-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L4ojef6+IuEL2bc04K8SqgJF7tNYMNeOqQOztt77AuNhjDWxAU/FdAM0NDDdio+W K1mryTaPb+Ar6az9vz6TxA== 0000009015-02-000117.txt : 20021113 0000009015-02-000117.hdr.sgml : 20021113 20021113144536 ACCESSION NUMBER: 0000009015-02-000117 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021113 EFFECTIVENESS DATE: 20021113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BABSON DAVID L & CO INC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 004105478 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 02819595 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142-1300 BUSINESS PHONE: 6177237540 13F-HR 1 septe.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ]is a restatement [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David L. Babson & Company Inc. Address: One Memorial Drive Cambridge, MA 02142-1300 13F File Number 0028-00060 The institutional manger filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary Ellen Wesneski Managing Director, Compliance Title: Phone: (617) 761-3824 Signature, Place and Date of Signing: /s/Mary Ellen Wesneski Cambridge, MA November 13, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Mangers: 0 Form 13F Information Entry Total: 2125 Form 13F Information Table Value Total: 7,557,904 List of Other Included Mangers: VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D AAON INC COM 000360206 4145 245000 SH SOLE 245000 0 0 D ADC TELECOMMUNICATIONS COM 000886101 19 16200 SH SOLE 16200 0 0 D ABM INDUSTRIES INC COM 000957100 17297 1226730 SH SOLE 1226730 0 0 D ABM INDUSTRIES INC COM 000957100 4 270 SH SOLE 0 0 270 D AFLAC INC COM 001055102 2333 76008 SH SOLE 76008 0 0 D AGCO COM 001084102 39 1700 SH SOLE 1700 0 0 D AGL RESOURCES INC COM 001204106 27 1200 SH SOLE 1200 0 0 D AG SVCS AMER INC COM 001250109 154 12800 SH SOLE 12800 0 0 D AES CORP COM 00130H105 202 80500 SH SOLE 80500 0 0 D AES CORP COM 00130H105 1 400 SH SOLE 0 0 400 D AK STEEL HOLDING CORP COM 001547108 130 17800 SH SOLE 17800 0 0 D AMB PROPERTY CORP COM 00163T109 78 2700 SH SOLE 2700 0 0 D AOL TIME WARNER COM 00184A105 8085 691001 SH SOLE 691001 0 0 D AOL TIME WARNER COM 00184A105 694 59300 SH SOLE 0 0 59300 D AT&T COM 001957109 7578 630980 SH SOLE 630980 0 0 D AT&T COM 001957109 58 4834 SH SOLE 0 0 4834 D A T & T WIRELESS SERVICES COM 00209A106 1753 425494 SH SOLE 425494 0 0 D A T & T WIRELESS SERVICES COM 00209A106 66 16064 SH SOLE 0 0 16064 D AVX CORP COM 002444107 16 1800 SH SOLE 1800 0 0 D AZZ INCORPORATED COM 002474104 6490 536400 SH SOLE 536400 0 0 D ABBOTT LABS COM 002824100 22508 557130 SH SOLE 557130 0 0 D ABBOTT LABS COM 002824100 34287 848676 SH SOLE 0 0 848676 D ABERCROMBIE & FITCH CO CL A COM 002896207 96 4900 SH SOLE 4900 0 0 D ACETO CORP COM 004446100 129 14101 SH SOLE 14101 0 0 D ACTEL CORP COM 004934105 8289 797000 SH SOLE 797000 0 0 D ACRES GAMING INC COM 004936100 5058 911300 SH SOLE 911300 0 0 D ACTUANT CORP CL A COM 00508X203 9469 256600 SH SOLE 256600 0 0 D ACUITY BRANDS INC COM 00508Y102 25 2000 SH SOLE 0 0 2000 D ACXIOM CORP COM 005125109 4 300 SH SOLE 300 0 0 D ADAMS RES & ENERGY INC COM 006351308 46 10300 SH SOLE 10300 0 