0000009015-22-000006.txt : 20220210
0000009015-22-000006.hdr.sgml : 20220210
20220210065920
ACCESSION NUMBER: 0000009015-22-000006
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220210
DATE AS OF CHANGE: 20220210
EFFECTIVENESS DATE: 20220210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS LLC
CENTRAL INDEX KEY: 0000009015
IRS NUMBER: 041054788
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00060
FILM NUMBER: 22609517
BUSINESS ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: 300 SOUTH TRYON STREET
STREET 2: SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: Barings LLC
DATE OF NAME CHANGE: 20160915
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20040707
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON DAVID L & CO INC
DATE OF NAME CHANGE: 19920929
13F-HR/A
1
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13F-HR/A
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false
true
false
0000009015
XXXXXXXX
12-31-2021
12-31-2021
true
1
NEW HOLDINGS
BARINGS LLC
300 SOUTH TRYON STREET
SUITE 2500
CHARLOTTE
NC
28202
13F HOLDINGS REPORT
028-00060
Y
Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on its Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.
Christina Coone
Head of Regulatory Solutions
0035314869717
Christina Coone
Dublin
L2
02-10-2022
4
624
3879989
1
0001624302
028-16290
BARING ASSET MANAGEMENT (ASIA) Ltd
2
0001606780
028-19111
Baring Asset Management Korea Ltd
3
0001606779
028-16289
BARING ASSET MANAGEMENT Ltd
4
0001803230
Baring SICE (Taiwan) LTD
INFORMATION TABLE
2
informationtable.xml
3M CO
COM
88579Y101
156
881
SH
DFND
1
881
0
0
3M CO
COM
88579Y101
1835
10332
SH
DFND
3
10332
0
0
ABBOTT LABS
COM
002824100
309
2194
SH
DFND
1
2194
0
0
ABBOTT LABS
COM
002824100
1129
8024
SH
DFND
3
8024
0
0
ABBVIE INC
COM
00287Y109
910
6722
SH
DFND
1
6722
0
0
ABBVIE INC
COM
00287Y109
702
5181
SH
DFND
3
5181
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1057
2550
SH
DFND
1
2550
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1523
3674
SH
DFND
3
3674
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
308
4633
SH
DFND
1
4633
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
271
4066
SH
DFND
3
4066
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2073
3655
SH
DFND
1
3655
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2174
3833
SH
DFND
3
3833
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
228
1582
SH
DFND
1
1582
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
297
2067
SH
DFND
3
2067
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
108
753
SH
SOLE
753
0
0
AGCO CORP
COM
001084102
3207
27640
SH
DFND
3
27640
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
127
797
SH
DFND
1
797
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
213
1335
SH
DFND
3
1335
0
0
AGNC INVT CORP
COM
00123Q104
297
19750
SH
DFND
3
19750
0
0
AIR PRODS & CHEMS INC
COM
009158106
58
189
SH
DFND
1
189
0
0
AIR PRODS & CHEMS INC
COM
009158106
8128
26713
SH
DFND
3
26713
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
327
2797
SH
DFND
1
2797
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
109
930
SH
DFND
3
930
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
79114
665999
SH
DFND
1
665999
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1497
12605
SH
DFND
3
12605
0
0
ALLY FINL INC
COM
02005N100
324
6812
SH
DFND
3
6812
0
0
ALPHABET INC
CAP STK CL C
02079K107
747
258
SH
DFND
1
258
0
0
ALPHABET INC
CAP STK CL C
02079K107
3218
1112
SH
DFND
3
1112
0
0
ALPHABET INC
CAP STK CL A
02079K305
2173
750
SH
DFND
1
750
0
0
ALPHABET INC
CAP STK CL A
02079K305
1698
586
SH
DFND
3
586
0
0
ALPHABET INC
CAP STK CL A
02079K305
513
177
SH
SOLE
177
0
0
AMAZON COM INC
COM
023135106
2644
793
SH
DFND
1
793
0
0
AMAZON COM INC
COM
023135106
8276
2482
SH
DFND
3
2482
0
0
AMAZON COM INC
COM
023135106
177
53
SH
SOLE
53
0
0
AMBEV SA
SPONSORED ADR
02319V103
2741
978785
SH
DFND
3
978785
0
0
AMCOR PLC
ORD
G0250X107
1423
118473
SH
DFND
3
118473
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
1161
55008
SH
DFND
3
55008
0
0
AMERICAN EXPRESS CO
COM
025816109
193
1178
SH
DFND
1
1178
0
0
AMERICAN EXPRESS CO
COM
025816109
446
2728
SH
DFND
3
2728
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
156
2751
SH
DFND
1
2751
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
600
10545
SH
DFND
3
10545
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
87
298
SH
DFND
1
298
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
302
1033
SH
DFND
3
1033
0
0
AMETEK INC
COM
031100100
143
971
SH
DFND
1
971
0
0
AMETEK INC
COM
031100100
214
1455
SH
DFND
3
1455
0
0
AMGEN INC
COM
031162100
149
662
SH
DFND
1
662
0
0
AMGEN INC
COM
031162100
723
3213
SH
DFND
3
3213
0
0
AMPHENOL CORP NEW
CL A
032095101
116
1324
SH
DFND
1
1324
0
0
AMPHENOL CORP NEW
CL A
032095101
199
2272
SH
DFND
3
2272
0
0
AMTECH SYS INC
COM PAR $0.01N
032332504
877
88808
SH
SOLE
88808
0
0
ANALOG DEVICES INC
COM
032654105
536
3052
SH
DFND
1
3052
0
0
ANALOG DEVICES INC
COM
032654105
210
1193
SH
DFND
3
1193
0
0
ANALOG DEVICES INC
COM
032654105
124
708
SH
SOLE
708
0
0
ANGLOGOLD ASHANTI LIMITED
SPONSORED ADR
035128206
7335
349621
SH
DFND
3
349621
0
0
ANGLOGOLD ASHANTI LIMITED
SPONSORED ADR
035128206
156
7426
SH
SOLE
7426
0
0
ANSYS INC
COM
03662Q105
266
664
SH
DFND
1
664
0
0
ANSYS INC
COM
03662Q105
323
804
SH
DFND
