13F-HR 1 srz727630v16.txt ARDSLEY ADVISORY PARTNERS/STEVEN NAPOLI/13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 08/13/03 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 56 ------------- Form 13F Information Table Value Total: $538,980 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ABERCROMBIE & FITCH CO CL A 002896207 8,523 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ADOLOR CORP COM 00724X102 5,522 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ADVANCED AUTO PARTS INC COM 00751Y106 30,450 500,000(SH) (SOLE) 500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AETNA INC COM 008117103 12,040 200,000(SH) (SOLE) 200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALKERMES INC COM 01642T108 9,824 925,000(SH) (SOLE) 925,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 6,660 1,800,000(SH) (SOLE) 1,800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AMGEN INC COM 031162100 11,869 180,000(SH) (SOLE) 180,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AMR CORP COM 001765106 8,800 800,000(SH) (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AOL TIME WARNER COM 00184A105 165 1,500(SH) CALL (SOLE) 1,500(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- APPLIED MICRO CIRCUITS CORP COM 03822W109 2,718 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AT ROAD INC COM 04648K105 5,951 545,000(SH) (SOLE) 545,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BARD CR INC COM 067383109 8,914 125,000(SH) (SOLE) 125,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORP COM 101137107 18,330 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CACI INTERNATIONAL INC CL A 127190304 13,720 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CALPINE CORP COM 131347106 17,490 2,650,000(SH) (SOLE) 2,650,000(SOLE) -----------------------------------------------------------------------------------------------------------------------------------
CAREMARK RX INC COM 141705103 38,520 1,500,000(SH) (SOLE) 1,500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CELGENE CORP COM 151020104 3,034 100,000(SH) (SOLE) 100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORP COM 165159104 7,070 700,000(SH) (SOLE) 700,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CHINA TELECOM CORP LTD SPONSORED ADR H SHS 169426103 8,828 750,000(SH) (SOLE) 750,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CIT GROUP COM 125581108 49 1,226(SH) CALL (SOLE) 1,226(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- COSTCO WHSL CORP NEW COM 22160K105 12,810 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CROMPTON CORP COM 227116100 3,525 500,000(SH) (SOLE) 500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 2,678 100,000(SH) (SOLE) 100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DELL COMPUTER CORP COM 247025109 12,736 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DRUGSTORE COM INC COM 262241102 3,416 585,500(SH) (SOLE) 585,500(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- E-LOAN INC COM 26861P107 6,233 1,125,000(SH) (SOLE) 1,125,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ELAN PLC CALL 284131908 750 7,500(SH) (SOLE) 7,500(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ENPRO IND INC COM 29355X107 4,811 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- HALLIBURTON CO COM 406216101 13,800 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- LAIDLAW GLOBAL CORP COM 507306108 12,648 1,700,000(SH) (SOLE) 1,700,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- LEGATTO INC COM 524651106 7,157 850,000(SH) (SOLE) 850,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- LSI LOGIC CORP COM 502161102 6,372 900,000(SH) (SOLE) 900,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MULTIMEDIA GAMES INC COM 625453105 20,320 800,000(SH) (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NEOWARE SYSTEMS INC COM 64065P102 3,452 225,000(SH) (SOLE) 225,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NEXTEL COMMUNICATIONS INC CL A 65332V103 7,228 400,000(SH) (SOLE) 400,000(SOLE) -----------------------------------------------------------------------------------------------------------------------------------
OM GROUP INC COM 670872100 48,609 3,300,000(SH) (SOLE) 3,300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OMNICARE INC COM 681904108 13,516 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OWENS ILL INC COM 690768106 12,049 875,000(SH) (SOLE) 875,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OWENS ILL INC JUL 12.5 COM 690768106 5,508 400,000(SH) CALL (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OWENS ILL INC JUL 15 COM 690768106 8,862 600,000(SH) CALL (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PARKER DRILLING CO COM 701081101 4,365 1,500,000(SH) (SOLE) 1,500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PEC SOLUTIONS INC COM 705107100 20,717 1,290,000(SH) (SOLE) 1,290,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 17,075 500,000(SH) (SOLE) 500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- REGAL ENTMT GROUP CL A 758866109 6,485 275,000(SH) (SOLE) 275,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- RMH TELSERVICES, INC COM 749938106 0 117,545(SH) (SOLE) 117,545(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- STAPLES INC COM 855030102 6,423 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC COM 871508107 5,204 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- THERASENSE INC COM 883381105 3,500 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TXU CORP COM 873168108 11,585 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- USG CORP COM NEW 903293405 12,825 675,000(SH) (SOLE) 675,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- USG CORP JULY 12.5 COM NEW 903293405 950 50,000(SH) CALL (SOLE) 50,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- VERISIGN INC COM 92343E102 4,827 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS LTD SHS G96655108 8,456 275,000(SH) (SOLE) 275,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- GRACE WR & CO DEL NEW COM 38388F108 4,410 1,000,000(SH) (SOLE) 1,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- XOMA LTD ORD G9825R107 5,320 1,000,000(SH) (SOLE) 1,0200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CL A 989207105 1,881 25,000(SH) (SOLE) 25,000(SOLE) -----------------------------------------------------------------------------------------------------------------------------------