-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dm/WYErVjainDW+acrFgzcpT0myUuAh3RqISJJvpfFlqqajmt2mhfiKVw+K/mIYC 1OHNdfPu+fOeGF91GCG6pA== 0000950144-97-001209.txt : 19970222 0000950144-97-001209.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001209 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NASD GROUP MEMBERS: CARL DE SANTIS GROUP MEMBERS: CDD MANAGEMENT, INC. GROUP MEMBERS: CDD PARTNERS LTD ET AL GROUP MEMBERS: DAMON DE SANTIS GROUP MEMBERS: DEAN DE SANTIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REXALL SUNDOWN INC CENTRAL INDEX KEY: 0000901620 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 591688986 STATE OF INCORPORATION: FL FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49369 FILM NUMBER: 97528147 BUSINESS ADDRESS: STREET 1: 851 BROKEN SOUND PARKWAY N W CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 4072419400 MAIL ADDRESS: STREET 1: 4031 NE 12TH TERRACE CITY: FT LAUDERDALE STATE: FL ZIP: 33334 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CDD PARTNERS LTD ET AL CENTRAL INDEX KEY: 0000939357 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2115 BELTLINE CITY: CARROLLTON STATE: TX ZIP: 75006 SC 13G/A 1 REXALL SUNDOWN/ CDD MGNT., INC. SC 13G/A AMEND.#3 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3 ) Rexall Sundown, Inc. ----------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ----------------------------------------- (Title of Class of Securities) 761648 10 4 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 11 Pages --- ---- 2 CUSIP NO. 761648 10 4 SCHEDULE 13G PAGE 2 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CDD Partners, Ltd. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 9,898,736 (See Item 4 below) EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 9,898,736 (See Item 4 below) -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,898,736 (See Item 4 below) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 29.8% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* PN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 11 PAGES ----- ----- 3 CUSIP NO. 76168 10 4 SCHEDULE 13G PAGE 3 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS CDD Management, Inc. --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Texas --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 0 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 9,898,736 (See Item 4 below) EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 0 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 9,898,736 (See Item 4 below) -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,898,736 (See Item 4 below) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 29.8% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* CO --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 3 OF 11 PAGES ----- ----- 4 CUSIP NO. 76168 16 4 SCHEDULE 13G PAGE 4 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Carl DeSantis --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 6,912,896 (See 10 below) (See Item 4 below) SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 9,898,736 (See Item 4 below) EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 9,898,736 (See Item 4 below) -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,986,111 (See Item 4 below) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ X ] Excludes 6,912,896 shares owned by Sylvia DeSantis as to which Carl DeSantis has sole voting power. --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 30.0% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 4 OF 11 PAGES ----- ----- 5 CUSIP NO. 76188104 SCHEDULE 13G PAGE 5 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Dean DeSantis --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 9,898,736 (See Item 4 below) EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 9,898,736 (See Item 4 below) -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,995,901 (See Item 4 below) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 30.0% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 5 OF 11 PAGES ----- ----- 6 CUSIP NO. 76168104 SCHEDULE 13G PAGE 6 OF 11 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Damon DeSantis --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ X ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 9,898,736 (See (Item 4 below) EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH -0- -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 9,898,736 (See Item 4 below) -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,037,376 (See Item 4 Below) --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 30.2% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 6 OF 11 PAGES ----- ----- 7 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ITEM 1.(a) NAME OF ISSUER Rexall Sundown, Inc. (b) ADDRESS OF ISSUERS'S PRINCIPLE EXECUTIVE OFFICES 851 Broken Sound Parkway, N.W. Boca Raton, Florida 33487 ITEM 2.(a) NAME OF PERSON FILING; (B) ADDRESS OF PRINCIPLE BUSINESS OFFICE, OR IF NONE, RESIDENCE; AND (C) CITIZENSHIP CDD Partners, Ltd. 12770 Coit Road No. 850 Dallas, Texas 75251 Limited partnership organized under the laws of Texas. CDD Management, Inc. 12770 Coit Road No. 850 Dallas, Texas 75251 Corporation organized under the laws of Texas. Carl DeSantis 851 Broken Sound Parkway, N.W. Boca Raton, Florida 33487 United States Citizen Dean DeSantis 851 Broken Sound Parkway, N.W. Boca Raton, Florida 33487 United States Citizen 7 of 11 pages 8 Damon DeSantis 851 Broken Sound Parkway, N.W. Boca Raton, Florida 33487 United States Citizen (d) TITLE OF CLASS OF SECURITIES Common Stock, par value $.01 per share. (e) CUSIP NUMBER. 