0001209191-16-139373.txt : 20160901
0001209191-16-139373.hdr.sgml : 20160901
20160901125911
ACCESSION NUMBER: 0001209191-16-139373
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160731
FILED AS OF DATE: 20160901
DATE AS OF CHANGE: 20160901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CACHET FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001487906
STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822]
IRS NUMBER: 272205650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
BUSINESS PHONE: 952-698-6980
MAIL ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
FORMER COMPANY:
FORMER CONFORMED NAME: DE Acquisition 2, Inc.
DATE OF NAME CHANGE: 20100324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS JAMES L
CENTRAL INDEX KEY: 0000901152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53925
FILM NUMBER: 161865229
MAIL ADDRESS:
STREET 1: 4800 IDS CENTER
STREET 2: 80 SOUTH EIGHTH ST
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-31
0
0001487906
CACHET FINANCIAL SOLUTIONS, INC.
CAFN
0000901152
DAVIS JAMES L
18671 LAKE DRIVE EAST
SOUTHWEST TECH CENTER A
MINNEAPOLIS
MN
55317
1
0
0
0
Warrant to Purchase Common Stock
4.935
2016-07-31
4
A
0
16667
4.935
A
2016-07-31
2021-07-31
Common Stock
16667
16667
D
Warrant to Purchase Common Stock
4.935
2016-08-30
4
A
0
16667
4.935
A
2016-08-31
2021-08-30
Common Stock
16667
16667
D
Warrant to Purchase Common Stock
5.55
2016-08-12
4
A
0
42674
5.55
A
2016-08-12
2021-08-12
Common Stock
42674
42674
D
Warrant to Purchase Common Stock
6.75
2016-08-22
4
A
0
24000
6.75
A
2016-08-22
2021-08-22
Common Stock
24000
24000
D
Pursuant to a Note Payable agreement, dated February 1, 2016, amended March 29, 2016, and July 27, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.
Pursuant to a securities purchase agreement, dated August 12, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the securities purchase agreement.
Pursuant to an unsecured promissory note agreement, dated August 22, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the unsecured promissory note.
/s/ Bryan D. Meier, Attorney-in-fact
2016-09-01