-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZwqYTz9xf2AR5FC/p5KO8VhfHR6gK6os98I+PeL+i6OJqlOKqVnxL89J6Q9lCDc wlBTua8BnY2vO6x9n1fjGQ== 0000009015-03-000087.txt : 20031113 0000009015-03-000087.hdr.sgml : 20031113 20031113143623 ACCESSION NUMBER: 0000009015-03-000087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031113 EFFECTIVENESS DATE: 20031113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BABSON DAVID L & CO INC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 041054788 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 03997439 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142-1300 BUSINESS PHONE: 6177237540 13F-HR 1 sept03.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ]is a restatement [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David L. Babson & Company Inc. Address: One Memorial Drive Cambridge, MA 02142-1300 13F File Number 0028-00060 The institutional manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary Ellen Wesneski Managing Director, Compliance Title: Phone: (617) 761-3824 Signature, Place and Date of Signing: /s/Mary Ellen Wesneski Cambridge, MA November 13, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Mangers: 0 Form 13F Information Entry Total: 2213 Form 13F Information Table Value Total: 7409353 List of Other Included Mangers: VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D AAON INC COM 360206 3911 237725 SH SOLE 237725 0 0 D AAR CORP COM 361105 0 1 SH SOLE 1 0 0 D ADC TELECOMMUNICATIONS COM 886101 306 131200 SH SOLE 131200 0 0 D ADE CORP/MASS COM 00089C107 3802 216400 SH SOLE 216400 0 0 D ADE CORP/MASS COM 00089C107 72 4100 SH SOLE 0 0 4100 D ABM INDUSTRIES INC COM 957100 4043 285700 SH SOLE 0 0 285700 D AFLAC INC COM 1055102 27901 863800 SH SOLE 863800 0 0 D AFLAC INC COM 1055102 11023 341255 SH SOLE 0 0 341255 D AGL RESOURCES INC COM 1204106 79 2800 SH SOLE 2800 0 0 D AG SVCS AMER INC COM 1250109 76 12800 SH SOLE 0 0 12800 D AES CORP COM 00130H105 519 70000 SH SOLE 70000 0 0 D AMB PROPERTY CORP COM 00163T109 68 2200 SH SOLE 2200 0 0 D AMR CORP COM 1765106 23 2000 SH SOLE 2000 0 0 D AOL TIME WARNER COM 00184A105 9878 653713 SH SOLE 653713 0 0 D AOL TIME WARNER COM 00184A105 3 180 SH SOLE 0 0 180 D AT&T CORP COM 1957505 3990 185140 SH SOLE 185140 0 0 D AT&T CORP COM 1957505 16 756 SH SOLE 0 0 756 D A T & T WIRELESS SERVICES COM 00209A106 2805 342915 SH SOLE 342915 0 0 D A T & T WIRELESS SERVICES COM 00209A106 10 1217 SH SOLE 0 0 1217 D AZZ INCORPORATED COM 2474104 6613 604500 SH SOLE 604500 0 0 D AZZ INCORPORATED COM 2474104 45 4100 SH SOLE 0 0 4100 D ABBOTT LABS COM 2824100 11299 265540 SH SOLE 265540 0 0 D ABBOTT LABS COM 2824100 27030 635254 SH SOLE 0 0 635254 D ABERCROMBIE & FITCH CO CL A COM 2896207 72 2600 SH SOLE 2600 0 0 D ABINGTON BANCORP INC COM 00350P100 299 9400 SH SOLE 9400 0 0 D ACADIA RLTY TR COM 4239109 303 27600 SH SOLE 27600 0 0 D ACETO CORP COM 4446100 2401 170800 SH SOLE 170800 0 0 D ACETO CORP COM 4446100 335 23851 SH SOLE 0 0 23851 D ACTEL CORP COM 4934105 19874 829100 SH SOLE 829100 0 0 D ACTEL CORP COM 4934105 129 5400 SH SOLE 0 0 5400 D ACTUANT CORP CL A COM 00508X203 10138 180550 SH SOLE 180550 0 0 D ACXIOM CORP COM 5125109 14 900 SH SOLE 900 0 0 D ADOBE SYSTEMS COM 00724F101 1048 26600 SH SOLE 26600 0 0 D ADTRAN INC COM 00738A106 294 4800 SH SOLE 4800 0 0 D ADVANCE AUTO PARTS COM 00751Y106 