-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdW7wV1PhoyShLeAAxNRxHtQCj0/7F5qpQQu1zdT5IfmjYIBBDBP2Bz8HNs7BwWs qvGsjG1DAO6gHAe1g7p1MA== 0001140361-11-009224.txt : 20110214 0001140361-11-009224.hdr.sgml : 20110214 20110214185447 ACCESSION NUMBER: 0001140361-11-009224 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100507 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEMPLEMAN PHILIP J CENTRAL INDEX KEY: 0001025710 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609786 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUHE INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001047857 STANDARD INDUSTRIAL CLASSIFICATION: POULTRY SLAUGHTERING AND PROCESSING [2015] IRS NUMBER: 870569467 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2508 SOUTH 1300 EAST CITY: SALT LAKE CITY STATE: UT ZIP: 84106 BUSINESS PHONE: 8014667808 MAIL ADDRESS: STREET 1: 2508 SOUTH 1300 EAST CITY: SALT LAKE CITY STATE: UT ZIP: 84106 FORMER COMPANY: FORMER CONFORMED NAME: FIRST GROWTH INVESTORS INC DATE OF NAME CHANGE: 19990714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ardsley Partners Fund II, L.P. CENTRAL INDEX KEY: 0000836048 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609795 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-355-0700 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE CITY: STAMFORD STATE: CT ZIP: 06902 FORMER NAME: FORMER CONFORMED NAME: ARDSLEY PARTNERS FUND II L P DATE OF NAME CHANGE: 19880714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609796 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ardsley Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001485582 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609792 BUSINESS ADDRESS: STREET 1: ISIS FUND SERVICES LTD. STREET 2: PENBOSS BUILDING, 50 PARLIAMENT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 203-355-0700 MAIL ADDRESS: STREET 1: ISIS FUND SERVICES LTD. STREET 2: PENBOSS BUILDING, 50 PARLIAMENT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ardsley Partners Renewable Energy Fund, L.P. CENTRAL INDEX KEY: 0001485583 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609791 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-355-0700 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ardsley Renewable Energy Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001485584 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609789 BUSINESS ADDRESS: STREET 1: ISIS FUND SERVICES LTD. STREET 2: PENBOSS BUILDING, 50 PARLIAMENT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 203-355-0700 MAIL ADDRESS: STREET 1: ISIS FUND SERVICES LTD. STREET 2: PENBOSS BUILDING, 50 PARLIAMENT STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARDSLEY PARTNERS I LP CENTRAL INDEX KEY: 0001504218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609788 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203 564 4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ardsley Partners Institutional Fund, L.P. CENTRAL INDEX KEY: 0001508581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34512 FILM NUMBER: 11609794 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE STREET 2: C/O ARDSLEY PARTNERS I CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-355-0700 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE STREET 2: C/O ARDSLEY PARTNERS I CITY: STAMFORD STATE: CT ZIP: 06902 3 1 doc1.xml FORM 3 X0203 3 2010-05-07 0 0001047857 YUHE INTERNATIONAL, INC. YUII 0000900529 ARDSLEY ADVISORY PARTNERS 262 HARBOR DRIVE, 4TH FLOOR STAMFORD CT 06902 0 0 1 1 Please see FN (1), (2) , (3) 0000836048 Ardsley Partners Fund II, L.P. 262 HARBOR DRIVE STAMFORD CT 06902 0 0 1 0 0001508581 Ardsley Partners Institutional Fund, L.P. 262 HARBOR DRIVE STAMFORD CT 06902 0 0 1 0 0001485582 Ardsley Offshore Fund, Ltd. ROMASCO PLACE, WICKAMS CAY 1 ROAD TOWN TORTOLA D8 HM 12 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001485583 Ardsley Partners Renewable Energy Fund, L.P. 262 HARBOR DRIVE STAMFORD CT 06902 0 0 1 0 0001485584 Ardsley Renewable Energy Offshore Fund, Ltd. ROMASCO PLACE, WICKHAMS CAY 1, ROAD TOWN TORTOLA D8 HM 12 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001504218 ARDSLEY PARTNERS I LP 262 HARBOR DRIVE, 4TH FLOOR STAMFORD CT 06902 0 0 1 0 0001025710 HEMPLEMAN PHILIP J 262 HARBOR DRIVE STAMFORD CT 06902 0 0 1 0 Common Stock, $0.001 par value ("Common Stock") 1978950 I See FN As of the date of the event requiring the filing of this statement, the shares reported herein were held directly by Ardsley Partners II, L.P. ("APII"), a Delaware limited partnership, in the amount of 748,100, Ardsley Institutional Fund, L.P., ("Ardsley Institutional"), a Delaware limited partnership, in the amount of 595,900, Ardsley Offshore Fund, Ltd. ("Ardsley Offshore"), a British Virgin Islands corporation, in the amount of 124,000, Ardsley Partners Renewable Energy Fund, L.P. ("Ardsley Energy "), a Delaware limited partnership, in the amount of 127,900, Ardsley Renewable Energy Offshore Fund, Ltd. ("Renewable Offshore"), a British Virgin Islands corporation, in the amount of 51,600, and certain managed accounts (the "Managed Accounts") in the amount of 331,450. Ardsley Advisory Partners, a New York general partnership ("Ardsley") serves as investment manager to Ardsley Offshore, Ardsley Energy Offshore and certain of the Managed Accounts and serves as investment adviser to APII, Ardsley Institutional and Ardsley Energy, and has investment discretion over the securities held by each, in the amount of 1,671,250. Ardsley Partners I, a New York general partnership ("Ardsley Partners") serves as the general partner of APII, Ardsley Institutional and Renewable Energy along with Phillip J. Hempleman ("Mr. Hempleman"), and has investment discretion over the securities held by each, in the amount of 1,471,900. (Continued in FN (3)). In addition to being the general partner of APII, Ardsley Institutional and Renewable Energy, Mr. Hempleman is the Managing Partner of Ardsley and Ardsley Partners, and in such capacity has investment discretion with respect to the securities held or managed by each and with respect to securities held by certain of the Managed Accounts managed by him directly, together, in the amount of 1,978,950. Each of the Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of its or their own actual pecuniary interest therein. /s/ Steve Napoli, Partner 2011-02-14 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
 
