13F-HR 1 srz727630v9.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin McCormack -------------------------------------------------- Title: Partner, Chief Financial Officer -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Kevin McCormack Stamford, CT 11/13/01 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 37 ------------- Form 13F Information Table Value Total: $523,224 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- AOL TIME WARNER INC COM 00184A105 9,930 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ABBOTT LABS COM 002824100 10,370 200,000(SH) (SOLE) 200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO CL A 002896207 3,078 175,000(SH) (SOLE) 175,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ADELPHIA COMMUNICATIONS CORP CL A 006848105 7,770 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALKERMES INC COM 01642T108 9,594 490,000(SH) (SOLE) 490,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 9,450 2,250,000(SH) (SOLE) 2,250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ANADARKO PETE CORP COM 032511107 16,828 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BEVERLY ENTERPRISES INC COM NEW 087851309 9,690 950,000(SH) (SOLE) 950,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BRITESMILE INC COM 110415106 3,660 610,000(SH) (SOLE) 610,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 97,995 5,875,000(SH) (SOLE) 5,875,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 66,137 3,250,000(SH) (SOLE) 3,250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ELECTRONIC DATA SYS NEW COM 285661104 11,516 200,000(SH) (SOLE) 200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ENZON INC COM 293904108 15,300 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- EXULT INC DEL COM 302284104 12,859 1,100,000(SH) (SOLE) 1,100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FIRST DATA CORP COM 319963104 17,478 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- GEMSTAR-TV GUIDE INTL INC COM 36866W106 7,884 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- GENESIS MICROCHIP INC COM 371933102 2,110 75,000(SH) (SOLE) 75,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTL INC COM 438516106 11,880 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- IMMUNOGEN INTL INC COM 45253H101 7,104 785,000(SH) (SOLE) 785,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- INTERSIL CORP CL A 46069S109 18,148 650,000(SH) (SOLE) 650,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- I2 TECHNOLOGIES INC COM 465754109 10,320 3,000,000(SH) (SOLE) 3,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- LEGATO SYS INC COM 524651106 1,644 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MCDATA CORP CL A 580031201 10,068 1,200,000(SH) (SOLE) 1,200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MCDERMOTT INTL INC COM 580037109 13,200 1,600,000(SH) (SOLE) 1,600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MILLIPORE CORP COM 601073109 3,970 75,000(SH) (SOLE) 75,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS INC COM 669967101 5,200 800,000(SH) (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC DEL COM 67481E106 7,335 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PEREGRINE SYSTEMS INC COM 71366Q101 5,052 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PFIZER INC COM 717081103 10,025 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LTD COM 806857108 13,710 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SERENA SOFTWARE INC COM 817492101 873 75,000(SH) (SOLE) 75,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SKYWEST INC COM 830879102 1,254 75,000(SH) (SOLE) 75,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SMARTFORCE PUB LTD CO COM 83170A206 13,088 800,000(SH) (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SPRINT CORP EQUITY UNIT 852061605 12,240 450,000(SH) (SOLE) 450,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC COM 882508104 9,992 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TYCO INTL LTD NEW COM 902124106 50,050 1,100,000(SH) (SOLE) 1,100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- VIASAT INC COM 92552V100 6,422 360,000(SH) (SOLE) 490,000(SOLE) -----------------------------------------------------------------------------------------------------------------------------------