13F-HR 1 srz727630v14.txt ARDSLEY ADVISORY PARTNERS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Partner -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 2/13/03 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 21 ------------- Form 13F Information Table Value Total: $221,578 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALKERMES INC COM 01642T108 5,360 855,000(SH) (SOLE) 855,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 4,122 1,725,000(SH) (SOLE) 1,725,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AMGEN INC COM 031162100 8,701 180,000(SH) (SOLE) 180,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ANDREX CORP COM 034551101 10,489 715,000(SH) (SOLE) 715,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CACI INTL INC CL A 127190304 9,801 275,000(SH) (SOLE) 275,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CALPINE CORP COM 131347106 5,705 1,750,000(SH) (SOLE) 1,750,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 65,162 4,010,000(SH) (SOLE) 4,010,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CONCORD EFS INC COM 206197105 7,870 500,000(SH) (SOLE) 500,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CROWN CORK & SEAL INC COM 228255105 11,448 1,440,000(SH) (SOLE) 1,440,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 7,401 300,000(SH) (SOLE) 300,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ELECTRONIC DATA SYS NEW COM 285661104 921 50,000(SH) (SOLE) 50,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FINISAR COM 31787A101 4,393 4,625,000(SH) (SOLE) 4,625,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- HALIBURTON CO COM 406216101 12,161 650,000(SH) (SOLE) 650,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- HARMONY GOLD MNG LTD SPONSORED ADR 413216300 6,555 390,000(SH) (SOLE) 390,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MEMBERWORKS INC COM 586002107 5,573 310,000(SH) (SOLE) 310,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MULTIMEDIA GAMES INC COM 625453105 12,082 440,000(SH) (SOLE) 440,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC DEL COM 67481E106 4,892 245,000(SH) (SOLE) 245,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PERKINELMER INC COM 714046109 6,723 815,000(SH) (SOLE) 815,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 8,865 290,000(SH) (SOLE) 290,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SEALED AIR CORP NEW PFD CV A $2 81211K209 18,957 445,000(SH) (SOLE) 445,000 (SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC COM 871508107 4,397 535,000(SH) (SOLE) 535,000 (SOLE) -----------------------------------------------------------------------------------------------------------------------------------