0001213900-22-029795.txt : 20220526
0001213900-22-029795.hdr.sgml : 20220526
20220526170044
ACCESSION NUMBER: 0001213900-22-029795
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220524
FILED AS OF DATE: 20220526
DATE AS OF CHANGE: 20220526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANTIN ROBERT L
CENTRAL INDEX KEY: 0000901483
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 22971088
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
4
1
ownership.xml
X0306
4
2022-05-24
0
0001464790
B. Riley Financial, Inc.
RILY
0000901483
ANTIN ROBERT L
C/O B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BLVD. SUITE 800
LOS ANGELES
CA
90025
1
0
0
0
Common Stock
2022-05-24
4
A
0
1490
0
A
25498
D
Common Stock
200000
I
See footnote
Common Stock
200000
I
See footnote
Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 2, 2023, or the Company's next Annual Shareholder Meeting.
Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Robert Antin
2022-05-25