13F-HR 1 srz727630v17.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 11/13/03 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 43 ------------- Form 13F Information Table Value Total: $1,294,235 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ADMINISTAFF INC COM 007094105 667 75,000(SH) (SOLE) 75,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED AUTO PARTS INC COM 00751Y106 32,260 455,000(SH) (SOLE) 455,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AETNA INC NEW COM 00817Y108 21,361 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AGERE SYSTEMS CL A 00845V100 6,140 2,000,000(SH) (SOLE) 2,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALKERMES INC COM 01642T108 12,005 875,000(SH) (SOLE) 875,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 6,977 1,710,000(SH) (SOLE) 1,710,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AMGEN INC COM 031162100 12,904 200,000(SH) (SOLE) 200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AMR CORP COM 001765106 21,755 1,900,000(SH) (SOLE) 1,900,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BARD C R INC COM 067383109 10,650 150,000(SH) (SOLE) 150,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BECKMAN COULTER INC COM 075811109 4,554 100,000(SH) (SOLE) 100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BOOKHAM TECHNOLOGY PLC SPONSORED ADR 09856Q108 6,741 3,150,000(SH) (SOLE) 3,150,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP COM 101137107 23,925 375,000(SH) (SOLE) 375,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CACI INTL INC CL A 127190304 10,713 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CALPINE CORP COM 131347106 17,115 3,500,000(SH) (SOLE) 3,500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CANON INC ADR 138006309 10,962 225,000(SH) (SOLE) 225,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 56,500 2,500,000(SH) (SOLE) 2,500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC MARCH 25 CALL 141705103 750,000 5,000(SH) CALL (SOLE) 5,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE CORP COM 165159104 13,745 1,275,000(SH) (SOLE) 1,275,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- COMPUTER SCIENCES CORP COM 205363104 1,879 50,000(SH) (SOLE) 50,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- COMTECH TELECOM CO COM NEW 205826209 7,170 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CROMPTON CORP COM 227116100 2,615 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DELL COMPUTER CORP COM 247025109 13,368 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ELI LILLY & CO COM 532457108 22,275 375,000(SH) (SOLE) 375,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ENPRO INDS INC COM 29355X107 8,130 842,500(SH) (SOLE) 842,500(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FLEXTRONICS INTL LTD ORD Y2573F102 10,665 750,000(SH) (SOLE) 750,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FRIEDMANS INC CL A 358438109 2,441 175,000(SH) (SOLE) 175,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- GLOBESPANVIRATA INC COM 37957V106 6,318 875,000(SH) (SOLE) 875,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- INGERSOLL-RAND COMPANY LTD CL A G4776G101 13,360 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- INTERACTIVECORP COM 45840Q101 8,295 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHS COM 459200101 37,540 425,000(SH) (SOLE) 425,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- LIGAND PHARMACEUTICALS INC CL B 53220K207 9,933 770,000(SH) (SOLE) 770,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MICRON TECHNOLOGY INC COM 595112103 6,039 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NEOWARE SYS INC COM 64065P102 6,828 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NEXTEL COMMUNICATIONS INC OCT 17.5 CALL 65332V103 15,768 800,000(SH) CALL (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OM GROUP INC COM 670872100 28,548 1,950,000(SH) (SOLE) 1,950,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OMNICARE INC COM 681904108 13,523 375,000(SH) (SOLE) 375,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PEP BOYS MANNY MOE & JACK COM 713278109 19,508 1,275,000(SH) (SOLE) 1,275,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PETSMART INC COM 716768106 6,828 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- RMH TELSERVICES INC COM 749938106 0 117,545(SH) (SOLE) 117,545(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC COM 871508107 6,274 525,000(SH) (SOLE) 525,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- U S G CORP COM NEW 903293405 6,896 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- VISHAY INTERTECHNOLOGY INC COM 928298108 8,760 500,000(SH) (SOLE) 500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS LTD SHS G96655108 12,300 400,000(SH) (SOLE) 400,000(SOLE) -----------------------------------------------------------------------------------------------------------------------------------