<SEC-DOCUMENT>0001193125-16-798954-index.html : 20161220 <SEC-HEADER>0001193125-16-798954.hdr.sgml : 20161220 <ACCEPTANCE-DATETIME>20161220164256 ACCESSION NUMBER: 0001193125-16-798954 CONFORMED SUBMISSION TYPE: 40-APP/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607 FILM NUMBER: 162061778 BUSINESS ADDRESS: STREET 1: 470 ATLANTIC AVENUE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-761-6662 MAIL ADDRESS: STREET 1: 470 ATLANTIC AVENUE STREET 2: 10TH FLOOR CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML SERIES INVESTMENT FUND CENTRAL INDEX KEY: 0000067160 IRS NUMBER: 042476032 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-01 FILM NUMBER: 162061786 BUSINESS ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 BUSINESS PHONE: (860) 562-1000 MAIL ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 FORMER COMPANY: FORMER CONFORMED NAME: MML EQUITY INVESTMENT CO INC DATE OF NAME CHANGE: 19850227 FORMER COMPANY: FORMER CONFORMED NAME: MML INVESTMENT CO INC DATE OF NAME CHANGE: 19811109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS CORPORATE INVESTORS CENTRAL INDEX KEY: 0000275694 IRS NUMBER: 042483041 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-02 FILM NUMBER: 162061791 BUSINESS ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 BUSINESS PHONE: 4132261000 MAIL ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL CORPORATE INVESTORS DATE OF NAME CHANGE: 20111230 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS DATE OF NAME CHANGE: 19920717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS PARTICIPATION INVESTORS CENTRAL INDEX KEY: 0000831655 IRS NUMBER: 043025730 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-03 FILM NUMBER: 162061790 BUSINESS ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 BUSINESS PHONE: 4132261000 MAIL ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 600 CITY: SPRINGFIELD STATE: MA ZIP: 01115 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL PARTICIPATION INVESTORS DATE OF NAME CHANGE: 20111230 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL PARTICIPATION INVESTORS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS II DATE OF NAME CHANGE: 19880417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JEFFERIES LLC CENTRAL INDEX KEY: 0001265287 IRS NUMBER: 952622900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-33 FILM NUMBER: 162061792 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 3109141373 MAIL ADDRESS: STREET 1: 520 MADISON AVE. CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: JEFFERIES & COMPANY, INC. DATE OF NAME CHANGE: 20040518 FORMER COMPANY: FORMER CONFORMED NAME: JEFFERIES & CO INC DATE OF NAME CHANGE: 20030930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML Investment Advisers, LLC CENTRAL INDEX KEY: 0001635967 IRS NUMBER: 041590850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-13 FILM NUMBER: 162061782 BUSINESS ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 BUSINESS PHONE: 860-562-1000 MAIL ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MML Series Investment Fund II CENTRAL INDEX KEY: 0001317146 IRS NUMBER: 043557005 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-07 FILM NUMBER: 162061785 BUSINESS ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 BUSINESS PHONE: (860) 562-1000 MAIL ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Advisers Ltd CENTRAL INDEX KEY: 0001561339 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-06 FILM NUMBER: 162061784 BUSINESS ADDRESS: STREET 1: 61 ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 011-44-20-3206-4500 MAIL ADDRESS: STREET 1: 61 ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE FORMER COMPANY: FORMER CONFORMED NAME: Babson Capital Global Advisors Ltd DATE OF NAME CHANGE: 20121030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies Leveraged Credit Products, LLC CENTRAL INDEX KEY: 0001665526 IRS NUMBER: 132615557 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-10 FILM NUMBER: 162061780 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE. CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 310-284-2550 MAIL ADDRESS: STREET 1: 520 MADISON AVE. CITY: NEW YORK STATE: NY ZIP: 10022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Funds Trust CENTRAL INDEX KEY: 0001577579 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-05 FILM NUMBER: 162061788 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 550 SOUTH TRYON STREET, STE. 3300 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 550 SOUTH TRYON STREET, STE. 3300 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Babson Capital Funds Trust DATE OF NAME CHANGE: 20130522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSMUTUAL SELECT FUNDS CENTRAL INDEX KEY: 0000916053 IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-08 FILM NUMBER: 162061779 BUSINESS ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 BUSINESS PHONE: (860) 562-1000 MAIL ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL INSTITUTIONAL FUNDS DATE OF NAME CHANGE: 19931213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Jefferies International Ltd CENTRAL INDEX KEY: 0001665591 IRS NUMBER: 930236990 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-11 FILM NUMBER: 162061781 BUSINESS ADDRESS: STREET 1: VINTNERS PLACE, 68 UPPER THAMES STREET CITY: LONDON STATE: X0 ZIP: EC4V3BJ BUSINESS PHONE: 4402070298000 MAIL ADDRESS: STREET 1: VINTNERS PLACE, 68 UPPER THAMES STREET CITY: LONDON STATE: X0 ZIP: EC4V3BJ FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND CENTRAL INDEX KEY: 0001521404 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-04 FILM NUMBER: 162061789 BUSINESS ADDRESS: STREET 1: C/O BABSON CAPITAL MANAGEMENT LLC STREET 2: 201 SOUTH COLLEGE STREET, STE. 2400 CITY: CHARLOTTE STATE: NC ZIP: 28244 BUSINESS PHONE: 704-347-6798 MAIL ADDRESS: STREET 1: C/O BABSON CAPITAL MANAGEMENT LLC STREET 2: 201 SOUTH COLLEGE STREET, STE. 2400 CITY: CHARLOTTE STATE: NC ZIP: 28244 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND DATE OF NAME CHANGE: 20120615 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUND DATE OF NAME CHANGE: 20110520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSMUTUAL PREMIER FUNDS CENTRAL INDEX KEY: 0000927972 IRS NUMBER: 000000000 STATE OF INCORPORATION: CT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-14607-09 FILM NUMBER: 162061787 BUSINESS ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 BUSINESS PHONE: (860) 562-1000 MAIL ADDRESS: STREET 1: 100 BRIGHT MEADOW BLVD. CITY: ENFIELD STATE: CT ZIP: 06082 FORMER COMPANY: FORMER CONFORMED NAME: DLB FUND GROUP DATE OF NAME CHANGE: 19940804 </SEC-HEADER> <DOCUMENT> <TYPE>40-APP/A <SEQUENCE>1 <FILENAME>d314301d40appa.htm <DESCRIPTION>MULTI FUNDS <TEXT> Document 1 - file: d314301d40appa.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g314301g1220072201767.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: g314301g1220072201767.jpg
</DOCUMENT> </SEC-DOCUMENT>