-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QR2upRccRCe9VMHY9hc8jXf1ks1dX/tooBrq1BL01cBjTNuYELnBtDYWhUzagSd4 HHRsSUdrEQ1DO/+OCxU4rQ== 0000950135-99-000684.txt : 19990215 0000950135-99-000684.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950135-99-000684 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19990212 GROUP MEMBERS: GREYLOCK LTD PARTNERSHIP GROUP MEMBERS: HENRY F. MCCANCE GROUP MEMBERS: ROBERT P. HENDERSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C ATS SOFTWARE INC CENTRAL INDEX KEY: 0000937266 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770185283 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44803 FILM NUMBER: 99534418 BUSINESS ADDRESS: STREET 1: 1870 EMBARCADERO RD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 4153213000 MAIL ADDRESS: STREET 1: 1870 EMBARCADERO RD CITY: PALO ATO STATE: CA ZIP: 94303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREYLOCK LTD PARTNERSHIP CENTRAL INDEX KEY: 0000901544 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 043078248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 MAIL ADDRESS: STREET 1: ONE FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110-2065 SC 13G/A 1 C*ATS SOFTWARE, INC. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* C*ATS Software, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 124778 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 9 pages 2 - ------------------------- ------------------------- CUSIP No. 124778 10 1 SCHEDULE 13G Page 2 of 9 Page - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Greylock Limited Partnership - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ---------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 ---------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)* PN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ------------------------- ------------------------- CUSIP No. 124778 10 1 SCHEDULE 13G Page 3 of 9 Page - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY) Robert P. Henderson - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ---------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 ---------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)* IN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - ------------------------- ------------------------- CUSIP No. 124778 10 1 SCHEDULE 13G Page 4 of 9 Page - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Henry F. McCance - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF ---------------------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH ---------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 0 ---------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)* - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)* IN ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 5 Item 1(a) Name of Issuer: - --------- --------------- C*ATS Software, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: - --------- ------------------------------------------------ 1870 Embarcadero Road Palo Alto, CA 94303 Item 2(a) Name of Person Filing: - --------- ---------------------- Greylock Limited Partnership ("GLP") and Messrs. Robert P. Henderson and Henry F. McCance, the Co-Managing Partners of GLP (the "Co-Managing General Partners"). Item 2(b) Address of Principal Business Office or, if none, Residence: - --------- ------------------------------------------------------------ The address of the reporting persons is: One Federal Street Boston, Massachusetts 02110 Item 2(c) Citizenship: - --------- ------------ GLP is a limited partnership organized under the laws of the State of Delaware. Each of the Co-Managing General Partners is a citizen of the United States. Item 2(d) Title of Class of Securities: - --------- ----------------------------- Common Stock, par value $.001 per share (the "Common Stock"). Item 2(e) CUSIP Number: - --------- ------------- 124778 10 1 Item 3 Description of Person Filing: - ------ ----------------------------- Not applicable. Item 4 Ownership(1): - ------ ----------- (a) Amount Beneficially Owned: ------------------------- GLP does not beneficially own any shares of Common Stock. Messrs. Henderson and McCance do not beneficially own any shares of Common Stock, respectively. - -------------- (1) As of December 31, 1998. Page 5 of 9 pages 6 (b) Percent of Class: ---------------- GLP: 0.0% Mr. Henderson: 0.0% Mr. McCance: 0.0% (c) Number of Shares as to which the person has: ------------------------------------------- (i) sole voting power; (ii) shared voting power; (iii) sole dispositive power; (iv) shared dispositive power: GLP does not have any power to vote or dispose of any shares of Common Stock. Messrs. Henderson and McCance are not deemed to have any power to vote or dispose of any shares of Common Stock. Item 5 Ownership of Five Percent or Less of a Class: - ------ -------------------------------------------- This statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be beneficial owners of more than five percent of the class of securities. Item 6 Ownership of More than Five Percent on Behalf of Another - ------ -------------------------------------------------------- Person: ------- Not applicable. Item 7 Identification and Classification of the Subsidiary Which - ------ --------------------------------------------------------- Acquired the Security Being Reported on By the Parent Holding ------------------------------------------------------------- Company: -------- Not applicable. Item 8 Identification and Classification of Members of the Group: - ------ --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of Group: - ------ ------------------------------ Not applicable. Item 10 Certification: - ------- -------------- Not applicable. Page 6 of 9 pages 7 SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. DATED: February 11, 1999 GREYLOCK LIMITED PARTNERSHIP By: /s/ Henry F. McCance ------------------------------------ Henry F. McCance Co-Managing General Partner /s/ Henry F. McCance ------------------------------------ Henry F. McCance * ------------------------------------ Robert P. Henderson *By: /s/ Henry F. McCance ----------------------------------- Henry F. McCance Attorney-in-fact This Schedule 13G was executed by Henry F. McCance pursuant to Powers of Attorney filed with the Security and Exchange Commission on February 14, 1994 in connection with a Schedule 13G for Avid Technology, Inc., copies of which are attached hereto as Exhibit 2, which Powers of Attorney are incorporated herein by reference. Page 7 of 9 pages EX-99.1 2 AGREEMENT 1 EXHIBIT 1 --------- AGREEMENT Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of C*ATS Software, Inc. EXECUTED as a sealed instrument this 11th day of February, 1999. GREYLOCK LIMITED PARTNERSHIP By: /s/ Henry F. McCance ------------------------------------ Henry F. McCance Co-Managing General Partner /s/ Henry F. McCance ---------------------------------------- Henry F. McCance * ---------------------------------------- Robert P. Henderson *By: /s/ Henry F. McCance ----------------------------------- Henry F. McCance Attorney-in-fact Page 8 of 9 pages EX-99.2 3 POWER OF ATTORNEY 1 EXHIBIT 2 --------- POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Robert P. Henderson and Henry F. McCance and each of them, with full power to act without the other, his true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates, agreements and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner of any partnership, pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his substitutes, may lawfully do or cause to be done by virtue hereof. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 8th day of February, 1994. /s/ Howard E. Cox, Jr. /s/ William W. Helman - ---------------------------- ---------------------------------- Howard E. Cox, Jr. William W. Helman /s/ Robert P. Henderson /s/ William S. Kaiser - ---------------------------- ---------------------------------- Robert P. Henderson William S. Kaiser /s/ Henry F. McCance /s/ Daniel S. Gregory - ---------------------------- ---------------------------------- Henry F. McCance Daniel S. Gregory /s/ David N. Strohm /s/ Charles P. Waite - ---------------------------- ---------------------------------- David N. Strohm Charles P. Waite /s/ Roger L. Evans - ---------------------------- Roger L. Evans Page 9 of 9 pages -----END PRIVACY-ENHANCED MESSAGE-----