Joint Filer Information
 
Name:  Ardsley Partners II, L.P.
Address:  262 Harbor Drive, Stamford, Connecticut 06902
Designated Filer:  Ardsley Advisory Partners
Issuer & Ticker Symbol:  Yuhe International, Inc. (YUII)
Date of Event Requiring Statement:   5/7/2010
 
Signature: ARDSLEY PARTNERS II, L.P.
 
BY:  Ardsley Partners I, its general partner
 
BY:/s/ Steve Napoli                
Name: Steve Napoli
Title:   General Partner
 
 
Name:  Ardsley Partners Institutional Fund, L.P.
Address:  262 Harbor Drive, Stamford, Connecticut 06902
Designated Filer:  Ardsley Advisory Partners
Issuer & Ticker Symbol:  Yuhe International, Inc. (YUII)
Date of Event Requiring Statement:   5/7/2010
 
Signature: ARDSLEY PARTNERS INSTITUTIONAL FUND, L.P.
 
BY:  Ardsley Partners I, its general partner
 
BY:/s/ Steve Napoli                
Name: Steve Napoli
Title:   General Partner
 

 
 
 

 
 
Name: Ardsley Offshore Fund, Ltd.
Address: Romasco Place, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
Designated Filer:  Ardsley Advisory Partners
Issuer & Ticker Symbol:  Yuhe International, Inc. (YUII)
Date of Event Requiring Statement:   5/7/2010
 
Signature: ARDSLEY OFFSHORE FUND, LTD.
 
BY:/s/ Steve Napoli                
Name: Steve Napoli
Title:  Director
 
 
Name:  Ardsley Partners Renewable Energy Fund, L.P.
Address:  262 Harbor Drive, Stamford, Connecticut 06902
Designated Filer:  Ardsley Advisory Partners
Issuer & Ticker Symbol:  Yuhe International, Inc. (YUII)
Date of Event Requiring Statement:   5/7/2010
 
Signature: ARDSLEY PARTNERS RENEWABLE ENERGY FUND, L.P.
 
BY:  Ardsley Partners I, its general partner
 
BY:/s/ Steve Napoli                
Name: Steve Napoli
Title:   General Partner
 
Name: Ardsley Renewable Energy Offshore Fund, Ltd.
Address: Romasco Place, Wickhams Cay 1, Road Town, Tortola, British Virgin Islands
Designated Filer:  Ardsley Advisory Partners
Issuer & Ticker Symbol:  Yuhe International, Inc. (YUII)
Date of Event Requiring Statement:   5/7/2010
 
Signature: ARDSLEY RENEWABLE ENERGY OFFSHORE FUND, LTD.
 
BY:/s/ Steve Napoli                
Name: Steve Napoli
Title:  Director
 
 
 

 
 
 

 
Name:  Ardsley Partners I
Address:  262 Harbor Drive, Stamford, Connecticut 06902
Designated Filer:  Ardsley Advisory Partners
Issuer & Ticker Symbol:  Yuhe International, Inc. (YUII)
Date of Event Requiring Statement:   5/7/2010
 
Signature: ARDSLEY PARTNERS I
 
BY:/s/ Steve Napoli                    
Name: Steve Napoli
Title:   General Partner
 
Name:  Philip J. Hempleman, individually
Address:  262 Harbor Drive, Stamford, Connecticut 06902
Designated Filer:  Ardsley Advisory Partners
Issuer & Ticker Symbol:  Yuhe International, Inc. (YUII)
Date of Event Requiring Statement:   5/7/2010
 
BY:/s/ Steve Napoli*                  
     Steve Napoli
As attorney in fact for
Philip J. Hempleman
 
 
 
 
 
*      Evidence of Power of Attorney was filed with the Schedule 13G/A filed on February 15, 2006 (Acc-no: 0000902664-06-000895) and is incorporated by reference into this filing.
 
 
 
 
 
**  Intentional misstatements or omissions of facts constitute Federal Criminal Violations.                                
 
       See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).                                                                                                                  
 
 
 
 
 
Note:   File three copies of this Form, one of which must be manually signed.  If space is insufficient,
 
             See Instruction 6 for procedure.
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number.


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