3
804
0
0
ANTHEM INC
COM
036752103
154
332
SH
DFND
1
332
0
0
ANTHEM INC
COM
036752103
219
472
SH
DFND
3
472
0
0
AON PLC
SHS CL A
G0403H108
89
295
SH
DFND
1
295
0
0
AON PLC
SHS CL A
G0403H108
4290
14275
SH
DFND
3
14275
0
0
AON PLC
SHS CL A
G0403H108
685
2279
SH
DFND
_
2279
0
0
APPLE INC
COM
037833100
5647
31804
SH
DFND
1
31804
0
0
APPLE INC
COM
037833100
9367
52751
SH
DFND
3
52751
0
0
APPLIED MATLS INC
COM
038222105
241
1530
SH
DFND
1
1530
0
0
APPLIED MATLS INC
COM
038222105
306
1943
SH
DFND
3
1943
0
0
ARBOR REALTY TRUST INC
NOTE 4.750%11/0
038923AP3
5581
5000000
PRN
SOLE
5000000
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
121
1786
SH
DFND
1
1786
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
4120
60952
SH
DFND
3
60952
0
0
ARISTA NETWORKS INC
COM
040413106
645
4486
SH
DFND
1
4486
0
0
ARISTA NETWORKS INC
COM
040413106
209
1456
SH
DFND
3
1456
0
0
ARROW ELECTRS INC
COM
042735100
92
688
SH
DFND
1
688
0
0
ARROW ELECTRS INC
COM
042735100
147
1093
SH
DFND
3
1093
0
0
ASSURANT INC
COM
04621X108
84
541
SH
DFND
1
541
0
0
ASSURANT INC
COM
04621X108
389
2495
SH
DFND
3
2495
0
0
AT&T INC
COM
00206R102
538
21862
SH
DFND
1
21862
0
0
AT&T INC
COM
00206R102
655
26638
SH
DFND
3
26638
0
0
ATHENE HOLDING LTD
CL A
G0684D107
106
1271
SH
DFND
1
1271
0
0
ATHENE HOLDING LTD
CL A
G0684D107
572
6863
SH
DFND
3
6863
0
0
ATRENEW INC
SPONSORED ADS
00138L108
3359
565488
SH
DFND
1
565488
0
0
AUTODESK INC
COM
052769106
531
1887
SH
DFND
1
1887
0
0
AUTODESK INC
COM
052769106
474
1686
SH
DFND
3
1686
0
0
AUTODESK INC
COM
052769106
141
500
SH
SOLE
500
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
120
488
SH
DFND
1
488
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
592
2401
SH
DFND
3
2401
0
0
AUTOZONE INC
COM
053332102
113
54
SH
DFND
1
54
0
0
AUTOZONE INC
COM
053332102
161
77
SH
DFND
3
77
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
15493
14452000
PRN
SOLE
14452000
0
0
AVERY DENNISON CORP
COM
053611109
96
443
SH
DFND
1
443
0
0
AVERY DENNISON CORP
COM
053611109
228
1055
SH
DFND
3
1055
0
0
BAIDU INC
SPON ADR REP A
056752108
569
3827
SH
DFND
1
3827
0
0
BAIDU INC
SPON ADR REP A
056752108
62
416
SH
DFND
3
416
0
0
BAKER HUGHES COMPANY
CL A
05722G100
303
12595
SH
DFND
3
12595
0
0
BALL CORP
COM
058498106
3304
34322
SH
DFND
3
34322
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
9592
2804565
SH
DFND
3
2804565
0
0
BANCOLOMBIA S A
SPON ADR PREF
05968L102
4622
146305
SH
DFND
3
146305
0
0
BANK NEW YORK MELLON CORP
COM
064058100
159
2733
SH
DFND
1
2733
0
0
BANK NEW YORK MELLON CORP
COM
064058100
241
4153
SH
DFND
3
4153
0
0
BARINGS PARTN INVS
SH BEN INT
06761A103
1275
86128
SH
SOLE
86128
0
0
BECTON DICKINSON & CO
COM
075887109
1490
5925
SH
DFND
3
5925
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
253
845
SH
DFND
1
845
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1504
5029
SH
DFND
3
5029
0
0
BILIBILI INC
SPONS ADS REP Z
090040106
6486
139776
SH
DFND
1
139776
0
0
BIONTECH SE
SPONSORED ADS
09075V102
1650
6400
SH
DFND
3
6400
0
0
BK OF AMERICA CORP
COM
060505104
1117
25112
SH
DFND
1
25112
0
0
BK OF AMERICA CORP
COM
060505104
1403
31535
SH
DFND
3
31535
0
0
BLACKROCK INC
COM
09247X101
192
210
SH
DFND
1
210
0
0
BLACKROCK INC
COM
09247X101
474
518
SH
DFND
3
518
0
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
21662
1603372
SH
SOLE
1603372
0
0
BLACKSTONE INC
COM
09260D107
125
967
SH
DFND
1
967
0
0
BLACKSTONE INC
COM
09260D107
179
1386
SH
DFND
3
1386
0
0
BLACKSTONE MORTGAGE TRUST IN
NOTE 4.750% 3/1
09257WAC4
8180
8000000
PRN
SOLE
8000000
0
0
BLOCK INC
CL A
852234103
110
683
SH
DFND
1
683
0
0
BLOCK INC
CL A
852234103
143
888
SH
DFND
3
888
0
0
BM TECHNOLOGIES INC
CL A COM
05591L107
472
51263
SH
SOLE
51263
0
0
BOOKING HOLDINGS INC
COM
09857L108
137
57
SH
DFND
1
57
0
0
BOOKING HOLDINGS INC
COM
09857L108
262
109
SH
DFND
3
109
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
130
3050
SH
DFND
1
3050
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
213
5005
SH
DFND
3
5005
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
122
1953
SH
DFND
1
1953
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
225
3609
SH
DFND
3
3609
0
0
BROADCOM INC
COM
11135F101
1621
2436
SH
DFND
1
2436
0
0
BROADCOM INC
COM
11135F101
1644
2470
SH
DFND
3
2470
0
0
BUNGE LIMITED
COM
G16962105
4578
49037
SH
DFND
3
49037
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
503
2697
SH
DFND
1
2697
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
422
2263
SH
DFND
3
2263
0
0
CAPITAL ONE FINL CORP
COM
14040H105
168
1155
SH
DFND
1
1155
0
0
CAPITAL ONE FINL CORP
COM
14040H105
504
3473
SH
DFND
3
3473
0
0
CATERPILLAR INC
COM
149123101
520
2517
SH
DFND
3
2517
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
98
15656
SH
SOLE
15656
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
2183
322034
SH
DFND
3
322034
0
0
CF INDS HLDGS INC
COM
125269100
131
1844
SH
DFND
1
1844
0
0
CF INDS HLDGS INC
COM
125269100
10179
143806
SH
DFND
3
143806
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
129
198
SH
DFND
1
198
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
147
225
SH
DFND
3
225
0
0
CHEVRON CORP NEW
COM
166764100
815
6948
SH
DFND
1
6948
0
0
CHEVRON CORP NEW
COM
166764100
3351
28557
SH
DFND
3
28557
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
138
79
SH
DFND
1
79
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
