13F-HR 1 srz727630v10.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Napoli -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Steven Napoli Stamford, CT 02/13/02 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 43 ------------- Form 13F Information Table Value Total: $739,220 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ADVANCEPCS COM 00790K109 733 25,000(SH) (SOLE) 25,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AGILE SOFTWARE CORP COM 00846X105 10,332 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALKERMES INC COM 01642T108 11,598 440,000(SH) (SOLE) 440,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 6,139 1,895,000(SH) (SOLE) 1,895,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BAXTER INTL INC. COM 071813109 9,653 180,000(SH) (SOLE) 180,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 120,694 7,400,000(SH) (SOLE) 7,400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 63,570 2,600,000(SH) (SOLE) 2,600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DELL COMPUTER CORP COM 247025109 12,231 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ELECTRONIC DATA SYS NEW COM 285661104 20,565 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ENZON INC COM 293904108 18,291 325,000(SH) (SOLE) 325,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- EXULT INC DEL COM 302284104 18,457 1,150,000(SH) (SOLE) 1,150,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FINISAR COM 31787A101 8,136 800,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FLEETBOSTON FINL CORP COM 339030108 9,125 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- GEMSTAR-TV GUIDE INTL INC COM 36866W106 19,390 700,000(SH) (SOLE) 700,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- HALLIBURTON CO COM 406216101 9,825 750,000(SH) (SOLE) 750,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- HOMESTORE COM INC COM 437852106 2,300 1,150,000(SH) (SOLE) 1,150,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTL INC COM 438516106 11,837 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- IMMUNOGEN INTL INC COM 45253H101 9,699 585,000(SH) (SOLE) 585,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL RECTIFIER CORP COM 460254105 14,824 425,000(SH) (SOLE) 425,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- INTERSIL CORP COM SER A 46069S109 21,768 675,000(SH) (SOLE) 675,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY MEDIA CORP NEW COM SER A 530718105 9,800 700,000(SH) (SOLE) 700,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MCDATA CORP CL A 580031201 11,637 475,000(SH) (SOLE) 475,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MCDERMOTT INTL INC COM 580037109 33,129 2,700,000(SH) (SOLE) 2,700,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MEMBERWORKS INC COM 586002107 3,222 230,000(SH) (SOLE) 230,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MIRANT CORP COM 604675108 5,607 350,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MULTIMEDIA GAMES INC COM 625453105 13,106 345,000(SH) (SOLE) 345,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS INC COM 669967101 10,010 1,100,000(SH) (SOLE) 1,100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC DEL COM 67481E106 11,520 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINL INC COM 744320102 12,612 380,000(SH) (SOLE) 380,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PULTE HOMES INC COM 745867101 10,497 235,000(SH) (SOLE) 235,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- RSA SEC INC COM 749719100 16,587 950,000(SH) (SOLE) 950,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- RHM TELESERVICES INC COM 749938106 668 35,000(SH) (SOLE) 35,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- RENAISSANCE LEARNING INC COM 75968L105 5,789 190,000(SH) (SOLE) 190,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SCHERING PLOUGH CORP COM 806605101 13,428 375,000(SH) (SOLE) 375,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SCHERING PLOUGH CORP CALL 8066059AG 35,810 1,000,000(SH) CALL (SOLE) 1,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SOLECTRON CORP COM 834182107 11,280 1,000,000(SH) (SOLE) 1,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SPRINT CORP PCS COM 852061605 11,053 435,000(SH) (SOLE) 435,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TMP WORLDWIDE INC COM 872941109 16,087 375,000(SH) (SOLE) 375,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TELETECH HOLDINGS INC COM 879939106 8,311 580,000(SH) (SOLE) 580,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TYCO INTL LTD NEW COM 902124106 64,790 1,100,000(SH) (SOLE) 1,100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- VARIAN INC COM 922206107 12,976 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- WASHINGTON MUT INC COM 939322103 19,620 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- WEBMETHODS INC COM 94768C108 2,514 150,000(SH) (SOLE) 150,000(SOLE) -----------------------------------------------------------------------------------------------------------------------------------