0 D ADMINISTAFF INC COM 007094105 55 14400 SH SOLE 14400 0 0 D ADOBE SYSTEMS COM 00724F101 1585 82965 SH SOLE 82965 0 0 D ADOBE SYSTEMS COM 00724F101 884 46300 SH SOLE 0 0 46300 D ADVANCED MARKETING SVCS INC COM 00753T105 4393 318600 SH SOLE 318600 0 0 D ADVANCED FIBRE COMMUNICATION COM 00754A105 155 11700 SH SOLE 11700 0 0 D ADVO INC COM 007585102 25480 802505 SH SOLE 802505 0 0 D ADVO INC COM 007585102 64 2000 SH SOLE 0 0 2000 D AEGIS RLTY INC COM 00760P104 211 19700 SH SOLE 19700 0 0 D ADVISORY BOARD CO COM 00762W107 376 12700 SH SOLE 12700 0 0 D ADVANCED MEDICAL OPTICS COM 00763M108 2 167 SH SOLE 0 0 167 D AEROFLEX INC COM 007768104 5228 1037250 SH SOLE 1037250 0 0 D ADVANCED MICRO DEV COM 007903107 6 1200 SH SOLE 1200 0 0 D ADVANCEPCS COM 00790K109 14 600 SH SOLE 600 0 0 D AEGON N V COM 007924103 66 7007 SH SOLE 7007 0 0 D AEGON N V COM 007924103 219 23176 SH SOLE 0 0 23176 D AETNA INC COM 00817Y108 695 19400 SH SOLE 19400 0 0 D AFFILIATED COMPUTER SVCS CL A COM 008190100 13 300 SH SOLE 300 0 0 D AFFILIATED MANAGERS GRP INC COM 008252108 36 800 SH SOLE 800 0 0 D AFFYMETRIX INC COM 00826T108 10 500 SH SOLE 500 0 0 D AFTERMARKET TECHNOLOGY CORP. 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INTL INC COM 360921100 734 31990 SH SOLE 31990 D GENERAL GROWTH PPTYS INC COM 370021107 304 5900 SH SOLE 5900 D GENERAL SEMICONDUCTOR INC NOTE 5.750% 12/1 370787AA1 2307 2620000 PR SOLE X D GENERAL SEMICONDUCTOR INC NOTE 5.750% 12/1 370787AB1 879 1000000 PR SOLE X D GENESIS HEALTH VENTURE INC N COM 37183F107 7239 440311 SH SOLE 440311 D GLIMCHER RLTY TR SH BEN INT 379302102 414154 22100 SH SOLE 22100 D GUITAR CTR MGMT INC COM 402040109 273 14527 SH SOLE 14527 D HEALTHCARE RLTY TR COM 421946104 286 9200 SH SOLE 9200 D HILTON HOTELS CORP NOTE 432848AL3 9512 10430000 PR SOLE X D HOME PPTYS N Y INC COM 437306103 224 6900 SH SOLE 6900 D HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 608 18350 SH SOLE 18350 D ISTAR FINL INC COM 45031U101 561 20100 SH SOLE 20100 D INTERIM SVCS INC NOTE 45868PAA8 6571 8050000 PR SOLE X D JETBLUE AWYS CORP COM 477143101 86247 2376151 SH SOLE 2376151 D KVH INDS INC COM 482738101 3834 615384 SH SOLE 615384 D KILROY RLTY CORP COM 49427F108 168 7100 SH SOLE 7100 D KINDER MORGAN INC KANS COM 49455P101 315 8877 SH SOLE 8877 D LIBERTY MEDIA CORP NEW COM SER A 530718105 319 44445 SH SOLE 44445 D MAGNA INTL INC CL A 559222401 1116 19789 SH SOLE 7200 D MANUFACTURED HOME CMNTYS INC COM 564682102 296 9300 SH SOLE 9300 D MASSMUTUAL PARTICIPATION INV SH BEN INT 576299101 206 20804 SH SOLE 20804 D MEDIACOM COMMUNICATIONS CORP NOTE 58446KAA3 4872 7450000 PR SOLE X D MERISTAR HOSPITALITY CORP COM 58984Y103 94 10900 SH SOLE 10900 D MID-ATLANTIC RLTY TR SH BEN INT 595232109 268 16700 SH SOLE 16700 D MILLS CORP COM 601148109 528 17800 SH SOLE 17800 D NEWTEK CAP INC COM 652526104 491 212450 SH SOLE 212450 D NEXTEL COMMUNICATIONS INC NOTE 65332VAT0 6392 8595000 PR SOLE X D NEXTEL COMMUNICATIONS INC NOTE 65332VAY9 8441 12505000 PR SOLE X D OWENS ILLINOIS INC PFD CONV 690768502 1902 85560 SH SOLE X D PAN PACIFIC RETAIL PPTYS INC COM 69806L104 255 7400 SH SOLE 7400 D PEPSIAMERICAS COM 71343P200 8723 614321 