-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ie5iXWRDSFYCz9CHIuRU4O9/mJ8HLvuONOVIB9s4ybwIqGNpfkSmSoQSd+Xipiq8 ZkH9fyU5xxUAV3KNsRZf9w== 0000902664-09-004010.txt : 20091124 0000902664-09-004010.hdr.sgml : 20091124 20091124210136 ACCESSION NUMBER: 0000902664-09-004010 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091117 FILED AS OF DATE: 20091124 DATE AS OF CHANGE: 20091124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ECOTALITY, INC. CENTRAL INDEX KEY: 0001301206 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 680515422 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6821 E. THOMAS ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: (480) 219-5005 MAIL ADDRESS: STREET 1: 6821 E. THOMAS ROAD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 FORMER COMPANY: FORMER CONFORMED NAME: ALCHEMY ENTERPRISES, LTD. DATE OF NAME CHANGE: 20040820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50983 FILM NUMBER: 091206209 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 3 1 p09-2007form3_ex.xml X0203 3 2009-11-17 0 0001301206 ECOTALITY, INC. ETLE 0000900529 ARDSLEY ADVISORY PARTNERS 262 HARBOR DRIVE, 4TH FLOOR STAMFORD CT 06902 0 0 1 0 Common Stock, $0.001 par value ("Common Stock") 41666667 I See Footnotes Ardsley Partners Fund II, L.P. ("Ardsley II"), Ardsley Partners Institutional Fund, L.P. ("Ardsley Institutional") and Ardsley Partners Renewable Energy Fund, L.P. ("Ardsley Energy") are each a Delaware limited partnership. Ardsley II directly holds 14,700,000 shares of Common Stock, Ardsley Institutional directly holds 11,229,000 shares of Common Stock and Ardsley Renewable Energy directly holds 9,037,500 shares of Common Stock. Ardsley Offshore Fund, Ltd. ("Ardsley Offshore") and Ardsley Renewable Energy Offshore Fund, Ltd. ("Ardsley Energy Offshore") are each a British Virgin Islands corporation. Ardsley Offshore directly holds 2,771,000 shares of Common Stock, and Ardsley Renewable Energy Offshore directly holds 3,462,500 shares of Common Stock. Marion Lynton ("Lynton") holds 466,667 shares of Common Stock. Ardsley Advisory Partners, a New York general partnership ("Ardsley") serves as investment manager to, and has investment discretion over the securities held by Ardsley Offshore, Ardsley Renewable Energy Offshore and the Lynton Account, and serves as investment adviser to Ardsley II, Ardsley Institutional and Ardsley Renewable Energy. Phillip J. Hempleman and Ardsley Partners I, a New York general partnership ("Ardsley Partners") serve as the general partners of Ardsley II and Ardsley Institutional. Ardsley Partners also serves as the general partner of Ardsley. Philip J. Hempleman, Ardsley and Ardsley Partners each disclaim any beneficial ownership of any of the Issuer's securities to which this Form 3 relates for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such securities in which each such person may be deemed to have an indirect pecuniary interest pursuant to Rule 16a-1(a)(2). ARDSLEY PARTNERS FUND II, L.P., BY: ARDSLEY PARTNERS I, GENERAL PARTNER, By: /s/ Philip J. Hempleman, General Partner 2009-11-24 ARDSLEY PARTNERS INSTITUTIONAL FUND, L.P., BY: ARDSLEY PARTNERS I, GENERAL PARTNER, By: /s/ Philip J. Hempleman, General Partner 2009-11-24 ARDSLEY RENEWABLE ENERGY FUND, L.P. BY: ARDSLEY PARTNERS I, GENERAL PARTNER, By: /s/ Philip J. Hempleman, General Partner 2009-11-24 ARDSLEY OFFSHORE FUND LTD., By: /s/ Neil Glass, President 2009-11-24 ARDSLEY RENEWABLE ENERGY OFFSHORE FUND LTD., By: /s/ Neil Glass, President 2009-11-24 ARDSLEY ADVISORY PARTNERS, BY: ARDSLEY PARTNERS I, GENERAL PARTNER, By: /s/ Philip J. Hempleman, General Partner 2009-11-24 ARDSLEY PARTNERS I, By: /s/ Philip J. Hempleman, General Partner 2009-11-24 PHILIP J. HEMPLEMAN, INDIVIDUALLY, By: /s/ Philip J. Hempleman 2009-11-24 -----END PRIVACY-ENHANCED MESSAGE-----