The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,257 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 190 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 19 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 397 | 102,608 | SH | SOLE | 102,608 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 7,661 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 10,113 | 333,000 | SH | SOLE | 333,000 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 235 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 282 | 47,100 | SH | SOLE | 47,100 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 653 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALTRA INDL MOTION CORP | COM | 02208R106 | 2,584 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 281 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 2,494 | 698,700 | SH | SOLE | 698,700 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654105 | 790 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 15,630 | 310,000 | SH | SOLE | 310,000 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 26,655 | 94,500 | SH | SOLE | 94,500 | 0 | 0 | ||
ANTHEM INC | COM | 036752103 | 19,754 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
APOLLO ENDOSURGERY INC | COM | 03767D108 | 155 | 48,688 | SH | SOLE | 48,688 | 0 | 0 | ||
APPIAN CORP | CL A | 03782L101 | 252 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 225 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 5,685 | 284,818 | SH | SOLE | 284,818 | 0 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 311 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 17,115 | 755,289 | SH | SOLE | 755,289 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 3,401 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 209 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AZURRX BIOPHARMA INC | COM | 05502L105 | 255 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BARNES & NOBLE ED INC | COM | 06777U101 | 57 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 756 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 11,415 | 260,500 | SH | SOLE | 260,500 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 549 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1,418 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 385 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 11,338 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 268 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CANNTRUST HLDGS INC | COM | 137800207 | 326 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 118 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 91 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 1,840 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 449 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CEVA INC | COM | 157210105 | 268 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 576 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
CIRRUS LOGIC INC | COM | 172755100 | 1,093 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 267 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 968 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 3,199 | 607,000 | SH | SOLE | 607,000 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 553 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 904 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 521 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CORREVIO PHARMA CORP | COM | 22026V105 | 27 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 633 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CRONOS GROUP INC | COM | 22717L101 | 319 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 143 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 508 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 4,578 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 19,318 | 138,250 | SH | SOLE | 138,250 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 442 | 13,068 | SH | SOLE | 13,068 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 709 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ENERSYS | COM | 29275Y102 | 960 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 25,198 | 800,442 | SH | SOLE | 800,442 | 0 | 0 | ||
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 5,276 | 370,500 | SH | SOLE | 370,500 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 965 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
FERROGLOBE PLC | SHS | G33856108 | 340 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 5,866 | 89,306 | SH | SOLE | 89,306 | 0 | 0 | ||
FIVE9 INC | COM | 338307101 | 462 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 9,642 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 30,583 | 2,028,067 | SH | SOLE | 2,028,067 | 0 | 0 | ||
GENERAC HLDGS INC | COM | 368736104 | 1,388 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 47 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 12,600 | 1,200,000 | SH | Call | SOLE | 1,200,000 | 0 | 0 | |
GLOBAL WTR RES INC | COM | 379463102 | 1,221 | 117,000 | SH | SOLE | 117,000 | 0 | 0 | ||
GREENLANE HLDGS INC | CL A | 395330103 | 382 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
HARROW HEALTH INC | COM | 415858109 | 566 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 119 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 1,487 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 3,008 | 511,523 | SH | SOLE | 511,523 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 124 | 60,603 | SH | SOLE | 60,603 | 0 | 0 | ||
INSULET CORP | COM | 45784P101 | 478 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
INTERFACE INC | COM | 458665304 | 383 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | CHINA TECHNLGY | 46138E800 | 1,359 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 6,641 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 8,554 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 546 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 7,776 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ITERIS INC | COM | 46564T107 | 2,973 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
ITRON INC | COM | 465741106 | 1,721 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 4,146 | 964,200 | SH | Call | SOLE | 964,200 | 0 | 0 | |
JUST ENERGY GROUP INC | COM | 48213W101 | 22,045 | 5,132,731 | SH | SOLE | 5,132,731 | 0 | 0 | ||
KNOWLES CORP | COM | 49926D109 | 6,493 | 355,000 | SH | SOLE | 355,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 942 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
LIVEPERSON INC | COM | 538146101 | 224 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 935 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 13,487 | 10,324,747 | SH | SOLE | 10,324,747 | 0 | 0 | ||
MEDIFAST INC | COM | 58470H101 | 12,815 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 779 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 587 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 19,752 | 147,500 | SH | SOLE | 147,500 | 0 | 0 | ||
MONOLITHIC PWR SYS INC | COM | 609839105 | 407 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
NEPTUNE WELLNESS SOLUTIONS I | COM | 64079L105 | 109 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 55 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
NRG ENERGY INC | COM NEW | 629377508 | 4,390 | 125,000 | SH | Put | SOLE | 125,000 | 0 | 0 | |
NUTANIX INC | CL A | 67059N108 | 260 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 84 | 25,095 | SH | SOLE | 25,095 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 5,560 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ORGANIGRAM HLDGS INC | COM | 68620P101 | 6,437 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
PAGERDUTY INC | COM | 69553P100 | 236 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 5,430 | 951,000 | SH | SOLE | 951,000 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 143 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 4,011 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 421 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 468 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 289 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 764 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 453 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
RUBICON PROJ INC | COM | 78112V102 | 222 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
RUMBLEON INC | CL B | 781386206 | 1,958 | 437,007 | SH | SOLE | 437,007 | 0 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 110 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 1,929 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 166 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
SKYLINE CHAMPION CORPORATION | COM | 830830105 | 3,905 | 142,500 | SH | SOLE | 142,500 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 655 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 419 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
SPARK ENERGY INC | CL A COM | 846511103 | 392 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,930 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 658 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 11,018 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 838 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
STRYKER CORP | COM | 863667101 | 1,233 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 27,719 | 8,425,138 | SH | SOLE | 8,425,138 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 26,170 | 1,395,000 | SH | SOLE | 1,395,000 | 0 | 0 | ||
T2 BIOSYSTEMS INC | COM | 89853L104 | 1,470 | 875,000 | SH | SOLE | 875,000 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 387 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,321 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 1,978 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,195 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
UPLAND SOFTWARE INC | COM | 91544A109 | 17,608 | 387,500 | SH | SOLE | 387,500 | 0 | 0 | ||
USA TECHNOLOGIES INC | COM NO PAR | 90328S500 | 32,692 | 4,400,000 | SH | SOLE | 4,400,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 38,563 | 350,000 | SH | Put | SOLE | 350,000 | 0 | 0 | |
VERTEX ENERGY INC | COM | 92534K107 | 756 | 504,306 | SH | SOLE | 504,306 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 917 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 239 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 272 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 1,234 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 8,775 | 74,500 | SH | SOLE | 74,500 | 0 | 0 | ||
YEXT INC | COM | 98585N106 | 4,523 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 15,356 | 172,500 | SH | SOLE | 172,500 | 0 | 0 | ||
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 371 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 824 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 613 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 307 | 50,000 | SH | SOLE | 50,000 | 0 | 0 |