dean DeSantis contributed 60,300 shares to CDDM and 5,969,412 shares to CDDP and Damon DeSantis contributed 60,300 shares to CDDM and 5,969,412 shares to CDDP. Such shares represented all shares of common stock owned by Carl DeSantis, Dean DeSantis and Damon DeSantis. CDDM, in turn, contributed all such shares of common stock to CDDP. Subsequent to June 1993, CDDP distributed Page 9 of 11 pages or loaned an aggregate of 1,945,000 shares of common stock to Dean DeSantis, who sold 1,943,700 of such shares and gifted 1,300 of such shares and an aggregate of 5,739,755 shares to Carl DeSantis, who sold 5,521,600 of such shares and gifted 218,955 of such shares. Carl, Dean and Damon DeSantis have shared beneficial ownership, including shared voting and dispositive power with respect to all shares of common stock contributed to CDDP. (2) Includes 399,667 shares beneficially owned pursuant to currently exercisable stock options or options which will become exercisable within 60 days. (3) Sylvia DeSantis, trustee of the Sylvia DeSantis Revocable Trust u/a dated October 30, 1996, granted Carl DeSantis an irrevocable proxy with respect to 13,495,792 shares of common stock. (4) Includes 403,332 shares beneficially owned pursuant to currently exercisable stock options or options which will become exercisable within 60 days and 2,030 shares held in a trust for Dean and Damon DeSantis. (5) Includes 374,998 shares beneficially owned pursuant to currently exercisable stock options or options which will become exercisable within 60 days and 2,030 shares held in a trust for Dean and Damon DeSantis. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. CDD Partners, Ltd. Is a Texas limited partnership whose general partner is CDD Management, Inc., a Texas corporation, and whose limited partners are Carl DeSantis, Dean DeSantis and Damon DeSantis, each of whom is a United States citizen. Each such entity and individual is a member of the group. Item 9. Notice of Dissolution of Group. Not applicable Page 10 of 11 pages Item 10. Certification. Not applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 1999 CDD Partners, Ltd. By: CDD Management, Inc. By: /s/ Carl DeSantis -------------------------- Carl DeSantis, President CDD Management, Inc. By: /s/ Carl DeSantis -------------------------- Carl DeSantis, President /s/ Carl DeSantis -------------------------- Carl DeSantis /s/ Dean DeSantis -------------------------- Dean DeSantis /s/ Damon DeSantis -------------------------- Damon DeSantis Page 11 of 11 pages -----END PRIVACY-ENHANCED MESSAGE-----