-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P5nCUYqmbe5/VhVORMvX90VORhG/tPqEtuSYzBg6yaAlDekatlmtew8yi4xydhgW ukhjkGmH4vBb0JhbkbSaRA== 0000940444-96-000013.txt : 19960808 0000940444-96-000013.hdr.sgml : 19960808 ACCESSION NUMBER: 0000940444-96-000013 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960807 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INNOVIR LABORATORIES INC CENTRAL INDEX KEY: 0000901099 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 133536290 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46585 FILM NUMBER: 96605304 BUSINESS ADDRESS: STREET 1: 510 E 73RD ST CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2122494703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL INVESTMENT MANAGEMENT L P CENTRAL INDEX KEY: 0000940444 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363754834 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 W WASHINGTON STREET 9TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 OMB APPROVAL OMB Number: 3235-0145 Expires:October 31, 1994 Estimated average burden hours per response14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* INNOVIR LABORATORIES, INC. (Name of Issuer) COMMON STOCK, $0.013 PAR VALUE (Title of Class of Securities) 45764Y106 (CUSIP Number) Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 45764Y106 13G PAGE 2 OF 6 PAGES 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Citadel Investment Management, L.P. FEIN: 36-3754834 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. 5 SOLE VOTING POWER - Reporting person has NUMBER OF voting and dispositive power of Class C SHARES Preferred Stock which are convertible into BENEFICIALLY 866,790 shares of common stock. OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER -0- 7 SOLE DISPOSITIVE POWER See Item 5 above 8 SHARED DISPOSITIVE POWER -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 above 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.3% 12 TYPE OF REPORTING PERSON* IA *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP NO. 45764Y106 13G PAGE 3 OF 6 PAGES 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Kenneth C. Griffin 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. 5 SOLE VOTING POWER - Reporting person has NUMBER OF voting and dispositive power of Class C SHARES Preferred Stock which are convertible into BENEFICIALLY 866,790 shares of common stock. OWNED BY EACH REPORTING PERSON WITH 6 SHARED VOTING POWER 7 SOLE DISPOSITIVE POWER See Item 5 above 8 SHARED DISPOSITIVE POWER 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Item 5 above 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.3% 12 TYPE OF REPORTING PERSON* HC *SEE INSTRUCTION BEFORE FILLING OUT! STATEMENT CONTAINING INFORMATION REQUIRED BY SCHEDULE 13G ITEM 1. (A) NAME OF ISSUER Innovir Laboratories, Inc. (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 510 East 73rd Street New York, New York 10021 ITEM 2. (A) NAME OF PERSON FILING Citadel Investment Management, L.P. and Kenneth C. Griffin (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE 225 West Washington Street, 9th Floor Chicago, Illinois 60606 (C) CITIZENSHIP U.S. for both persons filing (D) TITLE OF CLASS OF SECURITIES Common Stock, $0.013 par value (E) CUSIP NUMBER 45764Y106 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (A) BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT. (B) BANK, AS DEFINED IN SECTION 3(A)19 OF THE ACT. (C) INSURANCE COMPANY AS DEFINED IN SECTION 3(A)(19) OF THE ACT. (D) INVESTMENT COMPANY REGISTERED UNDER SECTION 8 OF THE INVESTMENT COMPANY ACT. (E) INVESTMENT ADVISOR REGISTERED UNDER SECTION 203 OF THE INVESTMENT ADVISERS ACT OF 1940. (WITH RESPECT TO CITADEL INVESTMENT MANAGEMENT, L.P. ONLY) (F) EMPLOYEE BENEFIT PLAN, PENSION FUND WHICH IS SUBJECT TO THE PROVISIONS OF THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 OR ENDOWMENT FUND; SEE
240.13D-1(B)(1)(II)(F). (G) PARENT HOLDING COMPANY, IN ACCORDANCE WITH
240.13D-1(B)(II)(G). (WITH RESPECT TO MR. GRIFFIN ONLY). IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B)(2), CHECK THIS BOX ITEM 4. OWNERSHIP (A) AMOUNT BENEFICIALLY OWNED 866,790 (right to acquire on conversion of Class C Preferred Stock) (B) PERCENT OF CLASS 13.3% (C) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE 866,790 (right to acquire on conversion of Class C Preferred Stock) (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE -0- (III)SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 866,790 (right to acquire on conversion of Class C Preferred Stock) (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF -0- INSTRUCTION: For computations regarding securities which respect a right to acquire an underlying security see Rule 13d-3(d)(1). ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON 145,000 and 35,000 shares of Class C Preferred Stock are owned by Nelson Partners and Olympus Securities, Ltd., respectively. These entities have the right to receive the dividends from and to proceeds from the sale of the shares of Common Stock into which the shares of Class C Preferred Stock are convertible. Citadel Investment Management, L.P. is the managing general partner of Nelson Partners and the investment advisor for Olympus Securities, Ltd. so it has the power to vote and dispose of the securities held by these entities. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Mr. Griffin is the general partner of Citadel Investment Management, L.P. which is a registered investment advisor under Section 203 of the Investment Advisors Act of 1940, as amended. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable ITEM 10. CERTIFICATION By signing below I certify that to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the Issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: AUGUST 6, 1996 Citadel Investment Management, L.P. By:/S/ KENNETH C. GRIFFIN Signature KENNETH C. GRIFFIN, GENERAL PARTNER Name/Title /S/ KENNETH C. GRIFFIN Kenneth C. Griffin -----END PRIVACY-ENHANCED MESSAGE-----