177
101
SH
DFND
3
101
0
0
CHURCH & DWIGHT CO INC
COM
171340102
496
4842
SH
DFND
3
4842
0
0
CIENA CORP
COM NEW
171779309
211
2744
SH
DFND
1
2744
0
0
CIENA CORP
COM NEW
171779309
67
875
SH
DFND
3
875
0
0
CINTAS CORP
COM
172908105
111
251
SH
DFND
1
251
0
0
CINTAS CORP
COM
172908105
187
422
SH
DFND
3
422
0
0
CISCO SYS INC
COM
17275R102
907
14307
SH
DFND
1
14307
0
0
CISCO SYS INC
COM
17275R102
1859
29335
SH
DFND
3
29335
0
0
CITIGROUP INC
COM NEW
172967424
172
2847
SH
DFND
1
2847
0
0
CITIGROUP INC
COM NEW
172967424
883
14618
SH
DFND
3
14618
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
1226
200000
SH
SOLE
200000
0
0
CLOUDFLARE INC
CL A COM
18915M107
130
990
SH
DFND
1
990
0
0
CLOUDFLARE INC
CL A COM
18915M107
122
931
SH
DFND
3
931
0
0
CLOUDFLARE INC
CL A COM
18915M107
51
388
SH
SOLE
388
0
0
CNH INDL N V
SHS
N20944109
2259
116239
SH
DFND
3
116239
0
0
COCA COLA CO
COM
191216100
873
14738
SH
DFND
1
14738
0
0
COCA COLA CO
COM
191216100
1496
25274
SH
DFND
3
25274
0
0
COLGATE PALMOLIVE CO
COM
194162103
289
3386
SH
DFND
3
3386
0
0
COMCAST CORP NEW
CL A
20030N101
787
15631
SH
DFND
1
15631
0
0
COMCAST CORP NEW
CL A
20030N101
1105
21964
SH
DFND
3
21964
0
0
COMPANHIA PARANAENSE ENERG C
SPON ADS
20441B605
1339
237851
SH
DFND
3
237851
0
0
CONAGRA BRANDS INC
COM
205887102
264
7738
SH
DFND
3
7738
0
0
CONOCOPHILLIPS
COM
20825C104
150
2082
SH
DFND
1
2082
0
0
CONOCOPHILLIPS
COM
20825C104
10950
151708
SH
DFND
3
151708
0
0
CONOCOPHILLIPS
COM
20825C104
218
3026
SH
SOLE
3026
0
0
COOPER COS INC
COM NEW
216648402
284
677
SH
DFND
3
677
0
0
CORTEVA INC
COM
22052L104
13161
278368
SH
DFND
3
278368
0
0
COSTCO WHSL CORP NEW
COM
22160K105
796
1402
SH
DFND
1
1402
0
0
COSTCO WHSL CORP NEW
COM
22160K105
708
1247
SH
DFND
3
1247
0
0
CREDICORP LTD
COM
G2519Y108
1314
10762
SH
DFND
3
10762
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
269
1312
SH
DFND
1
1312
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
306
1496
SH
DFND
3
1496
0
0
CSX CORP
COM
126408103
93
2486
SH
DFND
1
2486
0
0
CSX CORP
COM
126408103
608
16183
SH
DFND
3
16183
0
0
CURIOSITYSTREAM INC
COM CL A
23130Q107
166
27931
SH
SOLE
27931
0
0
CVS HEALTH CORP
COM
126650100
175
1697
SH
DFND
1
1697
0
0
CVS HEALTH CORP
COM
126650100
549
5323
SH
DFND
3
5323
0
0
CYRUSONE INC
COM
23283R100
354
3949
SH
DFND
1
3949
0
0
CYRUSONE INC
COM
23283R100
116
1292
SH
DFND
3
1292
0
0
D MARKET ELECTR SVCS & TRADI
SPONSORED ADS
23292B104
1520
795836
SH
DFND
3
795836
0
0
DANAHER CORPORATION
COM
235851102
184
559
SH
DFND
1
559
0
0
DANAHER CORPORATION
COM
235851102
332
1010
SH
DFND
3
1010
0
0
DARLING INGREDIENTS INC
COM
237266101
9288
134044
SH
DFND
3
134044
0
0
DATADOG INC
CL A COM
23804L103
817
4589
SH
DFND
1
4589
0
0
DATADOG INC
CL A COM
23804L103
360
2023
SH
DFND
3
2023
0
0
DEERE & CO
COM
244199105
151
440
SH
DFND
1
440
0
0
DEERE & CO
COM
244199105
5884
17161
SH
DFND
3
17161
0
0
DEVON ENERGY CORP NEW
COM
25179M103
109
2481
SH
DFND
1
2481
0
0
DEVON ENERGY CORP NEW
COM
25179M103
173
3920
SH
DFND
3
3920
0
0
DIGITAL RLTY TR INC
COM
253868103
429
2427
SH
DFND
1
2427
0
0
DIGITAL RLTY TR INC
COM
253868103
133
751
SH
DFND
3
751
0
0
DIGITALBRIDGE GROUP INC
NOTE 5.000% 4/1
19624RAA4
22167
21500000
PRN
SOLE
21500000
0
0
DISCOVER FINL SVCS
COM
254709108
117
1009
SH
DFND
1
1009
0
0
DISCOVER FINL SVCS
COM
254709108
163
1411
SH
DFND
3
1411
0
0
DISH NETWORK CORPORATION
CL A
25470M109
179
5516
SH
DFND
1
5516
0
0
DISH NETWORK CORPORATION
CL A
25470M109
55
1686
SH
DFND
3
1686
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
54721
58430000
PRN
SOLE
58430000
0
0
DISNEY WALT CO
COM
254687106
255
1649
SH
DFND
1
1649
0
0
DISNEY WALT CO
COM
254687106
2672
17254
SH
DFND
3
17254
0
0
DOCUSIGN INC
COM
256163106
170
1115
SH
DFND
1
1115
0
0
DOCUSIGN INC
COM
256163106
157
1032
SH
DFND
3
1032
0
0
DOLLAR GEN CORP NEW
COM
256677105
171
724
SH
DFND
1
724
0
0
DOLLAR GEN CORP NEW
COM
256677105
175
742
SH
DFND
3
742
0
0
DOVER CORP
COM
260003108
99
546
SH
DFND
1
546
0
0
DOVER CORP
COM
260003108
179
984
SH
DFND
3
984
0
0
DOW INC
COM
260557103
6755
119098
SH
DFND
3
119098
0
0
DROPBOX INC
CL A
26210C104
232
9461
SH
DFND
1
9461
0
0
DROPBOX INC
CL A
26210C104
76
3099
SH
DFND
3
3099
0
0
DUPONT DE NEMOURS INC
COM
26614N102
280
3466
SH
DFND
1
3466
0
0
DUPONT DE NEMOURS INC
COM
26614N102
447
5529
SH
DFND
3
5529
0
0
EATON CORP PLC
SHS
G29183103
128
743
SH
DFND
1
743
0
0
EATON CORP PLC
SHS
G29183103
196
1137
SH
DFND
3
1137
0
0
ECOLAB INC
COM
278865100
6748
28767
SH
DFND
3
28767
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
111
858
SH
DFND
1
858
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
180
1389
SH
DFND
3
1389
0
0
ELECTRONIC ARTS INC
COM
285512109
211
1603
SH
DFND
1
1603
0
0
ELECTRONIC ARTS INC
COM
285512109
190
1443
SH
DFND
3
1443
0
0
EOG RES INC
COM
26875P101
156
1755
SH
DFND
1
1755
0
0
EOG RES INC
COM
26875P101
9214
103726
SH
DFND
3
103726
0
0
EOS ENERGY ENTERPRISES INC
COM CL A
29415C101
6586
875769
SH
SOLE
875769
0
0
EPAM SYS INC
COM
29414B104
145
217
SH
DFND
1
217
0
0
EPAM SYS INC
COM
29414B104
215
322
SH
DFND
3
322
0
0
EPAM SYS INC
COM
29414B104
121
181
SH
SOLE
181
0
0
EQUINIX INC
COM
29444U700
402
475
SH
DFND
1
475
0
0
EQUINIX INC
COM
29444U700
292
345
SH
DFND
3
345
0
0
EQUITABLE HLDGS INC
COM
29452E101
373
11377
SH
DFND
3
11377
0
0
EXPEDITORS INTL WASH INC
COM
302130109
96
715
