0001209191-16-133780.txt : 20160722
0001209191-16-133780.hdr.sgml : 20160722
20160722175554
ACCESSION NUMBER: 0001209191-16-133780
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160722
DATE AS OF CHANGE: 20160722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CACHET FINANCIAL SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001487906
STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822]
IRS NUMBER: 272205650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
BUSINESS PHONE: 952-698-6980
MAIL ADDRESS:
STREET 1: 18671 LAKE DRIVE EAST
STREET 2: SOUTHWEST TECH CENTER A
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55317
FORMER COMPANY:
FORMER CONFORMED NAME: DE Acquisition 2, Inc.
DATE OF NAME CHANGE: 20100324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS JAMES L
CENTRAL INDEX KEY: 0000901152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53925
FILM NUMBER: 161780410
MAIL ADDRESS:
STREET 1: 4800 IDS CENTER
STREET 2: 80 SOUTH EIGHTH ST
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-01
0
0001487906
CACHET FINANCIAL SOLUTIONS, INC.
CAFN
0000901152
DAVIS JAMES L
18671 LAKE DRIVE EAST
SOUTHWEST TECH CENTER A
MINNEAPOLIS
MN
55317
1
0
0
0
Common Stock
2016-07-06
4
P
0
446367
0.35
A
4039013
D
Common Stock
2016-07-18
4
P
0
83333
1.20
A
4122346
D
Common Stock
27060
I
By spouse
Warrant to Purchase Common Stock
0.329
2016-07-01
4
A
0
250000
0.329
A
2016-07-01
2021-07-01
Common Stock
250000
250000
D
Warrant to Purchase Common Stock
0.40
2016-07-13
4
A
0
300000
0.40
A
2016-07-13
2021-07-13
Common Stock
300000
300000
D
Warrant to Purchase Common Stock
1.875
2016-07-18
4
P
0
66667
1.875
A
2014-07-14
2019-07-14
Common Stock
66667
66667
D
Reporting person purchased 83,333 shares of common stock and a warrant to purchase 66,667 shares of common stock for $100,000.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
Pursuant to a Note Payable agreement, dated February 1, 2016, amended March 29, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.
Pursuant to a Convertible Promissory Note agreement, dated July 13, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Convertible Promissory Note.
/s/ Bryan D. Meier, Attorney-in-fact
2016-07-22