-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PirIT925W9vgQJCO4ZRrA1IicwbGCddha1R0oTpFPSWtsCiUrD4qM4DQbbzYINEi lFVMIE+C5DvPitzYHtLw0w== 0001225208-09-021560.txt : 20091103 0001225208-09-021560.hdr.sgml : 20091103 20091103171702 ACCESSION NUMBER: 0001225208-09-021560 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091102 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMAN GENOME SCIENCES INC CENTRAL INDEX KEY: 0000901219 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 223178468 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14200 SHADY GROVE ROAD CITY: ROCKVILLE STATE: MD ZIP: 20850-3338 BUSINESS PHONE: 3013098504 MAIL ADDRESS: STREET 1: 14200 SHADY GROVE ROAD CITY: ROCKVILLE STATE: MD ZIP: 20850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bateson Susan D. CENTRAL INDEX KEY: 0001191234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14169 FILM NUMBER: 091155348 MAIL ADDRESS: STREET 1: 14200 SHADY GROVE ROAD CITY: ROCKVILLE STATE: MD ZIP: 20850 FORMER NAME: FORMER CONFORMED NAME: MCKAY SUSAN D BATESON DATE OF NAME CHANGE: 20020920 4 1 doc4.xml X0303 4 2009-11-02 0000901219 HUMAN GENOME SCIENCES INC HGSI 0001191234 Bateson Susan D. 14200 SHADY GROVE ROAD ROCKVILLE MD 20850 1 Senior Vice President Common Stock 2009-11-02 4 M 0 79300 9.351 A 136922 D Common Stock 2009-11-02 4 M 0 78295 10.89 A 215217 D Common Stock 2009-11-02 4 M 0 31668 10.62 A 246885 D Common Stock 2009-11-02 4 S 0 3998 25 D 242887 D Common Stock 2009-11-02 4 S 0 31668 25 D 211219 D Common Stock 2009-11-02 4 S 0 78295 25 D 132924 D Common Stock 2009-11-02 4 S 0 79300 24.83 D 53624 D Employee Stock Option - Right to Buy 9.351 2009-11-02 4 M 0 79300 0 D 2012-12-11 Common Stock 79300 10700 D Employee Stock Option - Right to Buy 10.89 2009-11-02 4 M 0 78295 0 D 2016-03-14 Common Stock 78295 21705 D Employee Stock Option - Right to Buy 10.62 2009-11-02 4 M 0 31668 0 D 2017-03-10 Common Stock 31668 20832 D The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person and Charles Schwab effective Sept 2, 2009. These are shares issued with respect to Restricted Stock Units. The RSU's vests over a four year period under which the restrictions will lapse to 25% of the restricted units on March 10, 2008 and 25% of the RSUs each year thereafter. The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person and Charles Schwab effective Sept 2, 2009 These are fully vested. One eighth of the options granted vests on Sept. 14th, 2006, the six month anniversary date of the grant, and the remaining options granted vest monthly on a ratable basis for the next 42 months commencing on Oct. 14, 2006. One eighth of the options granted vests on Sept. 10th, 2007, the six month anniversary date of the grant, and the remaining options granted vest monthly on a ratable basis for the next 42 months commencing on Oct. 10, 2007. The number of options orginally granted was 52,500. James H. Davis (Power of Attorney) on behalf of 2009-11-03 -----END PRIVACY-ENHANCED MESSAGE-----