0001493152-16-016266.txt : 20161229
0001493152-16-016266.hdr.sgml : 20161229
20161229091304
ACCESSION NUMBER: 0001493152-16-016266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161222
FILED AS OF DATE: 20161229
DATE AS OF CHANGE: 20161229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CACHET FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001487906
STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822]
IRS NUMBER: 272205650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
BUSINESS PHONE: 952-698-6980
MAIL ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
FORMER COMPANY:
FORMER CONFORMED NAME: DE Acquisition 2, Inc.
DATE OF NAME CHANGE: 20100324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS JAMES L
CENTRAL INDEX KEY: 0000901152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37913
FILM NUMBER: 162073668
MAIL ADDRESS:
STREET 1: 4800 IDS CENTER
STREET 2: 80 SOUTH EIGHTH ST
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
form4.xml
X0306
4
2016-12-22
0
0001487906
CACHET FINANCIAL SOLUTIONS, INC.
CAFN
0000901152
DAVIS JAMES L
18671 LAKE DRIVE EAST
SOUTHWEST TECH CENTER A
MINNEAPOLIS
MN
55317
1
0
0
0
Warrant to Purchase Common Stock
4.94
2016-12-28
4
A
0
16667
4.94
A
2016-12-28
2021-12-28
Common Stock
16667
16667
D
Warrant to Purchase Common Stock
5.55
2016-12-22
4
A
0
2253
5.55
A
2016-12-22
2021-12-22
Common Stock
2253
2253
D
Pursuant to a Note Payable agreement, dated February 11, 2016, amended March 29, 2016, and July 27, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.
Issued pursuant to a convertible promissory note. The exercise price of the warrants is the lower of $5.55 and 80% of the per share price of the Issuer's common stock in the Issuer's next underwritten public offering.
/s/ Bryan D. Meier, Attorney-in-fact
2016-12-29