-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHqJ08ya3ar2jnmZzfZv5pPQuggtClWAxqpjuX/hfx/hj/Hu+p2tWsbw3ULwEFFv uQ24XIX9F6T+85tacy4S3A== 0000902664-04-000856.txt : 20040513 0000902664-04-000856.hdr.sgml : 20040513 20040513095610 ACCESSION NUMBER: 0000902664-04-000856 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040513 EFFECTIVENESS DATE: 20040513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04639 FILM NUMBER: 04801181 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 srz727630v20.txt ARDSLEY ADVISORY PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 05/13/04 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 53 ------------- Form 13F Information Table Value Total: $750,832 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- 24/7 REAL MEDIA INC COM 901314104 12,688 1,750,000(SH) (SOLE) 1,750,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED AUTO PARTS INC COM 00751Y106 30,503 750,000(SH) (SOLE) 750,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- AETNA INC NEW COM 00817Y108 23,327 260,000(SH) (SOLE) 260,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ALVARION LTD SHS M0861T100 9,835 775,000(SH) (SOLE) 775,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- AMR CORP COM 001765106 13,367 1,050,000(SH) (SOLE) 1,050,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ARIAD PHARMACEUTICALS INC COM 04033A100 2,388 250,000(SH) (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- AVICI SYS INC COM NEW 05367L802 5,520 400,000(SH) (SOLE) 400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- BOOKHAM TECHNOLOGY PLC SPONSORED ADR 09856Q108 8,938 4,100,000(SH) (SOLE) 4,100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP COM 101137107 16,952 400,000(SH) (SOLE) 400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CANON INC ADR 138006309 11,655 225,000(SH) (SOLE) 225,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 73,649 2,215,000(SH) (SOLE) 2,215,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CHAMPION ENTERPRISES INC COM 158496109 4,770 450,000(SH) (SOLE) 450,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP COM 165167107 30,150 2,250,000(SH) (SOLE) 2,250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- COMCAST CORP NEW CL A SPL 20030N200 22,280 800,000(SH) (SOLE) 800,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 7,710 425,000(SH) (SOLE) 425,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CONEXANT SYSTEMS INC COM 207142100 7,816 1,275,000(SH) (SOLE) 1,275,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CORGENTECH INC COM 21872P105 5,054 270,000(SH) (S0LE) 270,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- LILLY ELI & CO COM 532457108 13,380 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- FOREST LABS INC COM 345838106 10,743 150,000(SH) (SOLE) 150,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GEAC COMPUTER LTD COM 368289104 8,870 1,350,000(SH) (SOLE) 1,350,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GENELABS TECHNOLOGIES INC COM 368706107 9,428 3,505,000(SH) (SOLE) 3,505,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GRIFFON CORP COM 398433102 6,480 300,000(SH) (SOLE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- HARRIS & HARRIS GROUP INC COM 413833104 12,768 760,000(SH) (SOLE) 760,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LTD CL A G4776G101 21,310 315,000(SH) (SOLE) 315,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL STL GROUP INC COM 460377104 14,513 375,000(SH) (SOLE) 375,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- KINTERA INC COM 49720P506 5,709 342,500(SH) (SOLE) 342,500(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MAPINFO CORP COM 565105103 961 75,000(SH) (SOLE) 75,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 12,465 500,000(SH) (SOLE) 500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORP COM 594918104 34,902 1,400,000(SH) CALL (SOLE) 1,400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MICROSTRATEGY INC CL A NEW 594972408 12,792 240,000(SH) (SOLE) 240,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NATIONAL FINL PARTNERS CORP COM 63607P208 4,031 125,000(SH) (SOLE) 125,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NETIQ CORP COM 64115P102 9,443 675,000(SH) (SOLE) 675,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NEXTEL PARTNERS INC CL A 65333F107 13,293 1,050,000(SH) (SOLE) 1,050,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NORTEL NETWORKS CORP NEW COM 656568102 15,741 2,650,000(SH) (SOLE) 2,650,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ORCHID BIOSCIENCES INC COM 68571P100 8,000 800,000(SH) (SOLE) 800,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PACCAR INC COM 693718108 5,605 100,000(SH) (SOLE) 100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PEP BOYS MANNY MOE & JACK COM 713278109 38,156 1,375,000(SH) (SOLE) 1,375,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PETSMART INC COM 716768106 12,173 450,000(SH) (SOLE) 450,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 35,050 1,000,000(SH) (SOLE) 1,000,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PIONEER NAT RES CO COM 723787107 14,535 450,000(SH) (SOLE) 450,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PROCTER & GAMBLE CO COM 742718109 15,732 150,000(SH) (SOLE) 150,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- QUEST SOFTWARE INC COM 74834T103 12,263 750,000(SH) (SOLE) 750,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- RADYNE COMSTREAM INC COM NEW 750611402 4,625 500,000(SH) (SOLE) 500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- REGENERATION TECH INC DEL COM 75886N100 4,767 420,000(SH) (SOLE) 420,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- RMH TELSERVICES INC COM 749938106 0 117,545(SH) (SOLE) 117,545(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- DONNELLEY RR & SONS CO COM 257867101 34,031 1,125,000(SH) (SOLE) 1,125,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- STILLWATER MNG CO COM 86074Q102 11,775 750,000(SH) (SOLE) 750,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SUPERGEN INC COM 868059106 3,200 250,000(SH) CALL (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC COM 871508107 9,315 675,000(SH) (SOLE) 675,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- THERMO ELECTRON CORP COM 883556102 11,312 400,000(SH) (SOLE) 400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY INC COM 928298108 10,670 500,000(SH) (SOLE) 500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- WESTPORT RES CORP NEW COM 961418100 14,846 450,000(SH) (SOLE) 450,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS LTD SHS G96655108 11,346 305,000(SH) (SOLE) 305,000(SOLE) - 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