0001213900-21-031389.txt : 20210608 0001213900-21-031389.hdr.sgml : 20210608 20210608120036 ACCESSION NUMBER: 0001213900-21-031389 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210604 FILED AS OF DATE: 20210608 DATE AS OF CHANGE: 20210608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANTIN ROBERT L CENTRAL INDEX KEY: 0000901483 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 211001599 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 4 1 ownership.xml X0306 4 2021-06-04 0 0001464790 B. Riley Financial, Inc. RILY 0000901483 ANTIN ROBERT L C/O B. RILEY FINANCIAL, INC. 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 1 0 0 0 Common Stock 2021-06-04 4 A 0 1074 0 A 14008 D Common Stock 200000 I See footnote Common Stock 200000 I See footnote Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting. Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Robert Antin 2021-06-08