0001213900-19-021771.txt : 20191101 0001213900-19-021771.hdr.sgml : 20191101 20191101120454 ACCESSION NUMBER: 0001213900-19-021771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191101 DATE AS OF CHANGE: 20191101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLICKMAN DONALD CENTRAL INDEX KEY: 0000901114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38119 FILM NUMBER: 191185957 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRC GROUP HOLDINGS CORP. CENTRAL INDEX KEY: 0001703038 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 814838205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 952 ECHO LANE, SUITE 460 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (832) 767-4749 MAIL ADDRESS: STREET 1: 952 ECHO LANE, SUITE 460 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp. III DATE OF NAME CHANGE: 20170405 4 1 ownership.xml X0306 4 2019-11-01 1 0001703038 NRC GROUP HOLDINGS CORP. NRCG 0000901114 GLICKMAN DONALD C/O NRC GROUP HOLDINGS CORP. 952 ECHO LANE, SUITE 460 HOUSTON TX 77024 1 0 0 0 Non-Qualified Stock Option (Right to Buy) 10.25 2019-11-01 4 D 0 25000 A 2029-04-05 Common Stock 25000 0 D Pursuant to the merger agreement between NRC Group Holdings Corp. (the "Issuer"), US Ecology, Inc., US Ecology Parent, Inc. ("Holdco"), Rooster Merger Sub, Inc. and ECOL Merger Sub, Inc. (the "Merger Agreement"), this option, which provided for vesting in three substantially equal annual installments beginning October 17, 2019, was assumed by Holdco and replaced with an option to purchase 4,900 shares of Holdco common stock at an exercise price of $52.30 per share in accordance with the terms of the Merger Agreement. This option was subject to accelerated vesting and became immediately vested and exercisable upon completion of the merger transactions. /s/ Joseph Peterson, attorney-in-fact 2019-11-01