SH SOLE 614321 D PEPSICO INC COM 713448108 5853 158400 SH SOLE 158400 D PERKINELMMER INC NOTE 714046AA7 475 1000000 PR SOLE X D PLAN VISTA CORP COM 72701P105 148 133376 SH SOLE 133376 D PROCTOR & GAMBLE CO COM 742718109 6730 75300 SH SOLE 75300 D PROLOGIS TR SH BEN INT 743410102 844 33900 SH SOLE 33900 D PROTON ENERGY SYS INC COM 74371K101 85 40000 SH SOLE 40000 D PUBLIC STORAGE INC COM 74460D109 327 10250 SH SOLE 10250 D RECKSON ASSOCS RLTY CORP COM 75621K106 346 15200 SH SOLE 15200 D REINHOLD INDS INC N Y CL A 75935A109 6273 905205 SH SOLE 7200 D RENT-WAY INC COM 76009U104 1314 438007 SH SOLE 438007 D RESTORATION HARDWARE INC DEL COM 760981100 150 33252 SH SOLE 33252 D ROUSE CO COM 779273101 356 11150 SH SOLE 11150 D SCI SYSTEMS INC NOTE 783890AF3 6389 10750000 PR SOLE X D SL GREEN RLTY CORP COM 78440X101 386 12550 SH SOLE 12550 D SANMINA CORP SDCV 800907AD9 4879 15250000 PR SOLE X D SCHERING PLOUGH CORP COM 806605101 3795 178000 SH SOLE 178000 D SENIOR HSG PPTYS TR SH BEN INT 81721M109 527 47000 SH SOLE 47000 D SHURGARD STORAGE CTRS INC COM 82567D104 370 11700 SH SOLE 11700 D SIMON PPTY GROUP INC NEW COM 828806109 479 13400 SH SOLE 13400 D SOLECTRON NOTE 834182AK3 3608 6222000 PR SOLE X D SOLECTRON NOTE 834182AL1 662 1670000 PR SOLE X D SOUTHERN CO COM 842587107 3416 118700 SH SOLE 118700 D STARWOOD HOTLES&RESORTS PAIRED CTF 85590A203 107 4788 SH SOLE 4,788 D SUPREME INDUSTRIES INC CL A 868607102 1132 254422 SH SOLE 254422 D T S R INC COM 872885108 713 154000 SH SOLE 154000 D TITAN CORPORATION COM 888266103 3484 362920 SH SOLE 362920 D TOWER AUTOMOTIVE INC NOTE 891707AE1 1932 2180000 PR SOLE X D TRANSMONTAIGNE INC COM 893934109 7759 1558118 SH SOLE 1558118 D TRIQUINT SEMICONDUCTOR NOTE 4.000% 6/0 89674KAB9 4067 5475000 PR SOLE X D TRIZEK PROPERTIES INC COM 89687P107 234 20600 SH SOLE 20600 D UNITED DOMINION REALTY TR INC COM 910197102 431 27100 SH SOLE 27100 D VENTAS INDS N V COM 92276F100 243 18200 SH SOLE 18200 D VINA TECHNOLOGIES INC COM 92719D100 1 3405 SH SOLE 3405 D VORANDO RLTY TR SH BEN INT 929042109 562 14250 SH SOLE 14250 D WILLBROS GROUP INC COM 969199108 77 7372 SH SOLE 7372 D WYETH COM 983024100 5660 178000 SH SOLE 178000 S REPORT SUMMARY 2125 DATA RECORDS 7557904 November 13, 2002 Document Control-Filing Desk Securities & Exchange Commission 450 Fifth Street, N.W. Washington D.C. 20549-0104 Dear Sir or Madam: Pursuant to Section 13(f) of the Securities Exchange Act of 1934, I am filing electronically on behalf of David L. Babson & Company Inc. ("Babson") Form 13F for the quarter ending September 30, 2002. Babson has indicated that it exercises "sole" investment discretion with respect to the securities positions reported in its Form 13F. Nevertheless, such positions shall also be deemed reported on behalf of MassMutual to the extent that MassMutual may be deemed to "share" investment discretion over the positions as a result of its ownership interest in Babson. If you should have any questions or comments regarding this matter please call me at (617) 761-3824. Sincerely, Mary Ellen Wesneski Managing Director, Compliance cc: Norman Flebotte (MassMutual) -----END PRIVACY-ENHANCED MESSAGE-----