-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LMYepfKcdDGgCFgV8SxebECRA7nFxDlv5K/JwiRX98wFuenTaZLXiXIkMkqjcVP4 XLZioxnyYGHRx9n2Zs9tTQ== 0000902664-99-000671.txt : 19991117 0000902664-99-000671.hdr.sgml : 19991117 ACCESSION NUMBER: 0000902664-99-000671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04639 FILM NUMBER: 99759105 BUSINESS ADDRESS: STREET 1: 646 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 MAIL ADDRESS: STREET 1: 646 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 ------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 646 Steamboat Road -------------------------------------------------- Greenwich, CT 06830 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin McCormack -------------------------------------------------- Title: Partner, Chief Financial Officer -------------------------------------------------- Phone: 203-863-1430 -------------------------------------------------- Signature, Place, and Date of Signing: /S/ Kevin McCormack Greenwich, CT 11/15/99 ------------------------ ------------------------------ ------ [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------- ---------------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 59 ------------- Form 13F Information Table Value Total: $831,119 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ------ ----------- ------------------------- [Repeat as necessary.]
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------- --------------- -------- -------- ---------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------- ---------------- ------- -------- ------- --- ---- ---------- -------- ---- ------ ---- FIRST WORLD COMM. INC. CORPORATE 337625AC1 24,353 47,750,000(SH) (SOLE) 47,750,000 AIRGATE PCS COMMON STK 009367103 3,109 125,000(SH) (SOLE) 125,000 ALKERMES INC COMMON STK 01642T108 20,889 725,000(SH) (SOLE) 725,000 ALLSCRIPTS INC COMMON STK 019886100 15,002 945,000(SH) (SOLE) 945,000 ALPINE GROUP US COMMON STK 020825105 3,170 245,000(SH) (SOLE) 245,000 AMERICAN TOWER SYSTEMS COMMON STK 029912201 3,925 200,000(SH) (SOLE) 200,000 AMERITRADE HLDGS COMMON STK 03072H109 6,799 370,000(SH) (SOLE) 370,000 ASSOCIATED GROUP COMMON STK 045651205 27,859 460,000(SH) (SOLE) 460,000 BINDVIEW DEVELOPMENT COMMON STK 090327107 4,528 230,000(SH) (SOLE) 230,000 INC CSG SYSTEMS COMMON STK 126349109 1,370 50,000(SH) (SOLE) 50,000 CAREMARK RX INC COMMON STK 141705103 18,400 3,200,000(SH) (SOLE) 3,200,000 CENTURY COMM. CORP COMMON STK 156503104 14,372 315,000(SH) (SOLE) 315,000 CHASE MANHATTAN CORP COMMON STK 16161A108 11,683 155,000(SH) (SOLE) 155,000 CINCINNATI BELL INC COMMON STK 171870108 1,944 100,000(SH) (SOLE) 100,00 COGNOS INC COMMON STK 19244C109 6,776 260,000(SH) (SOLE) 260,000 COMPUCREDIT CORP COMMON STK 20478N100 14,850 800,000(SH) (SOLE) 800,000 DPS COMMUNICATIONS COMMON STK 2332K106 950 50,000(SH) (SOLE) 50,000 DANKA BUSINESS SYS PLC COMMON STK 236277109 28,270 2,775,000(SH) (SOLE) 2,775,000 DELL COMPUTER COMMON