0001225208-19-000772.txt : 20190109
0001225208-19-000772.hdr.sgml : 20190109
20190109163001
ACCESSION NUMBER: 0001225208-19-000772
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190109
FILED AS OF DATE: 20190109
DATE AS OF CHANGE: 20190109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARINGS LLC
CENTRAL INDEX KEY: 0000009015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00733
FILM NUMBER: 19518489
BUSINESS ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER NAME:
FORMER CONFORMED NAME: Barings LLC
DATE OF NAME CHANGE: 20160915
FORMER NAME:
FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20040707
FORMER NAME:
FORMER CONFORMED NAME: BABSON DAVID L & CO INC
DATE OF NAME CHANGE: 19920929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barings BDC, Inc.
CENTRAL INDEX KEY: 0001379785
IRS NUMBER: 061798488
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: (704) 805-7200
MAIL ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: Triangle Capital CORP
DATE OF NAME CHANGE: 20061101
4/A
1
doc4a.xml
X0306
4/A
2019-01-09
2019-01-09
0001379785
Barings BDC, Inc.
BBDC
0000009015
BARINGS LLC
300 SOUTH TRYON STREET
SUITE 2500
CHARLOTTE
NC
28202
1
1
Investment Adviser
Common Stock ("Shares")
2019-01-08
4
P
0
53800.0000
9.7298
A
12892603.1850
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $9.69 to $9.75. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Amending Form 4 filed on 01/09/19 via Accession number 0001225208-19-000760 to correct the transaction date reported in the original filing.
Ann Malloy as Attorney-in-fact
2019-01-09