0001225208-18-015693.txt : 20181120
0001225208-18-015693.hdr.sgml : 20181120
20181120101837
ACCESSION NUMBER: 0001225208-18-015693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181119
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARINGS LLC
CENTRAL INDEX KEY: 0000009015
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00733
FILM NUMBER: 181194568
BUSINESS ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER NAME:
FORMER CONFORMED NAME: Barings LLC
DATE OF NAME CHANGE: 20160915
FORMER NAME:
FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20040707
FORMER NAME:
FORMER CONFORMED NAME: BABSON DAVID L & CO INC
DATE OF NAME CHANGE: 19920929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Barings BDC, Inc.
CENTRAL INDEX KEY: 0001379785
IRS NUMBER: 061798488
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: (704) 805-7200
MAIL ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: Triangle Capital CORP
DATE OF NAME CHANGE: 20061101
4
1
doc4.xml
X0306
4
2018-11-19
0001379785
Barings BDC, Inc.
BBDC
0000009015
BARINGS LLC
300 SOUTH TRYON STREET
SUITE 2500
CHARLOTTE
NC
28202
1
1
Investment Adviser
Common Stock ("Shares")
2018-11-19
4
P
0
69000.0000
10.0802
A
10872872.1850
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported represents the average purchase price on the Transaction Date. Actual purchase prices ranged from $10.02 to $10.09. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Ann Malloy as Attorney-in-fact
2018-11-20