STK 247025109 32,950 800,000(SH)(P) (SOLE) 800,000 DIGITAL INSIGHT CORP COMMON STK 25385P106 153 10,200(SH) (SOLE) 10,200 DOCUMENTUM INC COMMON STK 256159104 6,271 290,000(SH) (SOLE) 290,000 DLJ & CO COMMON STK 257661504 1,098 72,000(SH) (SOLE) 72,000 ETOYS INC COMMON STK 297862104 8,320 125,000(SH) (SOLE) 125,000 FIRST WORLD COMM. COMMON WAR 337625115 3,343 47,750(SH) (SOLE) 47,750 FOREST OIL CORP COMMON STK 346091606 3,413 200,000(SH) (SOLE) 200,000 GILEAD SCIENCES INC COMMON STK 375558103 12,838 200,000(SH) (SOLE) 200,000 GLOBAL TELESYSTEMS GRP COMMON STK 37936U104 23,663 1,200,000(SH) (SOLE) 1,200,000 ICG COMMUNICATIONS COMMON STK 449246107 13,617 875,000(SH) (SOLE) 875,000 IMS HEALTH INC (WI) COMMON STK 449934108 25,094 1,100,000(SH) (SOLE) 1,100,000 IXC COMMUNICATIONS INC COMMON STK 450713102 1,380 35,000(SH) (SOLE) 35,000 INTERGRAPH CORP COMMON STK 458683109 7,453 1,325,000(SH) (SOLE) 1,325,000 INTERNAP NETWORK COMMON STK 45885A102 4,494 100,700(SH) (SOLE) 100,700 SERVICE INTERSPEED INC COMMON STK 46070W107 1,807 102,500(SH) (SOLE) 102,500 INTUIT COMMON STK 461202103 8,766 100,000(SH) (SOLE) 100,000 KEYNOTE SYSTEMS INC COMMON STK 493308100 250 10,000(SH) (SOLE) 10,000 LOISLAW.COM COMMON STK 541431102 667 46,000(SH) (SOLE) 46,000 PER-SE TECHNOLOGIES INC COMMON STK 584028104 14,317 4,165,000(SH) (SOLE) 4,165,000 MEDIAONE GROUP INC COMMON STK 5844OJ104 18,786 275,000(SH) (SOLE) 275,000 MONTANA POWER CORP COMMON STK 612085100 16,741 550,000(SH) (SOLE) 550,000 NTLI INC COMMON STK 629407107 86,965 905,000(SH) (SOLE) 905,000 NEW ERA OF NETWORKS COMMON STK 644312100 12,975 600,000(SH) (SOLE) 600,000 N.A. VACCINE COMMON STK 657201109 4,125 550,000(SH) (SOLE) 550,000 OCEAN ENERGY INC COMMON STK 67481E106 18,338 1,800,000(SH) (SOLE) 1,800,000 OMNICARE INC COMMON STK 681904108 17,325 1,800,000(SH) (SOLE) 1,800,000 OUTBACK STEAKSHOUSE INC COMMON STK 689899102 18,465 725,000(SH) (SOLE) 725,000 PARAMETRIC COMMON STK 699173100 6,750 500,000(SH) (SOLE) 500,000 PEAPOD COMMON STK 704718105 503 50,000(SH) (SOLE) 50,000 PENNACO ENERGY COMMON STK 708046107 4,424 363,000(SH) (SOLE) 363,000 PEREGRINE SYSTEMS COMMON STK 71366Q101 28,933 710,000(SH) (SOLE) 710,000 SPRINT CORP COMMON STK 852061100 16,275 300,000(SH) (SOLE) 300,000 SUPERIOR TELECOM COMMON STK 868365107 15,192 1,090,000(SH) (SOLE) 1,090,000 TELEPHONE AND DATA SYS. COMMON STK 879433100 19,983 225,000(SH) (SOLE) 225,000 TOTAL RENAL CARE COMMON STK 89151A107 10,784 1,450,000(SH) (SOLE) 1,450,000 TYCO INTERNATIONAL LTD COMMON STK 902124106 75,573 730,000(SH) (SOLE) 730,000 UNITED GLOBAL COMM. PREFER STK 913247102 43,350 850,000(SH) (SOLE) 850,000 CVT P VINTAGE PETROLEUM INC COMMON STK 927460105 12,150 900,000(SH) (SOLE) 900,000 WORLD ACCESS COMMON STK 98141A101 7,328 655,000(SH) (SOLE) 655,000 GLOBAL CROSSING LTD COMMON STK G3921A100 17,225 650,000(SH) (SOLE) 650,000 RADWARE LTD COMMON STK M81873107 990 36,000(SH) (SOLE) 36,000
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