-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E/H3tCMA5XNlFLzVVRMRZSkfIC07N6LMaX4x+He58n0DPme86WyEB4J0VjbUMOvM NtRcV5JTkNnDG/0qDRuzmA== 0000009015-02-000103.txt : 20020514 0000009015-02-000103.hdr.sgml : 20020514 ACCESSION NUMBER: 0000009015-02-000103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BABSON DAVID L & CO INC CENTRAL INDEX KEY: 0000009015 IRS NUMBER: 004105478 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00060 FILM NUMBER: 02646396 BUSINESS ADDRESS: STREET 1: ONE MEMORIAL DRIVE CITY: CAMBRIDGE STATE: MA ZIP: 02142-1300 BUSINESS PHONE: 6177237540 13F-HR 1 amarbill.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ]is a restatement [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: David L. Babson & Company Inc. Address: One Memorial Drive Cambridge, MA 02142-1300 13F File Number 0028-00060 The institutional manger filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary Ellen Wesneski Managing Director, Compliance Title: Phone: (617) 761-3824 Signature, Place and Date of Signing: /s/Mary Ellen Wesneski Cambridge, MA May 14, 2002 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Mangers: 0 Form 13F Information Entry Total: 2051 Form 13F Information Table Value Total: 9,681,886 List of Other Included Mangers: VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE D ABM INDUSTRIES INC COM 000957100 10 270 SH SOLE 0 0 270 D AFLAC INC COM 001055102 1310 44408 SH SOLE 44408 0 0 D AGL RESOURCES INC COM 001204106 28 1200 SH SOLE 1200 0 0 D AG SVCS AMER INC COM 001250109 179 12800 SH SOLE 12800 0 0 D AES CORP COM 00130H105 662 73600 SH SOLE 73600 0 0 D AES CORP COM 00130H105 4 400 SH SOLE 0 0 400 D AK STEEL HOLDING CORP COM 001547108 53 3731 SH SOLE 3731 0 0 D AMB PROPERTY CORP COM 00163T109 154 5600 SH SOLE 5600 0 0 D AMR CORP COM 001765106 526 19900 SH SOLE 19900 0 0 D AOL TIME WARNER COM 00184A105 13432 567931 SH SOLE 567931 0 0 D AOL TIME WARNER COM 00184A105 5189 219425 SH SOLE 0 0 219425 D AT&T COM 001957109 9058 576919 SH SOLE 576919 0 0 D AT&T COM 001957109 83 5262 SH SOLE 0 0 5262 D A T & T WIRELESS SERVICES COM 00209A106 3309 369683 SH SOLE 369683 0 0 D A T & T WIRELESS SERVICES COM 00209A106 241 26916 SH SOLE 0 0 26916 D AVX CORP COM 002444107 73 3500 SH SOLE 3500 0 0 D AZZ INCORPORATED COM 002474104 7668 428400 SH SOLE 428400 0 0 D ABBOTT LABS COM 002824100 31099 591238 SH SOLE 591238 0 0 D ABBOTT LABS COM 002824100 45255 860352 SH SOLE 0 0 860352 D ABERCROMBIE & FITCH CO CL A COM 002896207 43 1400 SH SOLE 1400 0 0 D ABGENIX INC COM 00339B107 13 700 SH SOLE 700 0 0 D ACETO CORP COM 004446100 163 14101 SH SOLE 14101 0 0 D ACKERLEY GROUP INC COM 004527107 55 3100 SH SOLE 3100 0 0 D ACTEL CORP COM 004934105 13658 659500 SH SOLE 659500 0 0 D ACRES GAMING INC COM 004936100 4821 920100 SH SOLE 920100 0 0 D ACTERNA CORP COM 00503U105 1 500 SH SOLE 500 0 0 D ACTUANT CORP CL A COM 00508X203 9049 209700 SH SOLE 209700 0 0 D ACUITY BRANDS INC COM 00508Y102 35 2100 SH SOLE 2100 0 0 D ACUITY BRANDS INC COM 00508Y102 33 2000 SH SOLE 0 0 2000 D ACXIOM CORP COM 005125109 5 300 SH SOLE 300 0 0 D ADAMS RES & ENERGY INC COM 006351308 83 10300 SH SOLE 10300 0 0 D ADAPTEC INC COM 00651F108 