SH
DFND
1
715
0
0
EXPEDITORS INTL WASH INC
COM
302130109
157
1168
SH
DFND
3
1168
0
0
EXXON MOBIL CORP
COM
30231G102
1010
16501
SH
DFND
1
16501
0
0
EXXON MOBIL CORP
COM
30231G102
9736
159105
SH
DFND
3
159105
0
0
F5 INC
COM
315616102
464
1895
SH
DFND
1
1895
0
0
F5 INC
COM
315616102
148
605
SH
DFND
3
605
0
0
FABRINET
SHS
G3323L100
6219
52495
SH
DFND
3
52495
0
0
FAIR ISAAC CORP
COM
303250104
74
170
SH
DFND
1
170
0
0
FAIR ISAAC CORP
COM
303250104
278
640
SH
DFND
3
640
0
0
FASTENAL CO
COM
311900104
111
1731
SH
DFND
1
1731
0
0
FASTENAL CO
COM
311900104
188
2931
SH
DFND
3
2931
0
0
FEDEX CORP
COM
31428X106
350
1353
SH
DFND
3
1353
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
49
447
SH
DFND
1
447
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
3082
28236
SH
DFND
3
28236
0
0
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
5468
269073
SH
DFND
4
269073
0
0
FISERV INC
COM
337738108
292
2812
SH
DFND
3
2812
0
0
FMC CORP
COM NEW
302491303
1884
17143
SH
DFND
3
17143
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
7422
95503
SH
DFND
3
95503
0
0
FORTINET INC
COM
34959E109
1396
3885
SH
DFND
1
3885
0
0
FORTINET INC
COM
34959E109
660
1836
SH
DFND
3
1836
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
100
936
SH
DFND
1
936
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
124
1164
SH
DFND
3
1164
0
0
GARMIN LTD
SHS
H2906T109
104
761
SH
DFND
1
761
0
0
GARMIN LTD
SHS
H2906T109
147
1080
SH
DFND
3
1080
0
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
17116
362934
SH
DFND
1
362934
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
122
1290
SH
DFND
1
1290
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
346
3665
SH
DFND
3
3665
0
0
GENERAL MTRS CO
COM
37045V100
95
1623
SH
DFND
1
1623
0
0
GENERAL MTRS CO
COM
37045V100
119
2031
SH
DFND
3
2031
0
0
GERDAU SA
SPON ADR REP PFD
373737105
4186
850893
SH
DFND
3
850893
0
0
GLOBAL PMTS INC
COM
37940X102
87
645
SH
DFND
1
645
0
0
GLOBAL PMTS INC
COM
37940X102
121
898
SH
DFND
3
898
0
0
GLOBAL X FDS
X EMERGING MKT
37954Y350
3501
135000
SH
DFND
2
135000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
221
577
SH
DFND
1
577
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
334
873
SH
DFND
3
873
0
0
GRAB HOLDINGS LIMITED
CLASS A ORD
G4124C109
23148
3246556
SH
DFND
3
3246556
0
0
GRUPO TELEVISA S A B
SPON ADR REP ORD
40049J206
2260
241172
SH
DFND
3
241172
0
0
HALLADOR ENERGY COMPANY
COM
40609P105
170
69239
SH
SOLE
69239
0
0
HALLIBURTON CO
COM
406216101
125
5468
SH
DFND
1
5468
0
0
HALLIBURTON CO
COM
406216101
637
27871
SH
DFND
3
27871
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
406
6237
SH
SOLE
6237
0
0
HESS CORP
COM
42809H107
6964
94065
SH
DFND
3
94065
0
0
HOME DEPOT INC
COM
437076102
1306
3148
SH
DFND
1
3148
0
0
HOME DEPOT INC
COM
437076102
2122
5114
SH
DFND
3
5114
0
0
HONEYWELL INTL INC
COM
438516106
369
1771
SH
DFND
1
1771
0
0
HONEYWELL INTL INC
COM
438516106
377
1806
SH
DFND
3
1806
0
0
HP INC
COM
40434L105
97
2564
SH
DFND
1
2564
0
0
HP INC
COM
40434L105
174
4616
SH
DFND
3
4616
0
0
HUBSPOT INC
COM
443573100
160
242
SH
DFND
1
242
0
0
HUBSPOT INC
COM
443573100
126
191
SH
DFND
3
191
0
0
IHS MARKIT LTD
SHS
G47567105
163
1226
SH
DFND
1
1226
0
0
IHS MARKIT LTD
SHS
G47567105
515
3872
SH
DFND
3
3872
0
0
ILLINOIS TOOL WKS INC
COM
452308109
101
411
SH
DFND
1
411
0
0
ILLINOIS TOOL WKS INC
COM
452308109
164
665
SH
DFND
3
665
0
0
INFOSYS LTD
SPONSORED ADR
456788108
357
14099
SH
SOLE
14099
0
0
INGERSOLL RAND INC
COM
45687V106
116
1881
SH
DFND
1
1881
0
0
INGERSOLL RAND INC
COM
45687V106
181
2921
SH
DFND
3
2921
0
0
INTEL CORP
COM
458140100
552
10725
SH
DFND
1
10725
0
0
INTEL CORP
COM
458140100
1076
20892
SH
DFND
3
20892
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
130
970
SH
DFND
1
970
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
965
7223
SH
DFND
3
7223
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
11037
73263
SH
DFND
3
73263
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
135
3604
SH
DFND
1
3604
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
132
3526
SH
DFND
3
3526
0
0
INTUIT
COM
461202103
1160
1803
SH
DFND
1
1803
0
0
INTUIT
COM
461202103
1601
2489
SH
DFND
3
2489
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
135
375
SH
DFND
1
375
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
181
505
SH
DFND
3
505
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
2635
119225
SH
DFND
1
119225
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
746
33755
SH
DFND
4
33755
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
371520
933820
SH
DFND
2
933820
0
0
IQVIA HLDGS INC
COM
46266C105
2105
7462
SH
SOLE
7462
0
0
ISHARES INC
JP MRG EM CRP BD
464286251
5229
102520
SH
DFND
4
102520
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
774
9940
SH
DFND
3
9940
0
0
ISHARES INC
MSCI HONG KG ETF
464286871
5142
221739
SH
DFND
1
221739
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
21154
315914
SH
DFND
4
315914
0
0
ISHARES TR
TIPS BD ETF
464287176
1417
10965
SH
DFND
1
10965
0
0
ISHARES TR
TIPS BD ETF
464287176
14976
115910
SH
DFND
4
115910
0
0
ISHARES TR
CORE S&P500 ETF
464287200
756878
1586780
SH
DFND
2
1586780
0
0
ISHARES TR
CORE S&P500 ETF
464287200
62721
131493
SH
DFND
4
131493
0
0
ISHARES TR
CORE US AGGBD ET
464287226
12356
108309
SH
DFND
4
108309
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
