<SEC-DOCUMENT>0001140361-23-049491-index.html : 20231025 <SEC-HEADER>0001140361-23-049491.hdr.sgml : 20231025 <ACCEPTANCE-DATETIME>20231025160734 ACCESSION NUMBER: 0001140361-23-049491 CONFORMED SUBMISSION TYPE: 40-APP/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS CORPORATE INVESTORS CENTRAL INDEX KEY: 0000275694 IRS NUMBER: 042483041 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488 FILM NUMBER: 231345910 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL CORPORATE INVESTORS DATE OF NAME CHANGE: 20111230 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS DATE OF NAME CHANGE: 19920717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-128 FILM NUMBER: 231346037 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000225602 IRS NUMBER: 041590850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-127 FILM NUMBER: 231346036 BUSINESS ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 BUSINESS PHONE: 4137448411 MAIL ADDRESS: STREET 1: 1295 STATE STREET CITY: SPRINGFIELD STATE: MA ZIP: 01111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSMUTUAL ASCEND LIFE INSURANCE CO CENTRAL INDEX KEY: 0000723258 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 131935920 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-31 FILM NUMBER: 231345941 BUSINESS ADDRESS: STREET 1: 191 ROSA PARKS STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-361-9462 MAIL ADDRESS: STREET 1: 191 ROSA PARKS STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN LIFE INSURANCE CO DATE OF NAME CHANGE: 19830712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS PARTICIPATION INVESTORS CENTRAL INDEX KEY: 0000831655 IRS NUMBER: 043025730 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-130 FILM NUMBER: 231346039 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL PARTICIPATION INVESTORS DATE OF NAME CHANGE: 20111230 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL PARTICIPATION INVESTORS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS II DATE OF NAME CHANGE: 19880417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings BDC, Inc. CENTRAL INDEX KEY: 0001379785 IRS NUMBER: 061798488 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-126 FILM NUMBER: 231346035 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (704) 805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Triangle Capital CORP DATE OF NAME CHANGE: 20061101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND CENTRAL INDEX KEY: 0001521404 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-02 FILM NUMBER: 231346041 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND DATE OF NAME CHANGE: 20120615 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL GLOBAL FLOATING RATE & INCOME FUND DATE OF NAME CHANGE: 20110520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower Square Capital Partners IV, L.P. CENTRAL INDEX KEY: 0001597019 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-05 FILM NUMBER: 231345915 BUSINESS ADDRESS: STREET 1: BABSON CAPITAL MANAGEMENT LLC STREET 2: 1500 MAIN STREET, SUITE 2200 CITY: SPRINGFIELD STATE: MA ZIP: 01115-5189 BUSINESS PHONE: 413-226-1063 MAIL ADDRESS: STREET 1: BABSON CAPITAL MANAGEMENT LLC STREET 2: 1500 MAIN STREET, SUITE 2200 CITY: SPRINGFIELD STATE: MA ZIP: 01115-5189 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tower Square Capital Partners IV-A, L.P. CENTRAL INDEX KEY: 0001598727 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-04 FILM NUMBER: 231345914 BUSINESS ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 2200 CITY: SPRINGFIELD STATE: MA ZIP: 01115-5189 BUSINESS PHONE: 413-226-1000 MAIL ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 2200 CITY: SPRINGFIELD STATE: MA ZIP: 01115-5189 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PI Subsidiary Trust CENTRAL INDEX KEY: 0001673988 IRS NUMBER: 046866316 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-129 FILM NUMBER: 231346038 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CI Subsidiary Trust CENTRAL INDEX KEY: 0001673989 IRS NUMBER: 046866463 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-01 FILM NUMBER: 231346040 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Finance LLC CENTRAL INDEX KEY: 0001674048 IRS NUMBER: 800875475 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-06 FILM NUMBER: 231345916 BUSINESS ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 2200 CITY: SPRINGFIELD STATE: MA ZIP: 01115 BUSINESS PHONE: 41322610000 MAIL ADDRESS: STREET 1: 1500 MAIN STREET STREET 2: SUITE 2200 CITY: SPRINGFIELD STATE: MA ZIP: 01115 FORMER COMPANY: FORMER CONFORMED NAME: Babson Capital Finance LLC DATE OF NAME CHANGE: 20160506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings North American Private Loan Fund, L.P. CENTRAL INDEX KEY: 0001687482 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-57 FILM NUMBER: 231345967 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: SUITE 3300 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: SUITE 3300 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings North American Private Loan Fund (Cayman), L.P. CENTRAL INDEX KEY: 0001687483 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-56 FILM NUMBER: 231345966 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings North American Private Loan Fund (Cayman)-A L.P. CENTRAL INDEX KEY: 0001715951 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-58 FILM NUMBER: 231345968 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIC Investment Holdings LLC CENTRAL INDEX KEY: 0001758310 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-124 FILM NUMBER: 231346033 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 759-0777 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 6TH FLOOR EAST CITY: NEW YORK STATE: NY ZIP: 10017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Capital Investment Corp CENTRAL INDEX KEY: 0001811972 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-122 FILM NUMBER: 231346031 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (704) 805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Small Business Fund, L.P. CENTRAL INDEX KEY: 0001817350 IRS NUMBER: 845063008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-55 FILM NUMBER: 231345965 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7671 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Special Situations Credit Fund 4 (Delaware), L.P. CENTRAL INDEX KEY: 0001823987 IRS NUMBER: 851465973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-11 FILM NUMBER: 231345921 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings North American Private Loan Fund II (Cayman), L.P. CENTRAL INDEX KEY: 0001826646 IRS NUMBER: 981540187 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-19 FILM NUMBER: 231345929 BUSINESS ADDRESS: STREET 1: 300 S. TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (980) 417 - 7686 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings North American Private Loan Fund II (Cayman)-A, L.P. CENTRAL INDEX KEY: 0001826649 IRS NUMBER: 981540166 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-21 FILM NUMBER: 231345931 BUSINESS ADDRESS: STREET 1: 300 S. TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (980) 417 - 7686 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SERVICES LIMITED STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Private Credit Corp CENTRAL INDEX KEY: 0001859919 IRS NUMBER: 863780522 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-123 FILM NUMBER: 231346032 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings Private Credit LLC DATE OF NAME CHANGE: 20210430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Private Equity Opportunities & Commitments Fund CENTRAL INDEX KEY: 0001864609 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-121 FILM NUMBER: 231346030 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings Access Pine Point Fund DATE OF NAME CHANGE: 20220923 FORMER COMPANY: FORMER CONFORMED NAME: MassMutual Access Pine Point Fund DATE OF NAME CHANGE: 20211123 FORMER COMPANY: FORMER CONFORMED NAME: MassMutual Access Private Markets Opportunities Fund DATE OF NAME CHANGE: 20211014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings North American Private Loan Fund II (Unlevered), L.P. CENTRAL INDEX KEY: 0001885161 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-17 FILM NUMBER: 231345927 BUSINESS ADDRESS: STREET 1: 300 S. TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7048057200 MAIL ADDRESS: STREET 1: 300 S. TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CMS Fund, LP CENTRAL INDEX KEY: 0001899943 IRS NUMBER: 872599057 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-101 FILM NUMBER: 231346010 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (704) 805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Middle Market CLO Ltd. 2017-I CENTRAL INDEX KEY: 0001978475 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-54 FILM NUMBER: 231345964 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2018-IV CENTRAL INDEX KEY: 0001978495 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-50 FILM NUMBER: 231345960 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2018-III CENTRAL INDEX KEY: 0001978496 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-51 FILM NUMBER: 231345961 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2018-I CENTRAL INDEX KEY: 0001978517 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-53 FILM NUMBER: 231345963 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2018-II CENTRAL INDEX KEY: 0001978523 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-52 FILM NUMBER: 231345962 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2021-I CENTRAL INDEX KEY: 0001978545 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-42 FILM NUMBER: 231345952 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Middle Market CLO Ltd. 2021-I CENTRAL INDEX KEY: 0001978546 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-39 FILM NUMBER: 231345949 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2016-II CENTRAL INDEX KEY: 0001978549 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-38 FILM NUMBER: 231345948 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2015-I CENTRAL INDEX KEY: 0001978550 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-36 FILM NUMBER: 231345946 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2016-I CENTRAL INDEX KEY: 0001978551 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-35 FILM NUMBER: 231345945 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2017-I CENTRAL INDEX KEY: 0001978552 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-34 FILM NUMBER: 231345944 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Umbrella Fund - Barings Developed & Emerging Markets High Yield Bond Fund CENTRAL INDEX KEY: 0001978554 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-60 FILM NUMBER: 231345970 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. 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TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2019-II CENTRAL INDEX KEY: 0001978661 IRS NUMBER: 981473665 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-47 FILM NUMBER: 231345957 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2019-I CENTRAL INDEX KEY: 0001978662 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-48 FILM NUMBER: 231345958 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings CLO Ltd. 2019-III CENTRAL INDEX KEY: 0001978663 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-46 FILM NUMBER: 231345956 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Private Loans 4 S.a r.l. CENTRAL INDEX KEY: 0001978664 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-80 FILM NUMBER: 231345990 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Private Loans 3 S.a r.l. CENTRAL INDEX KEY: 0001978665 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-82 FILM NUMBER: 231345992 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Middle Market CLO Ltd. 2019-I CENTRAL INDEX KEY: 0001978667 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-45 FILM NUMBER: 231345955 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Private Loans 2 S.a r.l. CENTRAL INDEX KEY: 0001978669 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-84 FILM NUMBER: 231345994 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Private Loans 1 S.a r.l. CENTRAL INDEX KEY: 0001978673 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-103 FILM NUMBER: 231346012 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTPP - BNAPLF II Funding LP CENTRAL INDEX KEY: 0001978675 IRS NUMBER: 981631431 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-12 FILM NUMBER: 231345922 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Babson CLO Ltd. 2014-I CENTRAL INDEX KEY: 0001978677 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-37 FILM NUMBER: 231345947 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OTPP - BNAPLF II LP CENTRAL INDEX KEY: 0001978678 IRS NUMBER: 981629830 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-13 FILM NUMBER: 231345923 