4 300 SH SOLE 0 0 300 D ADMINISTAFF INC COM 007094105 398 14400 SH SOLE 14400 0 0 D ADOBE SYSTEMS COM 00724F101 10571 262365 SH SOLE 262365 0 0 D ADOBE SYSTEMS COM 00724F101 2248 55800 SH SOLE 0 0 55800 D ADVANCE AUTO PARTS COM 00751Y106 0 0 SH SOLE 0 0 0 D ADVANCED MARKETING SVCS INC COM 00753T105 10378 432400 SH SOLE 432400 0 0 D ADVANCED FIBRE COMMUNICATION COM 00754A105 58 3000 SH SOLE 3000 0 0 D ADVO INC COM 007585102 37016 876315 SH SOLE 876315 0 0 D ADVO INC COM 007585102 11 250 SH SOLE 0 0 250 D AEGIS RLTY INC COM 00760P104 222 19700 SH SOLE 19700 0 0 D ADVANCED MICRO DEV COM 007903107 703 47800 SH SOLE 47800 0 0 D ADVANCEPCS COM 00790K109 18 600 SH SOLE 600 0 0 D AEGON N V COM 007924103 171 7007 SH SOLE 7007 0 0 D AEGON N V COM 007924103 1012 41400 SH SOLE 0 0 41400 D ADVENT SOFTWARE INC COM 007974108 12 200 SH SOLE 200 0 0 D AFFILIATED COMPUTER SVCS CL A COM 008190100 4 80 SH SOLE 80 0 0 D AFFYMETRIX INC COM 00826T108 3 100 SH SOLE 100 0 0 D AFTERMARKET TECHNOLOGY CORP. 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COM 410768105 9 500 SH SOLE 500 0 0 D HANSON PLC SPONSORED ADR COM 411352404 8896 231977 SH SOLE 231977 0 0 D HANSON PLC SPONSORED ADR COM 411352404 67 1740 SH SOLE 0 0 1740 D HARDINGE INC COM 412324303 17172 1253450 SH SOLE 1253450 0 0 D HARLEY DAVIDSON INC COM 412822108 1891 34300 SH SOLE 34300 0 0 D HARMAN INTL INDS INC COM 413086109 33415 677100 SH SOLE 677100 0 0 D HARMAN INTL INDS INC COM 413086109 10 200 SH SOLE 0 0 200 D HARRAH'S ENTERTAINMENT COM 413619107 3722 84100 SH SOLE 84100 0 0 D HARRIS CORP COM 413875105 4 100 SH SOLE 100 0 0 D HARSCO CORP COM 415864107 149 3800 SH SOLE 3800 0 0 D HARTE HANKS COMMUN INC COM 416196103 41 1300 SH SOLE 1300 0 0 D HARTFORD FINL SRVCS GRP COM 416515104 2654 38965 SH SOLE 38965 0 0 D HASBRO INC COM 418056107 364 23000 SH SOLE 23000 0 0 D HAWAIIAN ELECTRIC INDS COM 419870100 163 3700 SH SOLE 3700 0 0 D HAWTHORNE FINANCIAL CORP COM 420542102 1220 41700 SH SOLE 41700 0 0 D HEALTH CARE PROPERTIES INVEST COM 421915109 36 900 SH SOLE 900 0 0 D 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D HEWLETT PACKARD CO COM 428236103 5984 333539 SH SOLE 333539 0 0 D HEWLETT PACKARD CO COM 428236103 4086 227746 SH SOLE 0 0 227746 D HIBERNIA CORP CL A COM 428656102 500 26200 SH SOLE 26200 0 0 D HILLENBRAND INDUSTRIES COM 431573104 191 3100 SH SOLE 3100 0 0 D HILTON HOTELS CORP COM 432848109 691 48300 SH SOLE 48300 0 0 D HILTON HOTELS CORP NOTE 432848AL3 11535 12190000 PR SOLE X D HISPANIC BROADCASTING CORP COM 43357B104 79 2700 SH SOLE 2700 0 0 D HOENIG GROUP INC COM 434396107 247 19800 SH SOLE 19800 0 0 D HOLLINGER INTERNATIONAL COM 435569108 24 1800 SH SOLE 1800 0 0 D HOLLY CORPORATION COM 435758305 39 2100 SH SOLE 2100 0 0 D HOME DEPOT COM 437076102 30614 629779 SH SOLE 629779 0 0 D HOME DEPOT COM 437076102 4404 90605 SH SOLE 0 0 90605 D HOME PPTYS N Y INC COM 437306103 489 14200 SH SOLE 14200 0 D HON INDUSTRIES COM 438092108 65 2300 SH SOLE 2300 0 0 D HONEYWELL INTL INC COM 438516106 6469 169040 SH SOLE 169040 0 0 D HONEYWELL INTL INC COM 438516106 163 4258 SH SOLE 0 0 4258 D 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COM 987520103 5296 165500 