3310
24974
SH
DFND
4
24974
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
120712
910900
SH
SOLE
910900
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
15984
191042
SH
DFND
1
191042
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
6671
79730
SH
DFND
3
79730
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
27630
330230
SH
DFND
4
330230
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
15148
96713
SH
DFND
1
96713
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
7613
48606
SH
DFND
3
48606
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
26592
169775
SH
DFND
4
169775
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
20010
173999
SH
DFND
4
173999
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
103
1206
SH
DFND
4
1206
0
0
ISHARES TR
EXPANDED TECH
464287515
6002
15093
SH
DFND
1
15093
0
0
ISHARES TR
EXPANDED TECH
464287515
3411
8577
SH
DFND
3
8577
0
0
ISHARES TR
ISHARES SEMICDTR
464287523
13725
25308
SH
DFND
4
25308
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
381595
1302150
SH
DFND
2
1302150
0
0
ISHARES TR
EUROPE ETF
464287861
15106
277731
SH
DFND
4
277731
0
0
ISHARES TR
MSCI AC ASIA ETF
464288182
3331
40273
SH
DFND
1
40273
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
5322
61161
SH
DFND
1
61161
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
10021
115171
SH
DFND
3
115171
0
0
ISHARES TR
MBS ETF
464288588
870
8100
SH
SOLE
8100
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
9526
176800
SH
SOLE
176800
0
0
ISHARES TR
SHORT TREAS BD
464288679
5241
47466
SH
DFND
4
47466
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
52303
1031000
SH
SOLE
1031000
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
10379
98023
SH
DFND
4
98023
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
25840
177518
SH
DFND
1
177518
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
6850
47060
SH
DFND
3
47060
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
16505
113390
SH
DFND
4
113390
0
0
ISHARES TR
MSCI USA VALUE
46432F388
18766
171430
SH
DFND
1
171430
0
0
ISHARES TR
MSCI USA VALUE
46432F388
3794
34657
SH
DFND
3
34657
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
386
8510
SH
DFND
4
8510
0
0
ISHARES TR
MSCI SAUDI ARBIA
46434V423
193
4728
SH
SOLE
4728
0
0
ISHARES TR
HDG MSCI JAPAN
46434V886
2815
71020
SH
DFND
1
71020
0
0
ISHARES TR
CONV BD ETF
46435G102
10063
112835
SH
DFND
1
112835
0
0
ISHARES TR
CONV BD ETF
46435G102
7773
87161
SH
DFND
3
87161
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
43386
402093
SH
DFND
4
402093
0
0
ISHARES TR
ESG AWR US AGRGT
46435U549
4410
79894
SH
DFND
4
79894
0
0
ISHARES U S ETF TR
DISCRETIONARY
46431W663
1631
33748
SH
DFND
1
33748
0
0
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
8349
2226342
SH
DFND
3
2226342
0
0
JD.COM INC
SPON ADR CL A
47215P106
11126
158781
SH
DFND
3
158781
0
0
JD.COM INC
SPON ADR CL A
47215P106
229
3262
SH
SOLE
3262
0
0
JOHNSON & JOHNSON
COM
478160104
1136
6643
SH
DFND
1
6643
0
0
JOHNSON & JOHNSON
COM
478160104
1959
11454
SH
DFND
3
11454
0
0
JPMORGAN CHASE & CO
COM
46625H100
1190
7516
SH
DFND
1
7516
0
0
JPMORGAN CHASE & CO
COM
46625H100
3164
19982
SH
DFND
3
19982
0
0
JUNIPER NETWORKS INC
COM
48203R104
376
10522
SH
DFND
1
10522
0
0
JUNIPER NETWORKS INC
COM
48203R104
119
3330
SH
DFND
3
3330
0
0
KB FINL GROUP INC
SPONSORED ADR
48241A105
455
9854
SH
DFND
3
9854
0
0
KELLOGG CO
COM
487836108
246
3816
SH
DFND
3
3816
0
0
KLA CORP
COM NEW
482480100
159
369
SH
DFND
1
369
0
0
KLA CORP
COM NEW
482480100
231
538
SH
DFND
3
538
0
0
KRAFT HEINZ CO
COM
500754106
241
6726
SH
DFND
3
6726
0
0
LAM RESEARCH CORP
COM
512807108
211
293
SH
DFND
1
293
0
0
LAM RESEARCH CORP
COM
512807108
213
296
SH
DFND
3
296
0
0
LAM RESEARCH CORP
COM
512807108
125
174
SH
SOLE
174
0
0
LAMB WESTON HLDGS INC
COM
513272104
834
13165
SH
DFND
3
13165
0
0
LI AUTO INC
SPONSORED ADS
50202M102
7938
247301
SH
DFND
3
247301
0
0
LI AUTO INC
SPONSORED ADS
50202M102
165
5128
SH
SOLE
5128
0
0
LILLY ELI & CO
COM
532457108
241
874
SH
DFND
1
874
0
0
LILLY ELI & CO
COM
532457108
508
1840
SH
DFND
3
1840
0
0
LINCOLN NATL CORP IND
COM
534187109
106
1547
SH
DFND
1
1547
0
0
LINCOLN NATL CORP IND
COM
534187109
172
2522
SH
DFND
3
2522
0
0
LINDE PLC
SHS
G5494J103
639
1845
SH
DFND
1
1845
0
0
LINDE PLC
SHS
G5494J103
17625
50875
SH
DFND
3
50875
0
0
LOCKHEED MARTIN CORP
COM
539830109
131
369
SH
DFND
1
369
0
0
LOCKHEED MARTIN CORP
COM
539830109
169
475
SH
DFND
3
475
0
0
LOWES COS INC
COM
548661107
254
981
SH
DFND
1
981
0
0
LOWES COS INC
COM
548661107
544
2103
SH
DFND
3
2103
0
0
MARVELL TECHNOLOGY INC
COM
573874104
846
9673
SH
DFND
1
9673
0
0
MARVELL TECHNOLOGY INC
COM
573874104
476
5436
SH
DFND
3
5436
0
0
MARVELL TECHNOLOGY INC
COM
573874104
106
1208
SH
SOLE
1208
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
867
2413
SH
DFND
1
2413
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
2138
5950
SH
DFND
3
5950
0
0
MCDONALDS CORP
COM
580135101
524
1955
SH
DFND
1
1955
0
0
MCDONALDS CORP
COM
580135101
2785
10388
SH
DFND
3
10388
0
0
MCKESSON CORP
COM
58155Q103
468
1884
SH
DFND
3
1884
0
0
MEDTRONIC PLC
SHS
G5960L103
491
4747
SH
DFND
1
4747
0
0
MEDTRONIC PLC
SHS
G5960L103
493
4761
SH
DFND
3
4761
0
0
MERCK & CO INC
COM
58933Y105
584
7617
SH
DFND
1
7617
0
0
MERCK & CO INC
COM
58933Y105
987
12883
SH
DFND
3
12883
0
0
META PLATFORMS INC
