The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 338 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 20,101 | 207,500 | SH | SOLE | 207,500 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 634 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ACER THERAPEUTICS INC | COM | 00444P108 | 212 | 15,300 | SH | SOLE | 15,300 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 5,253 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 10,690 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 411 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 350 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 905 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AKCEA THERAPEUTICS INC | COM | 00972L107 | 260 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ALBIREO PHARMA INC | COM | 01345P106 | 289 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 306 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | CALL | 015351909 | 3,588 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 22,005 | 184,000 | SH | SOLE | 184,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 878 | 750 | SH | SOLE | 750 | 0 | 0 | ||
AMBARELLA INC | SHS | G037AX101 | 235 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 1,141 | 314,377 | SH | SOLE | 314,377 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 4,749 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 161 | 28,800 | SH | SOLE | 28,800 | 0 | 0 | ||
APPTIO INC | CL A | 03835C108 | 6,162 | 262,000 | SH | SOLE | 262,000 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 3,002 | 192,700 | SH | SOLE | 192,700 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 40,083 | 1,889,800 | SH | SOLE | 1,889,800 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 319 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 319 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 471 | 15,072 | SH | SOLE | 15,072 | 0 | 0 | ||
AZURRX BIOPHARMA INC | COM | 05502L105 | 300 | 82,500 | SH | SOLE | 82,500 | 0 | 0 | ||
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 697 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 892 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 262 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 496 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 6,695 | 317,000 | SH | SOLE | 317,000 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 1,029 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 1,177 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 3,841 | 227,800 | SH | SOLE | 227,800 | 0 | 0 | ||
CAREDX INC | COM | 14167L103 | 147 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CASCADIAN THERAPEUTICS INC | COM NEW | 14740B606 | 93 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 205 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 12,623 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 270 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 1,220 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 689 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 7,106 | 104,500 | SH | SOLE | 104,500 | 0 | 0 | ||
CONTRAFECT CORP | COM | 212326102 | 15 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CREE INC | COM | 225447101 | 5,014 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 545 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 4,600 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 305 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 1,088 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 278 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DEUTSCHE BANK AG | CALL | D18190908 | 5,233 | 275,000 | SH | Call | SOLE | 275,000 | 0 | 0 | |
DEUTSCHE BANK AG | CALL | D18190908 | 952 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 12,806 | 463,421 | SH | SOLE | 463,421 | 0 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 380 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 2,430 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FINISAR CORP | COM NEW | 31787A507 | 305 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FLEXION THERAPEUTICS INC | COM | 33938J106 | 10,392 | 415,000 | SH | SOLE | 415,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 14,556 | 730,000 | SH | SOLE | 730,000 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 2,981 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 4,472 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 1,491 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 2,236 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | CALL | G9456A900 | 745 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 17,519 | 587,500 | SH | SOLE | 587,500 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 5,040 | 299,100 | SH | SOLE | 299,100 | 0 | 0 | ||
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 1,400 | 74,850 | SH | SOLE | 74,850 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,056 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 24,130 | 1,002,500 | SH | SOLE | 1,002,500 | 0 | 0 | ||
HELIOS & MATHESON ANALYTICS | COM NEW | 42327L200 | 2,849 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 6,071 | 570,000 | SH | SOLE | 570,000 | 0 | 0 | ||
HORTONWORKS INC | COM | 440894103 | 8,044 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 3,319 | 478,301 | SH | SOLE | 478,301 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 1,223 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
IDERA PHARMACEUTICALS INC | COM NEW | 45168K306 | 211 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 3,636 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
IMPRIMIS PHARMACEUTICALS INC | COM NEW | 45323A201 | 85 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,868 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ISHARES TR | PUT | 464287951 | 9,515 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
ISHARES TR | PUT | 464287951 | 3,172 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
