Head of Regulatory Solutions

0000009015-23-000016.txt : 20230808 0000009015-23-000016.hdr.sgml : 20230808 20230808120345 ACCESSION NUMBER: 0000009015-23-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 EFFECTIVENESS DATE: 20230808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 231150104 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true true 0000009015 XXXXXXXX 06-30-2023 06-30-2023 BARINGS LLC

300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202

13F HOLDINGS REPORT 028-00060 Y Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings. Christina Coone Head of Regulatory Solutions 0035314869717 Christina Coone Dublin L2 08-08-2023 4 213 2959217079 false 1 0001624302 028-16290 BARING ASSET MANAGEMENT (ASIA) Ltd 2 0001606780 028-19111 Baring Asset Management Korea Ltd 3 0001606779 028-16289 BARING ASSET MANAGEMENT Ltd 4 0001803230 Baring SICE (Taiwan) LTD INFORMATION TABLE 2 informationtable5.xml 2U INC NOTE 2.250% 5/0 90214JAB7 1957500 3000000 PRN SOLE 3000000 0 0 ABBOTT LABS COM 002824100 272005 2495 SH DFND 3 2495 0 0 ABBVIE INC COM 00287Y109 200882 1491 SH DFND 3 1491 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 238532 773 SH DFND 3 773 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 403906 826 SH DFND 3 826 0 0 AGCO CORP COM 001084102 8993071 68430 SH DFND 3 68430 0 0 ALBEMARLE CORP COM 012653101 6167323 27645 SH DFND 3 27645 0 0 ALPHABET INC CAP STK CL C 02079K107 1304903 10787 SH DFND 3 10787 0 0 ALPHABET INC CAP STK CL A 02079K305 859207 7178 SH DFND 3 7178 0 0 ALPHABET INC CAP STK CL A 02079K305 509922 4260 SH SOLE 4260 0 0 AMAZON COM INC COM 023135106 4441365 34070 SH DFND 3 34070 0 0 AMAZON COM INC COM 023135106 281056 2156 SH SOLE 2156 0 0 AMBEV SA SPONSORED ADR 02319V103 3201726 1006832 SH DFND 3 1006832 0 0 AMCOR PLC ORD G0250X107 1385723 138850 SH DFND 3 138850 0 0 ANALOG DEVICES INC COM 032654105 158770 815 SH DFND 3 815 0 0 ANALOG DEVICES INC COM 032654105 142016 729 SH SOLE 729 0 0 ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 3342723 158498 SH DFND 3 158498 0 0 ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 79172 3754 SH SOLE 3754 0 0 AON PLC SHS CL A G0403H108 3707793 10741 SH DFND 3 10741 0 0 AON PLC SHS CL A G0403H108 249234 722 SH SOLE 722 0 0 APPLE INC COM 037833100 3060071 15776 SH DFND 3 15776 0 0 APPLIED MATLS INC COM 038222105 317988 2200 SH DFND 3 2200 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 6924470 91642 SH DFND 3 91642 0 0 AUTODESK INC COM 052769106 121743 595 SH DFND 3 595 0 0 AUTODESK INC COM 052769106 154276 754 SH SOLE 754 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 6403865 1850828 SH DFND 3 1850828 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 4441073 166457 SH DFND 3 166457 0 0 BANK AMERICA CORP COM 060505104 201662 7029 SH DFND 3 7029 0 0 BARINGS PARTN INVS SH BEN INT 06761A103 1111914 86128 SH SOLE 86128 0 0 BECTON DICKINSON & CO COM 075887109 574486 2176 SH DFND 3 2176 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 264616 776 SH DFND 3 776 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 2018084 91316 SH SOLE 91316 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 17492789 1603372 SH SOLE 1603372 0 0 BM TECHNOLOGIES INC CL A COM 