CL A
30303M102
1487
4420
SH
DFND
1
4420
0
0
META PLATFORMS INC
CL A
30303M102
5559
16526
SH
DFND
3
16526
0
0
META PLATFORMS INC
CL A
30303M102
343
1020
SH
SOLE
1020
0
0
METLIFE INC
COM
59156R108
157
2507
SH
DFND
1
2507
0
0
METLIFE INC
COM
59156R108
481
7699
SH
DFND
3
7699
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
141
83
SH
DFND
1
83
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
233
137
SH
DFND
3
137
0
0
MFA FINL INC
NOTE 6.250% 6/1
55272XAA0
15600
15000000
PRN
SOLE
15000000
0
0
MICRON TECHNOLOGY INC
COM
595112103
461
4953
SH
DFND
1
4953
0
0
MICRON TECHNOLOGY INC
COM
595112103
1089
11687
SH
DFND
3
11687
0
0
MICRON TECHNOLOGY INC
COM
595112103
238
2552
SH
SOLE
2552
0
0
MICROSOFT CORP
COM
594918104
6969
20722
SH
DFND
1
20722
0
0
MICROSOFT CORP
COM
594918104
8655
25733
SH
DFND
3
25733
0
0
MICROSOFT CORP
COM
594918104
496
1476
SH
SOLE
1476
0
0
MOBILE TELESYSTEMS PUB JT ST
SPONSORED ADR
607409109
5905
742745
SH
DFND
3
742745
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
347
7496
SH
DFND
3
7496
0
0
MONDELEZ INTL INC
CL A
609207105
120
1814
SH
DFND
1
1814
0
0
MONDELEZ INTL INC
CL A
609207105
195
2940
SH
DFND
3
2940
0
0
MONOLITHIC PWR SYS INC
COM
609839105
538
1091
SH
DFND
1
1091
0
0
MONOLITHIC PWR SYS INC
COM
609839105
167
339
SH
DFND
3
339
0
0
MORGAN STANLEY
COM NEW
617446448
238
2426
SH
DFND
1
2426
0
0
MORGAN STANLEY
COM NEW
617446448
496
5051
SH
DFND
3
5051
0
0
MOSAIC CO NEW
COM
61945C103
3680
93653
SH
DFND
3
93653
0
0
NATURA &CO HLDG S A
ADS
63884N108
1435
154787
SH
DFND
3
154787
0
0
NETEASE INC
SPONSORED ADS
64110W102
9405
92408
SH
DFND
3
92408
0
0
NETEASE INC
SPONSORED ADS
64110W102
189
1859
SH
SOLE
1859
0
0
NETFLIX INC
COM
64110L106
266
441
SH
DFND
1
441
0
0
NETFLIX INC
COM
64110L106
735
1220
SH
DFND
3
1220
0
0
NETFLIX INC
COM
64110L106
244
405
SH
SOLE
405
0
0
NEW YORK MTG TRUST
NOTE 6.250% 1/1
649604AD7
17042
17063000
PRN
SOLE
17063000
0
0
NEXTERA ENERGY INC
COM
65339F101
634
6788
SH
DFND
3
6788
0
0
NIKE INC
CL B
654106103
92
553
SH
DFND
1
553
0
0
NIKE INC
CL B
654106103
1548
9290
SH
DFND
3
9290
0
0
NIO INC
SPON ADS
62914V106
23430
739579
SH
DFND
1
739579
0
0
NIO INC
SPON ADS
62914V106
4066
128357
SH
DFND
3
128357
0
0
NORFOLK SOUTHN CORP
COM
655844108
190
638
SH
DFND
1
638
0
0
NORFOLK SOUTHN CORP
COM
655844108
210
704
SH
DFND
3
704
0
0
NORTHERN TR CORP
COM
665859104
336
2806
SH
DFND
3
2806
0
0
NUCOR CORP
COM
670346105
162
1417
SH
DFND
1
1417
0
0
NUCOR CORP
COM
670346105
174
1527
SH
DFND
3
1527
0
0
NUTRIEN LTD
COM
67077M108
8172
108675
SH
DFND
3
108675
0
0
NUTRIEN LTD
COM
67077M108
25553
339803
SH
DFND
_
339803
0
0
NVIDIA CORPORATION
COM
67066G104
2202
7487
SH
DFND
1
7487
0
0
NVIDIA CORPORATION
COM
67066G104
2258
7678
SH
DFND
3
7678
0
0
NVIDIA CORPORATION
COM
67066G104
242
824
SH
SOLE
824
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
129
568
SH
DFND
1
568
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
233
1022
SH
DFND
3
1022
0
0
OCCIDENTAL PETE CORP
COM
674599105
108
3711
SH
DFND
1
3711
0
0
OCCIDENTAL PETE CORP
COM
674599105
478
16499
SH
DFND
3
16499
0
0
ORACLE CORP
COM
68389X105
1042
11943
SH
DFND
1
11943
0
0
ORACLE CORP
COM
68389X105
1398
16028
SH
DFND
3
16028
0
0
ORBITAL ENERGY GROUP INC
COM
68559A109
585
266949
SH
SOLE
266949
0
0
OTIS WORLDWIDE CORP
COM
68902V107
307
3530
SH
DFND
3
3530
0
0
OWENS CORNING NEW
COM
690742101
391
4315
SH
DFND
3
4315
0
0
PALO ALTO NETWORKS INC
COM
697435105
254
457
SH
DFND
1
457
0
0
PALO ALTO NETWORKS INC
COM
697435105
279
502
SH
DFND
3
502
0
0
PARKER-HANNIFIN CORP
COM
701094104
110
347
SH
DFND
1
347
0
0
PARKER-HANNIFIN CORP
COM
701094104
179
563
SH
DFND
3
563
0
0
PAYPAL HLDGS INC
COM
70450Y103
229
1212
SH
DFND
1
1212
0
0
PAYPAL HLDGS INC
COM
70450Y103
1515
8035
SH
DFND
3
8035
0
0
PAYPAL HLDGS INC
COM
70450Y103
141
746
SH
SOLE
746
0
0
PENNYMAC CORP
NOTE 5.500%11/0
70932AAD5
17213
17000000
PRN
SOLE
17000000
0
0
PEPSICO INC
COM
713448108
1055
6072
SH
DFND
1
6072
0
0
PEPSICO INC
COM
713448108
1390
8001
SH
DFND
3
8001
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
6203
613514
SH
DFND
3
613514
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
2900
264117
SH
DFND
3
264117
0
0
PFIZER INC
COM
717081103
1079
18273
SH
DFND
1
18273
0
0
PFIZER INC
COM
717081103
1917
32461
SH
DFND
3
32461
0
0
PHILIP MORRIS INTL INC
COM
718172109
502
5280
SH
DFND
1
5280
0
0
PHILIP MORRIS INTL INC
COM
718172109
680
7157
SH
DFND
3
7157
0
0
PINDUODUO INC
SPONSORED ADS
722304102
13369
229320
SH
DFND
1
229320
0
0
PIONEER NAT RES CO
COM
723787107
117
643
SH
DFND
1
643
0
0
PIONEER NAT RES CO
COM
723787107
184
1010
SH
DFND
3
1010
0
0
PNC FINL SVCS GROUP INC
COM
693475105
99
493
SH
DFND
1
493
0
0
PNC FINL SVCS GROUP INC
COM
693475105
167
833
SH
DFND
3
833
0
0
PPG INDS INC
COM
693506107
6529
37862
SH
DFND
3
37862
0
0
PRICE T ROWE GROUP INC
COM
74144T108
138
703
SH
DFND
1
703
0
0
PRICE T ROWE GROUP INC
COM
74144T108
146
741
SH
DFND
3
741
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
108
1491
SH
DFND
1
1491
0
0
PRINCIPAL FINANCIAL GROUP IN
COM
74251V102
582
8043
SH
DFND
3
8043
0
0
PROCTER AND GAMBLE CO
COM
742718109
1255
7671
SH
DFND
1
7671
0
0
PROCTER AND GAMBLE CO
COM
742718109
1386
8474
SH
DFND
3
8474
0
0
PROGRESSIVE CORP
COM
743315103
96
934
SH
DFND
1
934
0
0
PROGRESSIVE CORP
COM
743315103
165
1603
SH
DFND
3
1603
0
0
PROLOGIS INC.