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Investment Funds plc - Barings Global Loan Fund CENTRAL INDEX KEY: 0001978680 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-106 FILM NUMBER: 231346015 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Investment Funds 2 plc - Barings Global High Yield Credit Strategies Fund CENTRAL INDEX KEY: 0001978689 IRS NUMBER: 463119764 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-108 FILM NUMBER: 231346017 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Investment Funds plc - Barings European Loan Fund CENTRAL INDEX KEY: 0001978690 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-114 FILM NUMBER: 231346023 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Umbrella Fund plc - Barings European High Yield Bond Fund CENTRAL INDEX KEY: 0001978691 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-116 FILM NUMBER: 231346025 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAYVK R PD 1 Loan S.a r.l. CENTRAL INDEX KEY: 0001978697 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-117 FILM NUMBER: 231346026 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAYVK R Private Debt SCS, SICAV-FIS CENTRAL INDEX KEY: 0001978701 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-118 FILM NUMBER: 231346027 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings European Direct Lending 1 S.a r.l. CENTRAL INDEX KEY: 0001978734 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-96 FILM NUMBER: 231346006 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Segregated Loan Account 4 CENTRAL INDEX KEY: 0001978740 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-69 FILM NUMBER: 231345979 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Segregated Loan Account 6 CENTRAL INDEX KEY: 0001978741 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-68 FILM NUMBER: 231345978 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Barings European Private Loan Fund II CENTRAL INDEX KEY: 0001978762 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-95 FILM NUMBER: 231346005 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BME Investment S.a r.l. CENTRAL INDEX KEY: 0001978764 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-22 FILM NUMBER: 231345932 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings European Direct Lending 1 LP CENTRAL INDEX KEY: 0001978765 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-97 FILM NUMBER: 231346007 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BCF Europe Funding Ltd CENTRAL INDEX KEY: 0001978766 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-113 FILM NUMBER: 231346022 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Investment Funds 2 plc - Global Multi-Credit Strategy Fund 3 CENTRAL INDEX KEY: 0001978767 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-27 FILM NUMBER: 231345937 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings SLA 6 LLC CENTRAL INDEX KEY: 0001978775 IRS NUMBER: 852583061 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-66 FILM NUMBER: 231345976 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Umbrella Fund (LUX) - Barings Global Special Situations Credit Fund 4 (LUX) Fund CENTRAL INDEX KEY: 0001978778 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-64 FILM NUMBER: 231345974 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Private Loan Fund 4 SCSp CENTRAL INDEX KEY: 0001978780 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-81 FILM NUMBER: 231345991 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BME SCSp CENTRAL INDEX KEY: 0001978781 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-23 FILM NUMBER: 231345933 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Private Loan Fund 4(S) SCSp CENTRAL INDEX KEY: 0001978782 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-79 FILM NUMBER: 231345989 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Segregated Loan Account 3 CENTRAL INDEX KEY: 0001978783 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-77 FILM NUMBER: 231345987 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Segregated Loan Account 1 CENTRAL INDEX KEY: 0001978784 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-75 FILM NUMBER: 231345985 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Segregated Loan Account 2 CENTRAL INDEX KEY: 0001978785 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-73 FILM NUMBER: 231345983 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings European Private Loans 3A S.a r.l. CENTRAL INDEX KEY: 0001978789 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-90 FILM NUMBER: 231346000 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 4 CENTRAL INDEX KEY: 0001978794 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-25 FILM NUMBER: 231345935 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Segregated Loan Account 5 CENTRAL INDEX KEY: 0001978795 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-120 FILM NUMBER: 231346029 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Credit Fund (LUX) - Barings Global Private Loan Fund CENTRAL INDEX KEY: 0001978796 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-104 FILM NUMBER: 231346013 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. 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TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Barings Global Investment Funds plc - Global Multi-Credit Strategy Fund 1 CENTRAL INDEX KEY: 0001978801 IRS NUMBER: 000000000 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-29 FILM NUMBER: 231345939 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 S. 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TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BPCC Holdings, Inc. CENTRAL INDEX KEY: 0001997984 IRS NUMBER: 863933797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-132 FILM NUMBER: 231345912 BUSINESS ADDRESS: STREET 1: C/O BARINGS, LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS, LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BPC Funding LLC CENTRAL INDEX KEY: 0001998006 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: SEC FILE NUMBER: 812-15488-131 FILM NUMBER: 231345911 BUSINESS ADDRESS: STREET 1: C/O BARINGS, LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS, LLC STREET 2: 300 S. TRYON, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 </SEC-HEADER> <DOCUMENT> <TYPE>40-APP/A <SEQUENCE>1 <FILENAME>ef20012643_40-appa.htm <DESCRIPTION>40-APP/A <TEXT> Document 1 - file: ef20012643_40-appa.htm
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