05591L107 94734 31790 SH SOLE 31790 0 0 BROADCOM INC COM 11135F101 454533 524 SH DFND 3 524 0 0 BUNGE LIMITED COM G16962105 10217822 108297 SH DFND 3 108297 0 0 CF INDS HLDGS INC COM 125269100 9634316 138783 SH DFND 3 138783 0 0 CHEVRON CORP NEW COM 166764100 10954078 69616 SH DFND 3 69616 0 0 CISCO SYS INC COM 17275R102 315304 6094 SH DFND 3 6094 0 0 CLOUDFLARE INC CL A COM 18915M107 644417 9858 SH DFND 3 9858 0 0 CLOUDFLARE INC CL A COM 18915M107 118385 1811 SH SOLE 1811 0 0 CNH INDL N V SHS N20944109 7430760 516025 SH DFND 3 516025 0 0 COCA COLA CO COM 191216100 394923 6558 SH DFND 3 6558 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 1915238 161760 SH DFND 3 161760 0 0 CONOCOPHILLIPS COM 20825C104 14952063 144311 SH DFND 3 144311 0 0 CORTEVA INC COM 22052L104 21366769 372893 SH DFND 3 372893 0 0 COSTCO WHSL CORP NEW COM 22160K105 488849 908 SH DFND 3 908 0 0 CREDICORP LTD COM G2519Y108 1357255 9193 SH DFND 3 9193 0 0 CURIOSITYSTREAM INC COM CL A 23130Q107 26046 27931 SH SOLE 27931 0 0 D MARKET ELECTR SVCS & TRADI SPONSORED ADS 23292B104 1337004 795836 SH DFND 3 795836 0 0 DANAHER CORPORATION COM 235851102 244080 1017 SH DFND 3 1017 0 0 DARLING INGREDIENTS INC COM 237266101 12862297 201635 SH DFND 3 201635 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 6853584 256113 SH DFND 4 256113 0 0 DEERE & CO COM 244199105 14003772 34561 SH DFND 3 34561 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 5864341 11517000 PRN SOLE 11517000 0 0 DOW INC COM 260557103 5249306 98560 SH DFND 3 98560 0 0 EOG RES INC COM 26875P101 10801763 94388 SH DFND 3 94388 0 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 5227226 1204430 SH SOLE 1204430 0 0 EXXON MOBIL CORP COM 30231G102 20982390 195640 SH DFND 3 195640 0 0 FABRINET SHS G3323L100 1804423 13893 SH DFND 3 13893 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 273391 4998 SH DFND 3 4998 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1385318 86745 SH DFND 3 86745 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 2650956 165996 SH DFND 4 165996 0 0 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 2394213 22776 SH DFND 1 22776 0 0 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 3893855 37042 SH DFND 3 37042 0 0 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 13583817 129222 SH DFND 4 129222 0 0 FMC CORP COM NEW 302491303 8702269 83403 SH DFND 3 83403 0 0 GARRETT MOTION INC COM 366505105 19699010 2602247 SH SOLE 2602247 0 0 GLOBAL X FDS X EMERGING MKT 37954Y350 6709716 306800 SH DFND 2 306800 0 0 GLOBANT S A COM L44385109 2121774 11806 SH DFND 3 11806 0 0 GREEN PLAINS INC COM 393222104 11368791 352630 SH SOLE 352630 0 0 H WORLD GROUP LTD SPONSORED ADS 44332N106 41559789 1071681 SH DFND 1 1071681 0 0 HALLADOR ENERGY COMPANY COM 40609P105 593378 69239 SH SOLE 69239 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 402866 5780 SH SOLE 5780 0 0 HESS CORP COM 42809H107 9727222 71550 SH DFND 3 71550 0 0 HOME DEPOT INC COM 437076102 311261 1002 SH DFND 3 1002 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 472048 5931 SH DFND 3 5931 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 259532 759 SH DFND 3 759 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 4330206 47700 SH