0001209191-16-139373.txt : 20160901 0001209191-16-139373.hdr.sgml : 20160901 20160901125911 ACCESSION NUMBER: 0001209191-16-139373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160731 FILED AS OF DATE: 20160901 DATE AS OF CHANGE: 20160901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CACHET FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001487906 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 272205650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18671 LAKE DRIVE EAST STREET 2: SOUTHWEST TECH CENTER A CITY: MINNEAPOLIS STATE: MN ZIP: 55317 BUSINESS PHONE: 952-698-6980 MAIL ADDRESS: STREET 1: 18671 LAKE DRIVE EAST STREET 2: SOUTHWEST TECH CENTER A CITY: MINNEAPOLIS STATE: MN ZIP: 55317 FORMER COMPANY: FORMER CONFORMED NAME: DE Acquisition 2, Inc. DATE OF NAME CHANGE: 20100324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS JAMES L CENTRAL INDEX KEY: 0000901152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53925 FILM NUMBER: 161865229 MAIL ADDRESS: STREET 1: 4800 IDS CENTER STREET 2: 80 SOUTH EIGHTH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-31 0 0001487906 CACHET FINANCIAL SOLUTIONS, INC. CAFN 0000901152 DAVIS JAMES L 18671 LAKE DRIVE EAST SOUTHWEST TECH CENTER A MINNEAPOLIS MN 55317 1 0 0 0 Warrant to Purchase Common Stock 4.935 2016-07-31 4 A 0 16667 4.935 A 2016-07-31 2021-07-31 Common Stock 16667 16667 D Warrant to Purchase Common Stock 4.935 2016-08-30 4 A 0 16667 4.935 A 2016-08-31 2021-08-30 Common Stock 16667 16667 D Warrant to Purchase Common Stock 5.55 2016-08-12 4 A 0 42674 5.55 A 2016-08-12 2021-08-12 Common Stock 42674 42674 D Warrant to Purchase Common Stock 6.75 2016-08-22 4 A 0 24000 6.75 A 2016-08-22 2021-08-22 Common Stock 24000 24000 D Pursuant to a Note Payable agreement, dated February 1, 2016, amended March 29, 2016, and July 27, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable. Pursuant to a securities purchase agreement, dated August 12, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the securities purchase agreement. Pursuant to an unsecured promissory note agreement, dated August 22, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the unsecured promissory note. /s/ Bryan D. Meier, Attorney-in-fact 2016-09-01