0001209191-16-133780.txt : 20160722 0001209191-16-133780.hdr.sgml : 20160722 20160722175554 ACCESSION NUMBER: 0001209191-16-133780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160722 DATE AS OF CHANGE: 20160722 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CACHET FINANCIAL SOLUTIONS, INC. CENTRAL INDEX KEY: 0001487906 STANDARD INDUSTRIAL CLASSIFICATION: TELEGRAPH & OTHER MESSAGE COMMUNICATIONS [4822] IRS NUMBER: 272205650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18671 LAKE DRIVE EAST STREET 2: SOUTHWEST TECH CENTER A CITY: MINNEAPOLIS STATE: MN ZIP: 55317 BUSINESS PHONE: 952-698-6980 MAIL ADDRESS: STREET 1: 18671 LAKE DRIVE EAST STREET 2: SOUTHWEST TECH CENTER A CITY: MINNEAPOLIS STATE: MN ZIP: 55317 FORMER COMPANY: FORMER CONFORMED NAME: DE Acquisition 2, Inc. DATE OF NAME CHANGE: 20100324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS JAMES L CENTRAL INDEX KEY: 0000901152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53925 FILM NUMBER: 161780410 MAIL ADDRESS: STREET 1: 4800 IDS CENTER STREET 2: 80 SOUTH EIGHTH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-01 0 0001487906 CACHET FINANCIAL SOLUTIONS, INC. CAFN 0000901152 DAVIS JAMES L 18671 LAKE DRIVE EAST SOUTHWEST TECH CENTER A MINNEAPOLIS MN 55317 1 0 0 0 Common Stock 2016-07-06 4 P 0 446367 0.35 A 4039013 D Common Stock 2016-07-18 4 P 0 83333 1.20 A 4122346 D Common Stock 27060 I By spouse Warrant to Purchase Common Stock 0.329 2016-07-01 4 A 0 250000 0.329 A 2016-07-01 2021-07-01 Common Stock 250000 250000 D Warrant to Purchase Common Stock 0.40 2016-07-13 4 A 0 300000 0.40 A 2016-07-13 2021-07-13 Common Stock 300000 300000 D Warrant to Purchase Common Stock 1.875 2016-07-18 4 P 0 66667 1.875 A 2014-07-14 2019-07-14 Common Stock 66667 66667 D Reporting person purchased 83,333 shares of common stock and a warrant to purchase 66,667 shares of common stock for $100,000. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. Pursuant to a Note Payable agreement, dated February 1, 2016, amended March 29, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable. Pursuant to a Convertible Promissory Note agreement, dated July 13, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Convertible Promissory Note. /s/ Bryan D. Meier, Attorney-in-fact 2016-07-22