DFND 1 47700 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 7811074 86044 SH DFND 3 86044 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8549118 23142 SH DFND 1 23142 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 345525914 935320 SH DFND 2 935320 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 8184870 22156 SH DFND 3 22156 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 20138192 54513 SH DFND 4 54513 0 0 ISHARES INC JP MRG EM CRP BD 464286251 1569864 36197 SH DFND 3 36197 0 0 ISHARES INC JP MRG EM CRP BD 464286251 31117585 717491 SH DFND 4 717491 0 0 ISHARES INC MSCI WORLD ETF 464286392 5396199 43336 SH DFND 1 43336 0 0 ISHARES INC MSCI WORLD ETF 464286392 14527001 116664 SH DFND 3 116664 0 0 ISHARES INC MSCI EURZONE ETF 464286608 9981154 217834 SH DFND 3 217834 0 0 ISHARES INC MSCI HONG KG ETF 464286871 6811389 352374 SH DFND 1 352374 0 0 ISHARES TR CORE S&P500 ETF 464287200 690262163 1548680 SH DFND 2 1548680 0 0 ISHARES TR CORE S&P500 ETF 464287200 6211415 13936 SH DFND 3 13936 0 0 ISHARES TR CORE S&P500 ETF 464287200 121592362 272806 SH DFND 4 272806 0 0 ISHARES TR CORE US AGGBD ET 464287226 78026578 796596 SH DFND 4 796596 0 0 ISHARES TR IBOXX INV CP ETF 464287242 5431980 50231 SH DFND 1 50231 0 0 ISHARES TR IBOXX INV CP ETF 464287242 7659448 70829 SH DFND 3 70829 0 0 ISHARES TR IBOXX INV CP ETF 464287242 717184 6632 SH DFND 4 6632 0 0 ISHARES TR IBOXX INV CP ETF 464287242 72659266 671900 SH SOLE 671900 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 17725438 251496 SH DFND 4 251496 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 1730106 17910 SH DFND 3 17910 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 57329202 593470 SH DFND 4 593470 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 725180 8944 SH DFND 4 8944 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 342866447 1412950 SH DFND 2 1412950 0 0 ISHARES TR EUROPE ETF 464287861 1848349 36572 SH DFND 3 36572 0 0 ISHARES TR EUROPE ETF 464287861 14408145 285084 SH DFND 4 285084 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 3607891 54303 SH DFND 1 54303 0 0 ISHARES TR MSCI ACWI ETF 464288257 3860050 40234 SH DFND 1 40234 0 0 ISHARES TR MBS ETF 464288588 755447 8100 SH SOLE 8100 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 3853056 76800 SH SOLE 76800 0 0 ISHARES TR SHORT TREAS BD 464288679 15722999 142354 SH DFND 4 142354 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 52395420 1031000 SH SOLE 1031000 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 5428652 40251 SH DFND 3 40251 0 0 ISHARES TR 0-5YR INVT GR CP 46434V100 919895 19081 SH DFND 1 19081 0 0 ISHARES TR CORE MSCI EURO 46434V738 2466821 46871 SH DFND 1 46871 0 0 ISHARES TR CONV BD ETF 46435G102 2578219 33764 SH DFND 3 33764 0 0 ISHARES TR ESG AWR US AGRGT 46435U549 13022552 276077 SH DFND 4 276077 0 0 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 8123480 1376861 SH DFND 3 1376861 0 0 ITRON INC NOTE3/1 465741AN6 2689200 3000000 PRN SOLE 3000000 0 0 JOHNSON & JOHNSON COM 478160104 328723 1986 SH DFND 3 1986 0 0 JPMORGAN CHASE & CO COM 46625H100 441265 3034 SH DFND 3 3034 0 0 KLA CORP COM NEW 482480100 211954 437 SH DFND 3 437 0 0 LAM RESEARCH CORP COM 512807108 