-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dkilk/LoRLxEBNpqmvP/9VRi/mPxzCzoSc+ery/wsmb6VeJvjr4ko1QZ11kRfzZE zoTr8urBG+K/XXdjNZGz3w== 0000902664-04-001671.txt : 20041112 0000902664-04-001671.hdr.sgml : 20041111 20041112134516 ACCESSION NUMBER: 0000902664-04-001671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04639 FILM NUMBER: 041137934 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 srz727630v22.txt ARDSLEY ADVISORY PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 09/11/04 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 53 ------------- Form 13F Information Table Value Total: $698,818 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- 24/7 REAL MEDIA INC COM NEW 901314203 3,179 830,000(SH) (SOLE) 830,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS INC COM 00751Y106 25,800 750,000(SH) (SOLE) 750,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- AETNA INC NEW COM 00817Y108 17,987 180,000(SH) (SOLE) 180,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ALVARION LTD SHS M0861T100 10,029 775,000(SH) (SOLE) 775,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ASHLAND INC COM 044204105 11,216 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- AXONYX INC COM 05461R101 5,650 1,000,000(SH) (SOLE) 1,000,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- BIOSANTE PHARMACEUTICALS INC COM NEW 09065V203 2,343 260,000(SH) (SOLE) 260,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- BJ SVCS CO COM 055482103 10,482 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- BROADCOM CORP CL A 111320107 13,645 500,000(SH) (SOLE) 500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CALPINE CORP COM 131347106 15,950 5,500,000(SH) (SOLE) 5,500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 72,398 2,257,500(SH) (SOLE) 2,257,500(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP COM 165167107 25,447 1,607,500(SH) (SOLE) 1,607,500(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- COMTECH TELECOMMUNICATIONS C COM NEW 205826209 9,621 355,000(SH) (SOLE) 355,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CORAUTUS GENETICS INC COM NEW 218139202 4,104 760,000(SH) (SOLE) 760,000(SOLE) - ---------------------------------------------------------------------------------------------------------------------------------- CORGENTECH INC COM 21872P105 5,121 300,000(SH) (S0LE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CYPRESS SEMICONDUCTOR CORP COM 232806109 8,840 1,000,000(SH) (SOLE) 1,000,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- LILLY ELI & CO COM 532457108 12,010 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- LILLY ELI & CO COM 5324579VL 12,010 200,000(SH) PUT (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ENDEAVOR INTL CORP COM 29259G101 1,826 550,000(SH) (SOLE) 550,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- EYETECH PHARMACEUTICALS INC COM 302297106 8,498 250,000(SH) (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- FEDERAL NATL MTG ASSN COM 313586109 6,340 100,000(SH) (SOLE) 100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GANDER MOUNTAIN CO COM 36471P108 8,506 425,000(SH) (SOLE) 425,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GEAC COMPUTER LTD COM 368289104 7,848 1,200,000(SH) (SOLE) 1,200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GENELABS TECHNOLOGIES INC COM 368706107 8,182 3,135,000(SH) (SOLE) 3,135,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GOOGLE INC CL A 38259P508 22,680 175,000(SH) (SOLE) 175,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ICICI BK LTD ADR 45104G104 16,560 1,200,000(SH) (SOLE) 1,200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LTD CL A G4776G101 20,391 300,000(SH) (SOLE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTEL CORP COM 458140100 25,075 1,250,000(SH) (SOLE) 1,250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTEL CORP COM 4581409AD 5,015 250,000(SH) CALL (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTEL CORP COM 4581409JX 20,060 1,000,000(SH) CALL (SOLE) 1,000,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL STL GROUP INC COM 460377104 12,638 375,000(SH) (SOLE) 375,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- KINTERA INC COM 49720P506 4,484 475,000(SH) (SOLE) 475,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- KINTERA INC COM 49720P999 2,000 250,000(SH) (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- LYONDELL CHEMICAL CO COM 552078107 2,246 100,000(SH) (SOLE) 100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD COM G5876H105 5,879 225,000(SH) (SOLE) 225,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NABORS INDUSTRIES LTD SHS G6359F103 13,021 275,000(SH) (SOLE) 275,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NEKTAR THERAPEUTICS COM 640268108 7,602 525,000(SH) (SOLE) 525,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NEXTEL PARTNERS INC CL A 65333F107 32,497 1,960,000(SH) (SOLE) 1,960,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ORCHID BIOSCIENCES INC COM PAR $0.01 68571P506 9,299 1,158,000(SH) (SOLE) 1,158,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- OVERNITE CORP COM 690322102 8,800 280,000(SH) (SOLE) 280,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- OWENS ILL INC COM NEW 690768403 11,200 700,000(SH) (SOLE) 700,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PALMONE INC COM 69713P107 9,132 300,000(SH) (SOLE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PETCO ANIMAL SUPPLIES NEW COM 716016209 19,596 600,000(SH) (SOLE) 600,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- RHODIA SPONSORED ADR 762397107 9,685 6,500,000(SH) (SOLE) 6,500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SUN HEALTHCARE GROUP INC COM NEW 866933401 6,048 755,000(SH) (SOLE) 755,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SYMANTEC CORP COM 871503108 10,976 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC COM 871508107 15,168 1,200,000(SH) (SOLE) 1,200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- TOYS R US INC COM 892335100 32,819 1,850,000(SH) (SOLE) 1,850,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- VALEANT PHARMACEUTICALS INTL COM 91911X104 10,673 442,500(SH) (SOLE) 442,500(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY INC COM 928298108 6,386 495,000(SH) (SOLE) 495,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GRACE WR & CO DEL NEW COM 38388F108 38,887 4,115,000(SH) (SOLE) 4,115,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- XILINX INC COM 983919101 9,450 350,000(SH) (SOLE) 350,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- YOUBET COM INC COM 987413101 3,519 1,275,000(SH) (SOLE) 1,275,000(SOLE) - 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