0001225208-18-012364.txt : 20180806 0001225208-18-012364.hdr.sgml : 20180806 20180806194945 ACCESSION NUMBER: 0001225208-18-012364 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180802 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00733 FILM NUMBER: 18996013 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER NAME: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER NAME: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER NAME: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barings BDC, Inc. CENTRAL INDEX KEY: 0001379785 IRS NUMBER: 061798488 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (704) 805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Triangle Capital CORP DATE OF NAME CHANGE: 20061101 3 1 doc3.xml X0206 3 2018-08-02 0 0001379785 Barings BDC, Inc. BBDC 0000009015 BARINGS LLC 300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202 1 1 Investment Adviser Common Stock ("Shares") 8529917.0000 D Shares purchased pursuant to the Stock Purchase and Transaction Agreement, dated April 3, 2018, entered into by and between Barings LLC and Triangle Capital Corporation (the "Issuer"). The Issuer is now known as Barings BDC, Inc. Ann Malloy as Attorney-in-fact 2018-08-06