203787 317 SH DFND 3 317 0 0 LAM RESEARCH CORP COM 512807108 176787 275 SH SOLE 275 0 0 LI AUTO INC SPONSORED ADS 50202M102 6925476 197307 SH DFND 3 197307 0 0 LI AUTO INC SPONSORED ADS 50202M102 154510 4402 SH SOLE 4402 0 0 LILLY ELI & CO COM 532457108 272946 582 SH DFND 3 582 0 0 LINDE PLC SHS G54950103 29986423 78688 SH DFND 3 78688 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4930445 53691 SH DFND 3 53691 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1010 11 SH SOLE 11 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1305756 3320 SH DFND 3 3320 0 0 MCDONALDS CORP COM 580135101 2441889 8183 SH DFND 3 8183 0 0 MCGRATH RENTCORP COM 580589109 498837 5394 SH DFND 3 5394 0 0 MERCK & CO INC COM 58933Y105 276936 2400 SH DFND 3 2400 0 0 META PLATFORMS INC CL A 30303M102 968844 3376 SH DFND 3 3376 0 0 META PLATFORMS INC CL A 30303M102 497623 1734 SH SOLE 1734 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 14793750 15000000 PRN SOLE 15000000 0 0 MICRON TECHNOLOGY INC COM 595112103 127924 2027 SH DFND 3 2027 0 0 MICRON TECHNOLOGY INC COM 595112103 141177 2237 SH SOLE 2237 0 0 MICROSOFT CORP COM 594918104 7063140 20741 SH DFND 3 20741 0 0 MICROSOFT CORP COM 594918104 596286 1751 SH SOLE 1751 0 0 MONDELEZ INTL INC CL A 609207105 216924 2974 SH DFND 3 2974 0 0 NETFLIX INC COM 64110L106 277949 631 SH DFND 3 631 0 0 NUCOR CORP COM 670346105 5825389 35525 SH DFND 3 35525 0 0 NUTRIEN LTD COM 67077M108 8873562 150272 SH DFND 3 150272 0 0 NUTRIEN LTD COM 67077M108 14919927 252666 SH DFND _ 252666 0 0 NVIDIA CORPORATION COM 67066G104 1230988 2910 SH DFND 3 2910 0 0 NVIDIA CORPORATION COM 67066G104 427673 1011 SH SOLE 1011 0 0 ORBITAL INFRASTRUCTURE GRP I COM 68559A208 224704 105002 SH SOLE 105002 0 0 PDD HOLDINGS INC SPONSORED ADS 722304102 35686196 516144 SH DFND 1 516144 0 0 PDD HOLDINGS INC SPONSORED ADS 722304102 124245 1797 SH DFND 3 1797 0 0 PENNYMAC CORP NOTE 5.500%11/0 70932AAD5 16490000 17000000 PRN SOLE 17000000 0 0 PEPSICO INC COM 713448108 1185408 6400 SH DFND 3 6400 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 10375201 838739 SH DFND 3 838739 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2959800 214013 SH DFND 3 214013 0 0 PROCTER AND GAMBLE CO COM 742718109 575246 3791 SH DFND 3 3791 0 0 QUALCOMM INC COM 747525103 220819 1855 SH DFND 3 1855 0 0 QUALCOMM INC COM 747525103 119040 1000 SH SOLE 1000 0 0 SALESFORCE INC COM 79466L302 261540 1238 SH DFND 3 1238 0 0 SALESFORCE INC COM 79466L302 186754 884 SH SOLE 884 0 0 SEA LTD SPONSORD ADS 81141R100 267913 4616 SH DFND 1 4616 0 0 SEA LTD SPONSORD ADS 81141R100 24518418 422440 SH DFND 3 422440 0 0 SENDAS DISTRIBUIDORA S A SPON ADS 81689T104 3832210 265941 SH DFND 3 265941 0 0 SHERWIN WILLIAMS CO COM 824348106 8018173 30198 SH DFND 3 30198 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 6363545 87628 SH DFND 3 87628 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 699053 1577 SH DFND 3 1577 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11810752 26644 SH DFND 4 26644 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 2875784 41112 SH DFND 4 41112 0 0 STRYKER CORPORATION COM 863667101 569908 1868 SH DFND 3 1868 0 0 SUNCOR ENERGY INC NEW COM 867224107 1439788 49106 SH