0000009015-18-000016.txt : 20180504 0000009015-18-000016.hdr.sgml : 20180504 20180504164616 ACCESSION NUMBER: 0000009015-18-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 EFFECTIVENESS DATE: 20180504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS LLC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 18808561 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Barings LLC DATE OF NAME CHANGE: 20160915 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20040707 FORMER COMPANY: FORMER CONFORMED NAME: BABSON DAVID L & CO INC DATE OF NAME CHANGE: 19920929 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000009015 XXXXXXXX 03-31-2018 03-31-2018 BARINGS LLC
300 SOUTH TRYON STREET SUITE 2500 CHARLOTTE NC 28202
13F HOLDINGS REPORT 028-00060 Y Barings LLC (Barings) is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.
Ann Malloy Director 617-761-6662 /s/ Ann Malloy Boston X1 05-04-2018 5 1164 6965458 false 2 0001606779 028-16289 BARING ASSET MANAGEMENT Ltd 3 0001568131 028-15112 Baring International Investment Ltd 11 0000728889 028-00203 OppenheimerFunds, Inc. 12 0001692234 028-17598 Russell Investments Group, Ltd. 1 0001624302 028-16290 BARING ASSET MANAGEMENT (ASIA) Ltd
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RESORTS LTD COM 983134107 2075 11377 SH SOLE 11377 0 0 XCEL ENERGY INC COM 98389B100 470 10337 SH SOLE 10337 0 0 XEROX CORP COM NEW 984121608 2308 80193 SH SOLE 80193 0 0 XILINX INC COM 983919101 1136 15727 SH SOLE 15727 0 0 XL GROUP LTD COM G98294104 245 4435 SH SOLE 4435 0 0 XPO LOGISTICS INC COM 983793100 489 4800 SH SOLE 4800 0 0 XYLEM INC COM 98419M100 435 5656 SH SOLE 5656 0 0 YANDEX N V SHS CLASS A N97284108 33 837 SH DFND 1 837 0 0 YANDEX N V SHS CLASS A N97284108 44193 1120237 SH DFND 2 1120237 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 5720 264553 SH DFND 2 264553 0 0 YUM CHINA HLDGS INC COM 98850P109 33520 807704 SH DFND 1 807704 0 0 YUM CHINA HLDGS INC COM 98850P109 199 4800 SH SOLE 4800 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 887 6370 SH SOLE 6370 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 2469 45900 SH SOLE 45900 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 424 3889 SH SOLE 3889 0 0 ZIONS BANCORPORATION COM 989701107 8196 155440 SH SOLE 155440 0 0 ZOETIS INC CL A 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