Head of Regulatory Solutions

0000009015-23-000006.txt : 20230509 0000009015-23-000006.hdr.sgml : 20230509 20230509072756 ACCESSION NUMBER: 0000009015-23-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 23899974 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0000009015 XXXXXXXX 03-31-2023 03-31-2023 BARINGS LLC

300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202

13F HOLDINGS REPORT 028-00060 000106006 801-241 Y Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings. Christina Coone Head of Regulatory Solutions 0035314869717 Christina Coone Dublin L2 05-09-2023 4 210 2911236412 false 1 0001624302 028-16290 BARING ASSET MANAGEMENT (ASIA) Ltd 2 0001606780 028-19111 Baring Asset Management Korea Ltd 3 0001606779 028-16289 BARING ASSET MANAGEMENT Ltd 4 0001803230 Baring SICE (Taiwan) LTD INFORMATION TABLE 2 informationtable.xml ABBOTT LABS COM 002824100 252644 2495 SH DFND 3 2495 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 257229 900 SH DFND 3 900 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 328335 852 SH DFND 3 852 0 0 AGCO CORP COM 001084102 9251736 68430 SH DFND 3 68430 0 0 ALPHABET INC CAP STK CL C 02079K107 976040 9385 SH DFND 3 9385 0 0 ALPHABET INC CAP STK CL A 02079K305 596448 5750 SH DFND 3 5750 0 0 ALPHABET INC CAP STK CL A 02079K305 441890 4260 SH SOLE 4260 0 0 AMAZON COM INC COM 023135106 3035590 29389 SH DFND 3 29389 0 0 AMAZON COM INC COM 023135106 196251 1900 SH SOLE 1900 0 0 AMBEV SA SPONSORED ADR 02319V103 2839266 1006832 SH DFND 3 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VANECK ETF TRUST BDC INCOME ETF 92189F411 908100 61234 SH DFND 3 61234 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1231059 13368 SH DFND 3 13368 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 62094445 674280 SH DFND 4 674280 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1812667 44868 SH DFND 3 44868 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 33156967 820717 SH DFND 4 820717 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 9252416 121375 SH DFND 4 121375 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3009272 50188 SH DFND 4 50188 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 916648 2378 SH DFND 3 2378 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 4578998 11879 SH DFND 4 11879 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 232837 739 SH DFND 3 739 0 0 VISA INC COM CL A 92826C839 1305413 5790 SH DFND 3 5790 0 0 VISA INC COM CL A 92826C839 236508 1049 SH SOLE 1049 0 0 VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS 92837L109 1599586 80828 SH DFND 3 80828 0 0 WALMART INC COM 931142103 307286 2084 SH DFND 3 2084 0 0 WEATHERFORD INTL PLC ORD SHS G48833118 1594200 26861 SH SOLE 26861 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 927005 19774 SH DFND 3 19774 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 19619203 518204 SH DFND 4 518204 0 0 YANDEX N V SHS CLASS A N97284108 0 1002695 SH DFND 3 1002695 0 0 YUM CHINA HLDGS INC COM 98850P109 10439192 164682 SH DFND 3 164682 0 0 YUM CHINA HLDGS INC COM 98850P109 215399 3398 SH SOLE 3398 0 0 YUM CHINA HLDGS INC COM 98850P109 18040287 284592 SH DFND _ 284592 0 0 ZOETIS INC CL A 98978V103 353019 2121 SH DFND 3 2121 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 6244727 217890 SH DFND 1 217890 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 41385 1444 SH DFND 3 1444 0 0 BARINGS PARTN INVS TRUST COM 05616B100 1838439 143404 SH SOLE 143404 0 0 BARINGS CORPORATE INVS COM 05617K109 3108246 219664 SH SOLE 219664 0 0 BARINGS BDC, INC. 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