14 200 SH SOLE 200 0 0 D ADVANCED MARKETING SVCS INC COM 00753T105 1529 149600 SH SOLE 0 0 149600 D ADVO INC COM 7585102 36225 870175 SH SOLE 870175 0 0 D ADVO INC COM 7585102 1165 27975 SH SOLE 0 0 27975 D ADVISORY BOARD CO COM 00762W107 3213 70700 SH SOLE 70700 0 0 D ADVANCED MEDICAL OPTICS COM 00763M108 115 6400 SH SOLE 6400 0 0 D AEROFLEX INC COM 7768104 10976 1247325 SH SOLE 1247325 0 0 D AEROFLEX INC COM 7768104 822 93400 SH SOLE 0 0 93400 D AEROPOSTALE INC COM 7865108 27 1000 SH SOLE 1000 0 0 D ADVANCED MICRO DEV COM 7903107 371 33400 SH SOLE 33400 0 0 D ADVANCEPCS COM 00790K109 23 500 SH SOLE 500 0 0 D ADVANTA CORP CL B COM 7942204 25 2300 SH SOLE 2300 0 0 D AETNA INC COM 00817Y108 3174 52000 SH SOLE 52000 0 0 D AFFILIATED COMPUTER SVCS CL A COM 8190100 143 2930 SH SOLE 2930 0 0 D AFFYMETRIX INC COM 00826T108 15 700 SH SOLE 700 0 0 D AFTERMARKET TECHNOLOGY CORP. 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SH SOLE 14400 D CYMER INC COM 232572107 9585 232872 SH SOLE 232872 D CYPRESS SEMICONDUCTOR NOTE 3 .750% 7/0 232806AF6 2943 3041000 PR SOLE X D DT INDUSTRIES INC COM 23333J108 3130 1788760 SH SOLE 1788760 D DEVELOPERS DIVERSIFIED RLTY CO COM 251591103 759 25400 SH SOLE 25400 D DOMINION RES UBC VA NEW COM 25746U109 4822 77900 SH SOLE 77900 D DU PONT E I DE NEMOURS & CO COM 263534109 9466 236600 SH SOLE 236600 D DUKE ENERGY CORP NOTE 264399EJ1 11548 11650000 PR SOLE X D ECHOSTAR COMMUNICATIONS NOTE 278762AD1 331 325000 PR SOLE X D EQUITY RESIDENTIAL SH BEN INT 29476L107 1095 37400 SH SOLE 37400 D FEI CO NOTE 30241LAB5 2925 2985000 PR SOLE X D FPL GROUP INC COM 302571104 9309 147300 SH SOLE 147300 D FAIRCHILD SEMICONDUCTOR CORP NOTE 303727AJ0 1958 2000000 PR SOLE X D FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 605 16400 SH SOLE 16400 D GABLES RESIDENTIAL TR SH BEN INT 362418105 452 14000 SH SOLE 14000 D GENERAL GROWTH PPTYS INC COM 370021107 911 12700 SH SOLE 12700 D GENERAL MTRS CORP DEB SR CONV B 370442733 8644 375000 PR SOLE X D GENESIS HEALTH VENTURE INC N COM 37183F107 8130 335539 SH SOLE 335539 D GLOBAL POWER EQUIPMENT INC COM 37941P108 98 18622 SH SOLE 18622 D GUITAR CTR MGMT INC COM 402040109 467 14527 SH SOLE 14527 D HALLIBURTON CO COM 406216101 6902 284600 SH SOLE 284600 D HOST MARIOTT CORP NEW COM 44107P104 738 68800 SH SOLE 68800 D ISTAR FINL INC COM 45031U101 273 7000 SH SOLE 7000 D INTERIM SVCS INC NOTE 45868PAA8 7708 8050000 PR SOLE X D JETBLUE AWYS CORP COM 477143101 54060 883761 SH SOLE 883761 D KILROY RLTY CORP COM 49427F108 428 15000 SH SOLE 15000 D KIMKO REALTY CORP COM 49446R109 983 24000 SH SOLE 24000 D KINDER MORGAN INC KANS COM 49455P101 959 17754 SH SOLE 17754 D LASALLE HOTEL PPTYS COM SH BEN INT 517942108 360 20800 SH SOLE 20800 D LIBERTY MEDIA CORP NEW COM SE R A 530718105 172 17207 SH SOLE 17207 D MACERICH CO COM 554382101 476 12600 SH SOLE 12600 D MAGUIRE PPTYS INC COM 559775101 12 600 SH SOLE 600 D MANITOWOC INC COM 563571108 4198 193526 SH SOLE 193526 D MASSMUTUAL PARTICIPATION INV SH BEN INT 576299101 244 23734 SH SOLE 23734 D MEDIACOM COMMUNICATIONS CORP NOTE 58446KAA3 5613 6290000 PR SOLE X D MERISTAR HOSPITALITY CORP COM 58984Y103 1037 146500 SH SOLE 146500 D METALS USA INC COM NE W 591324207 252 40000 SH SOLE 40000 D MICROSTRATEGY INC CL A N EW 594972408 1 24 SH SOLE 24 D MILLS CORP COM 601148109 598 15200 SH SOLE 15200 D NTL INC DEL COM 