0001493152-17-006515.txt : 20170612 0001493152-17-006515.hdr.sgml : 20170612 20170612174645 ACCESSION NUMBER: 0001493152-17-006515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170124 FILED AS OF DATE: 20170612 DATE AS OF CHANGE: 20170612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGILITI MONEY GROUP, INC. CENTRAL INDEX KEY: 0001487906 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 272205650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18671 LAKE DRIVE EAST STREET 2: SOUTHWEST TECH CENTER A CITY: MINNEAPOLIS STATE: MN ZIP: 55317 BUSINESS PHONE: 952-698-6980 MAIL ADDRESS: STREET 1: 18671 LAKE DRIVE EAST STREET 2: SOUTHWEST TECH CENTER A CITY: MINNEAPOLIS STATE: MN ZIP: 55317 FORMER COMPANY: FORMER CONFORMED NAME: CACHET FINANCIAL SOLUTIONS, INC. DATE OF NAME CHANGE: 20140214 FORMER COMPANY: FORMER CONFORMED NAME: DE Acquisition 2, Inc. DATE OF NAME CHANGE: 20100324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS JAMES L CENTRAL INDEX KEY: 0000901152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37913 FILM NUMBER: 17907531 MAIL ADDRESS: STREET 1: 4800 IDS CENTER STREET 2: 80 SOUTH EIGHTH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 form4.xml X0306 4 2017-01-24 0 0001487906 DIGILITI MONEY GROUP, INC. DGLT 0000901152 DAVIS JAMES L 18671 LAKE DRIVE EAST SOUTHWEST TECH CENTER A MINNEAPOLIS MN 55317 1 0 1 0 Convertible Promissory Note 2017-01-24 4 P 0 265033 954138 A 2017-03-15 2018-04-30 Common Stock 265033 265033 D Series C Convertible Preferred Stock 2017-03-15 4 P 0 367275 A 2017-03-15 Common Stock 367275 367275 D Warrant (Right to Buy) 7.41 2017-01-24 4 P 0 10371 0 A 2017-01-24 2022-01-23 Common Stock 10371 10371 D Warrant (Right to Buy) 3.60 2017-01-25 4 A 0 28704 0 A 2017-01-25 2022-01-24 Common Stock 28704 28704 D Warrant (Right to Buy) 3.60 2017-01-26 4 A 0 696 0 A 2017-01-26 2022-01-25 Common Stock 696 696 D Warrant (Right to Buy) 3.60 2017-03-02 4 J 0 24024 0 A 2017-03-02 2022-03-01 Common Stock 24024 24024 D Reflects 1-for-1.5 reverse stock split which became effective on March 9, 2017. Convertible Term Promissory Note convertible into the Issuer's common stock on a $3.60-for-$1.00 basis. Series C Convertible Preferred Stock convertible into the Issuer's Common Stock on a $3.60-for-$1.00 basis. (This filing is deemed to correct the typographical error contained within Form 4 filed on March 20, 2017, which incorrectly stated a conversion basis of $3.60-for-$100.) Issued in consideration of the Reporting Person's agreement to convert a Convertible Term Promissory Note from the Issuer into the Issuer's common stock and to accept warrants in lieu of a cash repayment of $1,085 interest accrued in connection with the convertible note. Issued in conjunction with a Note Payable agreement between the Issuer and the Reporting Person as inducement to enter into the loan. The Issuer's Board approved the transaction. Issued pursuant to a Convertible Note Payable agreement between the Issuer and the Reporting Person. The Issuer issued the Warrants to the Reporting Person as consideration for his participation in certain financing presented to the Company. /s/ Bryan D. Meier, Attorney-in-Fact for James L. Davis 2017-06-12