COM
74340W103
250
1486
SH
DFND
3
1486
0
0
PRUDENTIAL FINL INC
COM
744320102
143
1318
SH
DFND
1
1318
0
0
PRUDENTIAL FINL INC
COM
744320102
498
4598
SH
DFND
3
4598
0
0
QORVO INC
COM
74736K101
337
2153
SH
DFND
1
2153
0
0
QORVO INC
COM
74736K101
104
666
SH
DFND
3
666
0
0
QUALCOMM INC
COM
747525103
820
4485
SH
DFND
1
4485
0
0
QUALCOMM INC
COM
747525103
1035
5659
SH
DFND
3
5659
0
0
QUALCOMM INC
COM
747525103
198
1083
SH
SOLE
1083
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
180
2093
SH
DFND
1
2093
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
619
7196
SH
DFND
3
7196
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
495
22706
SH
DFND
3
22706
0
0
REPUBLIC SVCS INC
COM
760759100
316
2269
SH
DFND
3
2269
0
0
ROBERT HALF INTL INC
COM
770323103
408
3660
SH
DFND
3
3660
0
0
ROPER TECHNOLOGIES INC
COM
776696106
155
315
SH
DFND
1
315
0
0
ROPER TECHNOLOGIES INC
COM
776696106
149
302
SH
DFND
3
302
0
0
ROSS STORES INC
COM
778296103
112
982
SH
DFND
1
982
0
0
ROSS STORES INC
COM
778296103
137
1203
SH
DFND
3
1203
0
0
S&P GLOBAL INC
COM
78409V104
175
371
SH
DFND
1
371
0
0
S&P GLOBAL INC
COM
78409V104
289
612
SH
DFND
3
612
0
0
SALESFORCE COM INC
COM
79466L302
1411
5553
SH
DFND
1
5553
0
0
SALESFORCE COM INC
COM
79466L302
1793
7054
SH
DFND
3
7054
0
0
SALESFORCE COM INC
COM
79466L302
178
702
SH
SOLE
702
0
0
SCHLUMBERGER LTD
COM STK
806857108
450
15018
SH
DFND
3
15018
0
0
SCHWAB CHARLES CORP
COM
808513105
171
2038
SH
DFND
1
2038
0
0
SCHWAB CHARLES CORP
COM
808513105
537
6389
SH
DFND
3
6389
0
0
SEA LTD
SPONSORD ADS
81141R100
3296
14733
SH
DFND
1
14733
0
0
SEA LTD
SPONSORD ADS
81141R100
55776
249322
SH
DFND
3
249322
0
0
SERVICENOW INC
COM
81762P102
672
1035
SH
DFND
1
1035
0
0
SERVICENOW INC
COM
81762P102
1059
1632
SH
DFND
3
1632
0
0
SHERWIN WILLIAMS CO
COM
824348106
118
334
SH
DFND
1
334
0
0
SHERWIN WILLIAMS CO
COM
824348106
199
564
SH
DFND
3
564
0
0
SIXTH STREET SPECIALTY LENDN
NOTE 4.500% 8/0
87265KAD4
17850
15000000
PRN
SOLE
15000000
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
329
2123
SH
DFND
1
2123
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
106
683
SH
DFND
3
683
0
0
SNAP INC
CL A
83304A106
255
5432
SH
DFND
1
5432
0
0
SNAP INC
CL A
83304A106
203
4317
SH
DFND
3
4317
0
0
SOCIEDAD QUIMICA Y MINERA DE
SPON ADR SER B
833635105
2465
48884
SH
DFND
3
48884
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2309
495495
SH
SOLE
495495
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
13702
37712
SH
DFND
1
37712
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
9285
25555
SH
DFND
3
25555
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
441
929
SH
DFND
4
929
0
0
SPDR SER TR
BLOOMBERG CONV
78464A359
34381
414423
SH
DFND
4
414423
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3648
19341
SH
DFND
3
19341
0
0
STAR GROUP L P
UNIT LTD PARTNR
85512C105
187
17318
SH
SOLE
17318
0
0
STARBUCKS CORP
COM
855244109
203
1733
SH
DFND
1
1733
0
0
STARBUCKS CORP
COM
855244109
663
5671
SH
DFND
3
5671
0
0
STATE STR CORP
COM
857477103
420
4518
SH
DFND
3
4518
0
0
STRYKER CORPORATION
COM
863667101
156
585
SH
DFND
1
585
0
0
STRYKER CORPORATION
COM
863667101
943
3527
SH
DFND
3
3527
0
0
SUNCOR ENERGY INC NEW
COM
867224107
2335
93290
SH
DFND
3
93290
0
0
SUNCOR ENERGY INC NEW
COM
867224107
47789
1909255
SH
DFND
_
1909255
0
0
SVB FINANCIAL GROUP
COM
78486Q101
124
183
SH
DFND
1
183
0
0
SVB FINANCIAL GROUP
COM
78486Q101
197
290
SH
DFND
3
290
0
0
SYNCHRONY FINANCIAL
COM
87165B103
59
1270
SH
DFND
1
1270
0
0
SYNCHRONY FINANCIAL
COM
87165B103
547
11789
SH
DFND
3
11789
0
0
SYNOPSYS INC
COM
871607107
390
1059
SH
DFND
1
1059
0
0
SYNOPSYS INC
COM
871607107
877
2379
SH
DFND
3
2379
0
0
SYNOPSYS INC
COM
871607107
122
332
SH
SOLE
332
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
1097
9114
SH
DFND
3
9114
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
120
674
SH
DFND
1
674
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
1453
8177
SH
DFND
3
8177
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
120
674
SH
SOLE
674
0
0
TARGET CORP
COM
87612E106
159
689
SH
DFND
1
689
0
0
TARGET CORP
COM
87612E106
204
880
SH
DFND
3
880
0
0
TDCX INC
ADS
87190U100
566
29538
SH
DFND
1
29538
0
0
TDCX INC
ADS
87190U100
9575
500000
SH
DFND
3
500000
0
0
TE CONNECTIVITY LTD
SHS
H84989104
396
2454
SH
DFND
3
2454
0
0
TESLA INC
COM
88160R101
1620
1533
SH
DFND
1
1533
0
0
TESLA INC
COM
88160R101
2254
2133
SH
DFND
3
2133
0
0
TEXAS INSTRS INC
COM
882508104
605
3209
SH
DFND
1
3209
0
0
TEXAS INSTRS INC
COM
882508104
893
4739
SH
DFND
3
4739
0
0
THE TRADE DESK INC
COM CL A
88339J105
230
2511
SH
DFND
1
2511
0
0
THE TRADE DESK INC
COM CL A
88339J105
215
2347
SH
DFND
3
2347
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
277
415
SH
DFND
1
415
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
607
910
SH
DFND
3
910
0
0
TJX COS INC NEW
COM
872540109
103
1360
SH
DFND
1
1360
0
0
TJX COS INC NEW
COM
872540109
3815
50252
SH
DFND
3
50252
0
0
TRACTOR SUPPLY CO
COM
892356106
2200
9221
SH
DFND
3
9221
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
91
451
SH
DFND
1
451
0
0
TRANE TECHNOLOGIES PLC
SHS
G8994E103
153
757
SH
DFND
3
757
0