62940M104 2368 50255 SH SOLE 50255 D NATIONWIDE HEALTH PPTYS INC COM 638620104 346 19800 SH SOLE 19800 D NEWCASTLE INVT CORP COM 65105M108 308 13400 SH SOLE 13400 D NEWTEK CAP INC COM 652526104 1050 212450 SH SOLE 212450 D NEXTEL COMMUNICATIONS INC NOTE 65332VAY9 6998 7505000 PR SOLE X D ORBITAL SCIENCES CORP COM 685564106 65 7007 SH SOLE 7007 D PEPSIAMERICAS COM 71343P200 8902 614321 SH SOLE 614321 D PEPSICO INC COM 713448108 6022 131400 SH SOLE 131400 D POST PPTYS INC COM 737464107 240 8800 SH SOLE 8800 D PROCTOR & GAMBLE CO COM 742718109 4019 43300 SH SOLE 43300 D PROLOGIS TR SH BEN INT 743410102 635 21000 SH SOLE 21000 D PROTON ENERGY SYS INC COM 74371K101 104 40000 SH SOLE 40000 D PUBLIC STORAGE INC COM 74460D109 702 17900 SH SOLE 17900 D RECKSON ASSOCS RLTY CORP COM 75621K106 49 2100 SH SOLE 2100 D REINHOLD INDS INC N Y CL A 75935A109 16579 995726 SH SOLE 995726 D RENT-WAY INC COM 76009U104 2352 438007 SH SOLE 438007 D RESTORATION HARDWARE INC DEL COM 760981100 193 33252 SH SOLE 33252 D ROUSE CO COM 779273101 342 8200 SH SOLE 8200 D SCI SYSTEMS INC NOTE 783890AF3 8366 9230000 PR SOLE X D SL GREEN RLTY CORP COM 78440X101 381 10550 SH SOLE 10550 D SANMINA CORP SDCV 800907AD9 6646 13465000 PR SOLE X D SCHERING PLOUGH CORP COM 806605101 2641 173300 SH SOLE 173300 D SIMON PPTY GROUP INC NEW COM 828806109 1190 27300 SH SOLE 27300 D SUN COMMUNITIES INC COM 866674104 110 2800 SH SOLE 2800 D SUPREME INDUSTRIES INC CL A 868607102 1450 254422 SH SOLE 254422 D SUREBEAM CORP CL A 86866R102 145 101388 SH SOLE 101388 D T S R INC COM 872885108 1109 154000 SH SOLE 154000 D TOWER AUTOMOTIVE INC NOTE 891707AE1 2147 2180000 PR SOLE X D TRANSMONTAIGNE INC COM 893934109 9286 1558118 SH SOLE 1558118 D TRIQUINT SEMICONDUCTOR NOTE 4 .000% 6/0 89674KAB9 4721 5475000 PR SOLE X D TRIZEK PROPERTIES INC COM 89687P107 357 29100 SH SOLE 29100 D UGC EUROPE INC COM 90268P102 569 10872 SH SOLE 10872 D UNITED DOMINION REALTY TR IN COM 910197102 361 19700 SH SOLE 19700 D VENTAS INDS N V COM 92276F100 748 43700 SH SOLE 43700 D VISHAY INTERTECHNOLOGY INC NOTE 928298AD0 5834 10000000 PR SOLE X D VORANDO RLTY TR SH BEN INT 929042109 685 14250 SH SOLE 14250 D WASHINGTON GROUP INTL INC COM NE W 938862208 5551 205981 SH SOLE 205981 D WILLBROS GROUP INC COM 969199108 76 7372 SH SOLE 7372 D WILTEL COMMUNICATIONS GROUP IN COM 972487102 245 15315 SH SOLE 15315 D WYETH COM 983024100 12152 263600 SH SOLE 263600 S REPORT SUMMARY 2213 DATA RECORDS 7409353 November 13, 2003 Document Control-Filing Desk Securities & Exchange Commission 450 Fifth Street, N.W. Washington D.C. 20549-0104 Dear Sir or Madam: Pursuant to Section 13(f) of the Securities Exchange Act of 1934, I am filing electronically on behalf of David L. Babson & Company Inc. ("Babson") Form 13F for the quarter ending September 30, 2003. Babson has indicated that it exercises "sole" investment discretion with respect to the securities positions reported in its Form 13F. Nevertheless, such positions shall also be deemed reported on behalf of MassMutual to the extent that MassMutual may be deemed to "share" investment discretion over the positions as a result of its ownership interest in Babson. If you should have any questions or comments regarding this matter please call me at (617) 761-3824. Sincerely, Mary Ellen Wesneski Managing Director, Compliance -----END PRIVACY-ENHANCED MESSAGE-----