SH SOLE 165500 0 0 D ZEBRA TECHNOLOGIES CORP CL A COM 989207105 32 600 SH SOLE 600 0 0 D ZIEGLER CO COM 989506100 64 4600 SH SOLE 4600 0 0 D ZIMMER HOLDINGS INC COM 98956P102 357 10473 SH SOLE 10473 0 0 D ZIMMER HOLDINGS INC COM 98956P102 131 3853 SH SOLE 0 0 3853 D ZIONS BANCORPORATION COM 989701107 427 7200 SH SOLE 7200 0 0 D ZYGO CORP COM 989855101 7345 452850 SH SOLE 452850 0 0 D DAIMLERCHRYSLER AG COM D1668R123 5 110 SH SOLE 110 0 0 D ACE LTD COM G0070K103 1414 33900 SH SOLE 33900 0 0 D ANNUITY AND LIFE RE HOLDINGS COM G03910109 13833 714900 SH SOLE 714900 0 0 D BANK OF BERMUDA LTD COM G07644100 552 12700 SH SOLE 12700 0 0 D EVEREST RE GROUP LTD COM G3223R108 13971 201480 SH SOLE 201480 0 0 D EVEREST RE GROUP LTD COM G3223R108 234 3380 SH SOLE 0 0 3380 D GARMIN LTD COM G37260109 33878 1478100 SH SOLE 1478100 0 0 D GLOBAL CROSSING LTD COM G3921A100 0 1165 SH SOLE 1165 0 0 D INGERSOLL RAND CO LTD CL A COM G4776G101 1341 26800 SH SOLE 26800 0 0 D IPC HOLDINGS LTD COM G4933P101 13009 399800 SH SOLE 399800 0 0 D KNIGHTSBRIDGE TANKERS LTD COM G5299G106 745 41000 SH SOLE 41000 0 0 D NOBLE CORP COM G65422100 899 21730 SH SOLE 21730 0 0 D NORDIC AMER TANKER SHIPPING COM G65773106 351 23000 SH SOLE 23000 0 0 D PEAK INTERNATIONAL LTD COM G69586108 256 32000 SH SOLE 32000 0 0 D PXRE GROUP LTD COM G73018106 684 28500 SH SOLE 28500 0 0 D STEWART W P & CO LTD COM G84922106 7692 259000 SH SOLE 259000 0 0 D TRANSOCEAN SEDCO FOREX INC COM G90078109 49 1474 SH SOLE 1474 0 0 D TRANSOCEAN SEDCO FOREX INC COM G90078109 43 1290 SH SOLE 0 0 1290 D WHITE MOUNTAINS INSURANCE GRP COM G9618E107 29406 85135 SH SOLE 85135 0 0 D XL CAP LTD CL A COM G98255105 1475 15800 SH SOLE 15800 0 0 D ALCON INC COM H01301102 1486 43900 SH SOLE 43900 0 0 D CHECK POINT SOFTWARE TECH COM M22465104 6 182 SH SOLE 182 0 0 D TARO PHARMACEUTICAL INDS LTD COM M8737E108 1729 61000 SH SOLE 61000 0 0 D ASML HOLDINGS NV COM N07059111 292 11500 SH SOLE 11500 0 0 D ELSAG BAILEY PROCESS AUTO COM N2925S101 73 1850 SH SOLE 1850 0 0 D INDIGO N.V. COM N44495104 3 500 SH SOLE 500 0 0 D FLEXTRONICS INTL LTD COM Y2573F102 11706 641430 SH SOLE 641430 0 0 D FLEXTRONICS INTL LTD COM Y2573F102 62 3400 SH SOLE 0 0 3400 S REPORT SUMMARY 2051 DATA RECORDS 9681886 May 14, 2002 Document Control-Filing Desk Securities & Exchange Commission 450 Fifth Street, N.W. Washington D.C. 20549-0104 Dear Sir or Madam: Pursuant to Section 13(f) of the Securities Exchange Act of 1934, I am filing electronically on behalf of David L. Babson & Company Inc. ("Babson") Form 13F for the quarter ending March 31, 2002. Babson has indicated that it exercises "sole" investment discretion with respect to the securities positions reported in its Form 13F. Nevertheless, such positions shall also be deemed reported on behalf of MassMutual to the extent that MassMutual may be deemed to "share" investment discretion over the positions as a result of its ownership interest in Babson. If you should have any questions or comments regarding this matter please call me at (617) 761-3824. Sincerely, Mary Ellen Wesneski Managing Director, Compliance cc: Norman Flebotte (MassMutual) -----END PRIVACY-ENHANCED MESSAGE-----