DFND 3 49106 0 0 SUNCOR ENERGY INC NEW COM 867224107 49449441 1686543 SH DFND _ 1686543 0 0 SYNOPSYS INC COM 871607107 158925 365 SH DFND 3 365 0 0 SYNOPSYS INC COM 871607107 174164 400 SH SOLE 400 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 413667 2811 SH DFND 3 2811 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 93594 636 SH SOLE 636 0 0 TDCX INC ADS 87190U100 3426746 433217 SH DFND 3 433217 0 0 TESLA INC COM 88160R101 763060 2915 SH DFND 3 2915 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1149937 2204 SH DFND 3 2204 0 0 TJX COS INC NEW COM 872540109 1599309 18862 SH DFND 3 18862 0 0 TRACTOR SUPPLY CO COM 892356106 12009046 54315 SH DFND 3 54315 0 0 UNITED RENTALS INC COM 911363109 840859 1888 SH DFND 3 1888 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3537510 7360 SH DFND 3 7360 0 0 UPSTART HLDGS INC NOTE 0.250% 8/1 91680MAB3 1375740 2000000 PRN SOLE 2000000 0 0 VALARIS LIMITED CL A G9460G101 1248217 19835 SH SOLE 19835 0 0 VALE S A SPONSORED ADS 91912E105 6484880 483225 SH DFND 3 483225 0 0 VANECK ETF TRUST BDC INCOME ETF 92189F411 1391555 90596 SH DFND 3 90596 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1296429 13368 SH DFND 3 13368 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 70887240 730947 SH DFND 4 730947 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1132368 27836 SH DFND 4 27836 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4718612 62366 SH DFND 4 62366 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 2512173 42826 SH DFND 4 42826 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 901458 11485 SH DFND 3 11485 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 14089269 179504 SH DFND 4 179504 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1051456 2378 SH DFND 3 2378 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 5806887 13133 SH DFND 4 13133 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 260061 739 SH DFND 3 739 0 0 VISA INC COM CL A 92826C839 1110219 4675 SH DFND 3 4675 0 0 VISA INC COM CL A 92826C839 249117 1049 SH SOLE 1049 0 0 WALMART INC COM 931142103 373303 2375 SH DFND 3 2375 0 0 WEATHERFORD INTL PLC ORD SHS G48833118 1784108 26861 SH SOLE 26861 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 206916 541 SH DFND 3 541 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 696874 14582 SH DFND 3 14582 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 19831667 518204 SH DFND 4 518204 0 0 YANDEX N V SHS CLASS A N97284108 0 1002695 SH DFND 3 1002695 0 0 YUM CHINA HLDGS INC COM 98850P109 9550421 169034 SH DFND 3 169034 0 0 YUM CHINA HLDGS INC COM 98850P109 191987 3398 SH SOLE 3398 0 0 YUM CHINA HLDGS INC COM 98850P109 16079448 284592 SH DFND _ 284592 0 0 ZOETIS INC CL A 98978V103 485116 2817 SH DFND 3 2817 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 5464681 217890 SH DFND 1 217890 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 36216 1444 SH DFND 3 1444 0 0 BARINGS PARTN INVS TRUST COM 05616B100 1851345 143404 SH SOLE 143404 0 0 BARINGS CORPORATE INVS COM 05617K109 3272993 219664 SH SOLE 219664 0 0 BARINGS BDC, INC. COM 06759L103 106935099 13639681 SH SOLE 13639681 0 0 BARINGS GLOBAL SHORT DURATION COM 06760L100 154308 11833 SH SOLE 11833 0 0