ITERIS INC | COM | 46564T107 | 1,220 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 14,946 | 111,000 | SH | SOLE | 111,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 634 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
LIPOCINE INC NEW | COM | 53630X104 | 34 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 4,108 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
MACERICH CO | CALL | 554382901 | 13,136 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
MACERICH CO | COM | 554382101 | 13,043 | 198,500 | SH | SOLE | 198,500 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 4,050 | 3,681,580 | SH | SOLE | 3,681,580 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 468 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 404 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 388 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 740 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 11,997 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
MITEL NETWORKS CORP | COM | 60671Q104 | 3,580 | 435,000 | SH | SOLE | 435,000 | 0 | 0 | ||
MULESOFT INC | CL A | 625207105 | 465 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MYOVANT SCIENCES LTD | COM | G637AM102 | 1,272 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NANTKWEST INC | COM | 63016Q102 | 112 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NATIONSTAR MTG HLDGS INC | CALL | 63861C909 | 6,475 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 11,556 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
NETGEAR INC | COM | 64111Q104 | 646 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
NEW GOLD INC CDA | CALL | 644535906 | 823 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
NEW GOLD INC CDA | COM | 644535106 | 12,173 | 3,700,000 | SH | SOLE | 3,700,000 | 0 | 0 | ||
NEW YORK REIT INC | COM | 64976L109 | 2,162 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
NEWFIELD EXPL CO | COM | 651290108 | 6,939 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
NRG YIELD INC | CL A NEW | 62942X306 | 10,039 | 532,000 | SH | SOLE | 532,000 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 171 | 22,095 | SH | SOLE | 22,095 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 290 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 7,465 | 291,500 | SH | SOLE | 291,500 | 0 | 0 | ||
ORBCOMM INC | COM | 68555P100 | 611 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 140 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,015 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 7,360 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 15,150 | 705,000 | SH | SOLE | 705,000 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 10,158 | 1,025,000 | SH | SOLE | 1,025,000 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 327 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
POTASH CORP SASK INC | COM | 73755L107 | 2,583 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 10,889 | 1,830,000 | SH | SOLE | 1,830,000 | 0 | 0 | ||
PROSHARES TR | CALL | 74347B901 | 6,756 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
PROSHARES TR | CALL | 74347B901 | 27,024 | 800,000 | SH | Call | SOLE | 800,000 | 0 | 0 | |
PROSHARES TR | CALL | 74347B901 | 27,024 | 800,000 | SH | Call | SOLE | 800,000 | 0 | 0 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 2,196 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PURE STORAGE INC | CL A | 74624M102 | 159 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
QUANTA SVCS INC | COM | 74762E102 | 2,935 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 224 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 334 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
RUBICON PROJ INC | COM | 78112V102 | 131 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SCHULMAN A INC | COM | 808194104 | 2,276 | 61,100 | SH | SOLE | 61,100 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 1,306 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 1,648 | 101,500 | SH | SOLE | 101,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | PUT | 78462F953 | 133,430 | 500,000 | SH | Put | SOLE | 500,000 | 0 | 0 | |
SPDR SERIES TRUST | CALL | 78464A904 | 16,974 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
SPDR SERIES TRUST | CALL | 78464A904 | 33,948 | 400,000 | SH | Call | SOLE | 400,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 23,549 | 277,500 | SH | SOLE | 277,500 | 0 | 0 | ||
SRC ENERGY INC | COM | 78470V108 | 6,184 | 725,000 | SH | SOLE | 725,000 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 19,750 | 2,548,400 | SH | SOLE | 2,548,400 | 0 | 0 | ||
SUNRUN INC | CALL | 86771W905 | 295 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SUNRUN INC | COM | 86771W105 | 4,987 | 845,200 | SH | SOLE | 845,200 | 0 | 0 | ||
SUNRUN INC | PUT | 86771W955 | 512 | 86,800 | SH | Put | SOLE | 86,800 | 0 | 0 | |
SUNRUN INC | PUT | 86771W955 | 295 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 598 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
THERAPEUTICSMD INC | COM | 88338N107 | 6,342 | 1,050,000 | SH | SOLE | 1,050,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,104 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 567 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 640 | 344,012 | SH | SOLE | 344,012 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 40 | 26,589 | SH | SOLE | 26,589 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 1,413 | 1,130,647 | SH | SOLE | 1,130,647 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 105 | 105,451 | SH | SOLE | 105,451 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 375 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 415 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 363 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
WORKDAY INC | CL A | 98138H101 | 661 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
YANDEX N V | SHS CLASS A | N97284108 | 328 | 10,000 | SH | SOLE | 10,000 | 0 | 0 |