761648 10 4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON IS A: (a) [] Broker or Dealer registered under Section 15 of the Act (b) [] Bank as defined in Section 3(a)(6) of the Act (c) [] Insurance Company as defined in Section 3(a)(19) of the Act (d) [] Investment Company registered under Section 8 of the Investment Company Act (e) [] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940 (f) [] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) [] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) (h) [] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) Item 4. OWNERSHIP I. CDD Partners, Ltd.(1) (a) Amount Beneficially Owned - 9,898,736 shares of Common Stock (b) Percent of class - 29.8% (c) Number of shares as to which CDD Partners, Ltd. has: (i) sole power to vote or to direct the vote --0- (ii) shared power to vote or to direct the vote - 9,898,736 (iii) sole power to dispose or to direct the disposition of --0- (iv) shared power to dispose or to direct the disposition of -9,898,736 II. CDD Management, Inc.(1) (a) Amount Beneficially Owned -9,898,736 shares of Common Stock. (b) Percent of class -29.8% 8 of 11 pages 9 (c) Number of shares as to which CDD Management, Inc. has: (i) sole power to vote or to direct the vote - -0- (ii) shared power to vote or to direct the vote - 9,898,736 (iii) sole power to dispose or to direct the disposition of - -0- (iv) shared power to dispose or to direct the disposition of - 9,898,736 III. Carl DeSantis(1) (a) Amount Beneficially Owned - 9,986,111 shares of Common Stock(2) Excludes 6,912,896 shares owned by Sylvia DeSantis, trustee of the Sylvia DeSantis Revocable Trust u/a dated October 30, 1996. Sylvia DeSantis is Carl DeSantis's former wife. (b) Percent of class - 30.0% (c) Number of shares as to which Carl DeSantis has: (i) sole power to vote or to direct the vote - 6,912,896(3) (ii) shared power to vote or to direct the vote - 9,898,736 (iii) sole power to dispose or to direct the disposition of -0- (iv) shared power to dispose or to direct the disposition of - 9,898,736 IV. Dean DeSantis(1) (a) Amount Beneficially Owned - 9,995,901 shares of Common Stock(4) (b) Percent of class - 30.0% (c) Number of shares as to which Dean DeSantis has: (i) sole power to vote or to direct the vote - -0- (ii) shared power to vote or to direct the vote - 9,898,736 (iii) sole power to dispose or to direct the disposition of - -0- (iv) shared power to dispose or to direct the disposition of - 9,898,736 V. Damon DeSantis(1) (a) Amount Beneficially Owned - 10,037,376 shares of Common Stock(4) (b) Percent of class - 30.2% (c) Number of shares as to which Damon DeSantis has: (i) sole power to vote or to direct the vote - 31,750 (ii) shared power to vote or to direct the vote - 9,898,736 (iii) sole power to dispose or to direct the disposition of - 31,750 (iv) shared power to dispose or to direct the disposition of - 9,898,736 ______________________________ (1) CDD Partners, Ltd., ("CDDP") is a Texas limited partnership whose general partner is CDD Management, Inc., a Texas corporation ("CDDM") and whose limited partners are Carl DeSantis, Dean DeSantis and Damon DeSantis. The shareholders, officers and directors of CDDM are Carl DeSantis, Dean DeSantis and Damon DeSantis. In June 1993, Carl DeSantis contributed 70,290 shares of common Page 9 of 11 Pages 10 stock, par value $.01 per share, of Rexall Sundown, Inc. ("Rexall") to CDDM and 6,958,734 shares to CDDP, Dean DeSantis contributed 30,150 shares to CDDM and 2,984,706 shares to CDDP and Damon DeSantis contributed 30,150 shares to CDDM and 2,984,706 shares to CDDP. Such shares represented all shares of Common Stock owned by Carl DeSantis, Dean DeSantis and Damon DeSantis. CDDM, in turn, contributed all such shares of common stock to CDDP. Subsequent to June 1993, CDDP distributed or loaned an aggregate of 872,500 shares of Common Stock to Dean DeSantis, who sold such shares and an aggregate of 2,287,500 to Carl DeSantis, who sold 2,257,500 of such shares and gifted 30,000 of such shares. Carl, Dean and Damon DeSantis have shared beneficial ownership, including shared voting and dispositive power with respect to all shares of Common Stock contributed to CDDP. (2)Includes 87,375 shares beneficially owned pursuant to currently exercisable stock options. (3)Sylvia DeSantis, trustee of the Sylvia DeSantis Revocable Trust u/a dated October 30, 1996, granted Carl DeSantis an irrevocable proxy with respect to 6,912,896 shares of Common Stock. (4)Includes 95,625 shares beneficially owned pursuant to currently exercisable stock options. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OR A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP CDD Partners, Ltd. is a Texas limited partnership whose general partner is CDD Management, Inc., a Texas corporation, and whose limited partners are Carl DeSantis, Dean DeSantis, and Damon DeSantis, each of whom is a United States citizen. Each such entity and individual is a member of the group. Page 10 of 11 pages 11 ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 CDD Partners, Ltd. By: CDD Management, Inc. By: /s/ Carl DeSantis ------------------------- Carl DeSantis, President CDD Management, Inc. By: /s/ Carl DeSantis ------------------------- Carl DeSantis, President /s/ Carl DeSantis ------------------------- CARL DeSANTIS /s/ Dean DeSantis ------------------------- DEAN DeSANTIS /s/ Damon DeSantis ------------------------- DAMON DeSANTIS 11 of 11 pages -----END PRIVACY-ENHANCED MESSAGE-----