0
TRUIST FINL CORP
COM
89832Q109
137
2345
SH
DFND
1
2345
0
0
TRUIST FINL CORP
COM
89832Q109
228
3893
SH
DFND
3
3893
0
0
TWILIO INC
CL A
90138F102
308
1169
SH
DFND
1
1169
0
0
TWILIO INC
CL A
90138F102
124
472
SH
DFND
3
472
0
0
TWO HARBORS INVENTMENT CORPO
NOTE 6.250% 1/1
90187BAA9
38480
38472000
PRN
SOLE
38472000
0
0
TYLER TECHNOLOGIES INC
COM
902252105
136
252
SH
DFND
1
252
0
0
TYLER TECHNOLOGIES INC
COM
902252105
109
203
SH
DFND
3
203
0
0
TYSON FOODS INC
CL A
902494103
1790
20532
SH
DFND
3
20532
0
0
UNION PAC CORP
COM
907818108
658
2613
SH
DFND
1
2613
0
0
UNION PAC CORP
COM
907818108
923
3664
SH
DFND
3
3664
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
181
846
SH
DFND
1
846
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
821
3831
SH
DFND
3
3831
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1327
2643
SH
DFND
1
2643
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
6599
13141
SH
DFND
3
13141
0
0
US BANCORP DEL
COM NEW
902973304
150
2679
SH
DFND
1
2679
0
0
US BANCORP DEL
COM NEW
902973304
155
2760
SH
DFND
3
2760
0
0
VALARIS LIMITED
CL A
G9460G101
4029
111915
SH
SOLE
111915
0
0
VALE S A
SPONSORED ADS
91912E105
8863
632172
SH
DFND
3
632172
0
0
VALERO ENERGY CORP
COM
91913Y100
7424
98848
SH
DFND
3
98848
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
24924
169426
SH
DFND
4
169426
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
3625
53123
SH
DFND
4
53123
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
5559
68409
SH
DFND
4
68409
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
11222
65337
SH
DFND
1
65337
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
4021
23414
SH
DFND
3
23414
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
46740
272139
SH
DFND
4
272139
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
10005
103605
SH
DFND
4
103605
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
42841
93505
SH
DFND
4
93505
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
668
12861
SH
DFND
1
12861
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1080
20792
SH
DFND
3
20792
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
249
1135
SH
DFND
3
1135
0
0
VISA INC
COM CL A
92826C839
1016
4687
SH
DFND
1
4687
0
0
VISA INC
COM CL A
92826C839
2533
11690
SH
DFND
3
11690
0
0
VISA INC
COM CL A
92826C839
158
730
SH
SOLE
730
0
0
VMWARE INC
CL A COM
928563402
265
2288
SH
DFND
1
2288
0
0
VMWARE INC
CL A COM
928563402
81
699
SH
DFND
3
699
0
0
VULCAN MATLS CO
COM
929160109
7354
35426
SH
DFND
3
35426
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
270
5177
SH
DFND
3
5177
0
0
WALMART INC
COM
931142103
217
1500
SH
DFND
1
1500
0
0
WALMART INC
COM
931142103
589
4070
SH
DFND
3
4070
0
0
WASTE MGMT INC DEL
COM
94106L109
99
592
SH
DFND
1
592
0
0
WASTE MGMT INC DEL
COM
94106L109
506
3031
SH
DFND
3
3031
0
0
WATERS CORP
COM
941848103
87
234
SH
DFND
1
234
0
0
WATERS CORP
COM
941848103
147
394
SH
DFND
3
394
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833118
14911
537900
SH
SOLE
537900
0
0
WELLS FARGO CO NEW
COM
949746101
352
7329
SH
DFND
1
7329
0
0
WELLS FARGO CO NEW
COM
949746101
911
18979
SH
DFND
3
18979
0
0
WESTERN DIGITAL CORP.
COM
958102105
123
1889
SH
DFND
1
1889
0
0
WESTERN DIGITAL CORP.
COM
958102105
196
3001
SH
DFND
3
3001
0
0
WESTROCK CO
COM
96145D105
326
7347
SH
DFND
3
7347
0
0
WEYERHAEUSER CO MTN BE
COM NEW
962166104
1392
33809
SH
DFND
3
33809
0
0
WHEATON PRECIOUS METALS CORP
COM
962879102
3478
81005
SH
DFND
3
81005
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
95
400
SH
DFND
1
400
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
154
649
SH
DFND
3
649
0
0
WOLFSPEED INC
COM
977852102
273
2446
SH
DFND
1
2446
0
0
WOLFSPEED INC
COM
977852102
86
765
SH
DFND
3
765
0
0
WORKDAY INC
CL A
98138H101
284
1040
SH
DFND
1
1040
0
0
WORKDAY INC
CL A
98138H101
268
982
SH
DFND
3
982
0
0
XILINX INC
COM
983919101
514
2426
SH
DFND
1
2426
0
0
XILINX INC
COM
983919101
228
1075
SH
DFND
3
1075
0
0
XPENG INC
ADS
98422D105
31669
629232
SH
DFND
1
629232
0
0
YANDEX N V
SHS CLASS A
N97284108
91376
1510339
SH
DFND
3
1510339
0
0
YUM CHINA HLDGS INC
COM
98850P109
3457
69369
SH
DFND
1
69369
0
0
YUM CHINA HLDGS INC
COM
98850P109
7606
152599
SH
DFND
3
152599
0
0
YUM CHINA HLDGS INC
COM
98850P109
181
3628
SH
SOLE
3628
0
0
ZHIHU INC
ADS
98955N108
16158
2916601
SH
DFND
1
2916601
0
0
ZOETIS INC
CL A
98978V103
153
626
SH
DFND
1
626
0
0
ZOETIS INC
CL A
98978V103
1147
4701
SH
DFND
3
4701
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
289
1573
SH
DFND
1
1573
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
266
1448
SH
DFND
3
1448
0
0
ZSCALER INC
COM
98980G102
108
335
SH
DFND
1
335
0
0
ZSCALER INC
COM
98980G102
103
321
SH
DFND
3
321
0
0
ZTO EXPRESS CAYMAN INC
SPONSORED ADS A
98980A105
29436
1043103
SH
DFND
1
1043103
0
0
ZTO EXPRESS CAYMAN INC
SPONSORED ADS A
98980A105
30
1056
SH
DFND
3
1056
0
0
BARINGS PARTN INVS TRUST
COM
05616B100
2122
143404
SH
SOLE
143404
0
0
BARINGS CORPORATE INVS
COM
05617K109
3510
219664
SH
SOLE
219664
0
0
BARINGS BDC, INC.
COM
06759L103
150309
13639681
SH
SOLE
13639681
0
0
BARINGS GLOBAL SHORT DURATION
COM
06760L100
179
10331
SH
SOLE
10331
0
0