-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hyt7bRDFCcuGjIzhOD4zgH0SwAoUYJdjzJ9XItq2QtxjaDnBgodLsjTko8ATB+vT DH6cXiy5xAN7R7IFWmgqJg== 0000902664-02-000480.txt : 20020514 0000902664-02-000480.hdr.sgml : 20020514 ACCESSION NUMBER: 0000902664-02-000480 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS CENTRAL INDEX KEY: 0000900529 IRS NUMBER: 0 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04639 FILM NUMBER: 02645848 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-564-4230 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE, 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 srz727630v11.txt ARDSLEY / 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 05/14/02 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 45 ------------- Form 13F Information Table Value Total: $634,619 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ADAPTEC INC COM 00651F108 5,348 400,000(SH) (SOLE) 400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ALKERMES INC COM 01642T108 7,818 300,000(SH) (SOLE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTI COM 01988P108 11,497 1,825,000(SH) (SOLE) 1,825,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- AMGEN INC COM 031162100 11,936 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- BARD C R INC COM 067383109 14,762 250,000(SH) (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- BURLINGTON NORTHN SANTA FE C COM 12189T104 9,054 300,000(SH) (SOLE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 99,937 5,125,000(SH) (SOLE) 5,125,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- COOPER INDS INC COM 216669101 15,313 365,000(SH) (SOLE) 365,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- CUMMINS INC APR 45 PUT 2310218TI 4,723 100,000(SH)(PUT) (SOLE) 100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- DANAHER CORP DEL APR 70 PUT 2358518TN 7,102 100,000(SH)(PUT) (SOLE) 100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 50,600 2,000,000(SH) (SOLE) 2,000,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- DELL COMPUTER CORP COM 247025109 10,444 400,000(SH) (SOLE) 400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- ENZON INC COM 293904108 14,394 325,000(SH) (SOLE) 325,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- EXTREME NETWORKS INC COM 30226D106 10,400 1,000,000(SH) (SOLE) 1,000,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- EXULT INC DEL COM 302284104 9,819 900,000(SH) (SOLE) 900,000(SOLE) - -----------------------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------------------- FINISAR COM 31787A101 10,395 1,350,000(SH) (SOLE) 1,350,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- FLEETWOOD ENTERPRISES INC COM 339099103 9,720 900,000(SH) (SOLE) 900,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GENENTECH INC COM NEW 368710406 10,090 200,000(SH) (SOLE) 200,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GENESIS MICROCHIP INC DEL COM 37184C103 28,600 1,100,000(SH) (SOLE) 1,100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- GENESIS MICROCHIP APR 30 CALL 37184C9QF 2,600 100,000(SH)(CALL)(SOLE) 100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- IXIA COM 45071R109 425 50,000(SH) (SOLE) 50,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTERGRAPH CORP COM 458683109 792 45,000(SH) (SOLE) 45,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL FLAVORS&FRAGRA COM 459506101 12,239 350,000(SH) (SOLE) 350,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL RECTIFIER CORP COM 460254105 28,381 625,000(SH) (SOLE) 625,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- INTERWOVEN INC COM 46114T102 4,250 850,000(SH) (SOLE) 850,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORP NEW COM SER A 530718105 13,904 1,100,000(SH) (SOLE) 1,100,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MCDATA CORP CL A 580031201 25,223 2,125,000(SH) (SOLE) 2,125,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MCDERMOTT INTL INC COM 580037109 22,547 1,450,000(SH) (SOLE) 1,450,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MEMBERWORKS INC COM 586002107 10,127 535,000(SH) (SOLE) 535,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- MULTIMEDIA GAMES INC COM 625453105 8,837 250,000(SH) (SOLE) 250,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS INC COM 669967101 7,854 1,150,000(SH) (SOLE) 1,150,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC DEL COM 67481E106 11,874 600,000(SH) (SOLE) 600,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PHARMACIA CORP COM 71713U102 18,032 400,000(SH) (SOLE) 400,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- PULTE HOMES INC COM 745867101 10,527 220,000(SH) (SOLE) 220,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- RSA SEC INC COM 749719100 4,860 540,000(SH) (SOLE) 540,000(SOLE) - -----------------------------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------------------------- SCHERING PLOUGH CORP COM 806605101 9,390 300,000(SH) (SOLE) 300,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- SMARTFORCE PUB LTD CO SPONSORED ADR 83170A206 3,307 315,000(SH) (SOLE) 315,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- TELETECH HOLDINGS INC COM 879939106 9,468 705,000(SH) (SOLE) 705,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- TWEETER HOME ENTMT GROUP INC COM 901167106 8,113 415,000(SH) (SOLE) 415,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- TYCO INTL LTD NEW COM 902124106 21,977 680,000(SH) (SOLE) 680,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- TYCO INTL APR 30 CALL 9021249DF 18,746 580,000(SH)(CALL)(SOLE) 580,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- TYCO INTL APR 35 CALL 9021249DG 19,392 600,000(SH)(CALL)(SOLE) 600,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- UNILAB CORP NEW COM 904763208 1,844 75,000(SH) (SOLE) 75,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- WEBMETHODS INC COM 94768C108 13,353 775,000(SH) (SOLE) 775,000(SOLE) - ----------------------------------------------------------------------------------------------------------------------------------- WILLIAMS SONOMA INC APR 50 PUT 9699048PI 4,599 100,000(SH)(PUT) (SOLE) 100,000(SOLE) - -----------------------------------------------------------------------------------------------------------------------------------
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