-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pg4U7CcTbaE5C43vsgbG6+Vibl9+YvwZ+oXTlYduW9eunV1Ug4gH3F4GjP+nPn0S G/0noF/HiLLIu0A0gJN8Sg== 0000902664-02-000848.txt : 20021113 0000902664-02-000848.hdr.sgml : 20021113 20021113160650 ACCESSION NUMBER: 0000902664-02-000848 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021113 EFFECTIVENESS DATE: 20021113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04639 FILM NUMBER: 02820130 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 srz727630v13.txt ARDSLEY ADVISORY PARTNERS 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 11/13/02 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 42 ------------- Form 13F Information Table Value Total: $530,393 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AT&T CORP COM 001957109 16,814 1,400,000(SH) (SOLE) 1,400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO CL A 002896207 9,441 480,000(SH) (SOLE) 480,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ADMINSTAFF INC COM 007094105 1,443 375,000(SH) (SOLE) 375,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ALKERMES INC COM 01642T108 5,523 700,000(SH) (SOLE) 700,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 5,005 1,750,000(SH) (SOLE) 1,750,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- AMERICREDIT CORP COM 03060R101 2,017 250,000(SH) (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ANDRX GROUP COM 034551107 4,430 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ASTRAZENCA PLC-SPONS ADR SPONSORED 046353108 3,821 125,000(SH) (SOLE) 125,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CACI INTL INC CL A 127190304 15,066 425,000(SH) (SOLE) 425,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CALPINE CORP COM 131347106 2,964 1,200,000(SH) (SOLE) 1,200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 97,750 5,750,000(SH) (SOLE) 5,750,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CHIQUITA BRANDS INTL INC COM 170032809 5,562 360,000(SH) (SOLE) 360,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC COM 172967101 23,720 800,000(SH) (SOLE) 800,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CONCORD EFS INC COM 206197105 11,116 700,000(SH) (SOLE) 700,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CROWN CORK & SEAL INC COM 228255105 8,400 1,600,000(SH) (SOLE) 1,600,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- D R HORTON INC COM 23331A109 9,310 500,000(SH) (SOLE) 500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS INC COM 237194105 7,878 325,000(SH) (SOLE) 325,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- FINISAR COM 31787A101 4,140 6,000,000(SH) (SOLE) 6,000,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- FIRSTENERGY COM 337932107 448 15,000(SH) (SOLE) 15,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORP COM 369550108 14,232 175,000(SH) (SOLE) 175,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- HCA INC COM 404119109 15,949 335,000(SH) (SOLE) 335,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- HARMONY GOLD MNG LTD SPONSORED ADR 413216300 6,651 425,000(SH) (SOLE) 425,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- LILLY ELI & CO JAN 60 CALL OPTI/RI/WAR 5324579AL 22,136 400,000(C) (SOLE) 400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MCDERMOTT INTL INC COM 580037109 8,275 1,350,000(SH) (SOLE) 1,350,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MCKESSON CORP COM 58155Q103 8,499 300,000(SH) (SOLE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MEMBERWORKS INC COM 586002107 6,358 365,000(SH) (SOLE) 365,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MULTIMEDIA GAMES INC COM 625453105 12,602 640,000(SH) (SOLE) 640,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC DEL COM 67481E106 6,982 350,000(SH) (SOLE) 350,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- OPENWAVE SYS INC COM 683718100 1,550 2,500,000(SH) (SOLE) 2,500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PEC SOLUTIONS INC COM 705107100 7,902 355,000(SH) (SOLE) 355,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PERKINELMER INC COM 714046109 10,355 1,900,000(SH) (SOLE) 1,900,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 18,863 650,000(SH) (SOLE) 650,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PHARMACEUTICAL HOLDRS TR FEB 70 CALL 71712A9BN 34,540 500,000(SH) (SOLE) 500,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PHARMACEUTICAL HOLDRS TR FEB 65 CALL 71712A9BM 34,540 500,000(SH) (SOLE) 500,000(SOLE - ----------------------------------------------------------------------------------------------------------------------------------- PHARMACEUTICAL HOLDRS TR OCT 80 CALL 71712A9JP 27,632 400,000(SH) (SOLE) 400,000(SOLE - ----------------------------------------------------------------------------------------------------------------------------------- PULTE HOMES INC COM 745867101 7,886 185,000(SH) (SOLE) 185,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ST JUDE MED INC COM 790849103 5,355 150,000(SH) (SOLE) 150,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SEALED AIR CORP NEW PFD CV A $2 81211K209 8,250 375,000(SH) (SOLE) 375,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SYMBOL TECHNOLOGIES INC COM 871508107 6,136 800,000(SH) (SOLE) 800,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- TALISMAN ENERGY INC COM 87425E103 7,017 175,000(SH) (SOLE) 175,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- WYETH COM 983024100 19,080 600,000(SH) (SOLE) 600,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 4,755 300,000(SH) (SOLE) 300,000(SOLE) - -----------------------------------------------------------------------------------------------------------------------------------
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