13F-HR 1 thuss.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 ----------------------- Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ardsley Advisory Partners -------------------------------------------------- Address: 262 Harbor Drive, 4th Floor -------------------------------------------------- Stamford, CT 06902 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-04639 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin McCormack -------------------------------------------------- Title: Partner, Chief Financial Officer -------------------------------------------------- Phone: 203-564-4230 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Kevin McCormack Stamford, CT 05/ /01 ------------------------ --------------------------- --------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: none Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 54 ------------- Form 13F Information Table Value Total: $821,358 ------------- (thousands) List of Other Included Managers: none Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
Form 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- -------- ------- ALKERMES INC COM 01642T108 17,550 800,000(SH) (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTION COM 01988P108 11,066 2,200,000(SH) (SOLE) 2,200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ANADARKO PETE CORP COM 032511107 47,085 750,000(SH) (SOLE) 750,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- APPLERA CORP COM CE GEN GRP 038020202 4,628 150,000(SH) (SOLE) 150,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AT&T CORP COM LIB GRP A 001957208 12,600 900,000(SH) (SOLE) 900,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- AVIRON COM 053762100 12,469 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BEA SYS INC CALL APR 25 0733259DE 5,875 200,000(SH) CALL (SOLE) 200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BEA SYS INC CALL MAY 25 0733259EE 12,044 410,000(SH) CALL (SOLE) 410,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BECTON DICKINSON & CO COM 075887109 31,788 900,000(SH) (SOLE) 900,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BEST BUY INC COM 086516101 8,990 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- BLACK & DECKER CORP COM 091797100 7,350 200,000(SH) (SOLE) 200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CAREMARK RX INC COM 141705103 110,840 8,500,000(SH) (SOLE) 8,500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- CIENA CORP COM 171779101 5,219 125,000(SH) (SOLE) 125,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- COMVERSE TECHNOLOGY INC COM 205862402 8,834 150,000(SH) (SOLE) 150,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- DAVITA INC COM 23918K108 64,949 3,825,000(SH) (SOLE) 3,825,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- EFUNDS CORP COM 28224R101 12,513 650,000(SH) (SOLE) 650,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- ENCORE ACQUISITION COMPANY COM 29255W100 3,175 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FIRST DATA CORP COM 319963104 16,420 275,000(SH) (SOLE) 275,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- FOREST OIL CORP COM PAR $O.O1 346091705 16,071 537,500(SH) (SOLE) 537,500(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- GEMSTAR TV GUIDE INTL INC COM 36866W106 11,500 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- GLOBAL TELESYSTEMS INC COM 37936U104 19,000 25,000,000(SH) (SOLE) 25,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- I2 TECHNOLOGIES INC CALL APR 15 4657549DC 11,600 800,000(SH) CALL (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- I2 TECHNOLOGIES INC COM 465754109 4,350 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- IMMUNOGEN INC COM 45253H101 8,025 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON COM 478160104 26,241 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- JUNIPER NETWORKS INC COM 48203R104 4,745 125,000(SH) (SOLE) 125,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- KANA COMMUNICATIONS COM 483600102 1,938 1,000,000(SH) (SOLE) 1,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN INC KANS COM 49455P101 17,290 325,000(SH) (SOLE) 325,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- LIBERTY DIGITAL INC CL A 530436104 4,688 750,000(SH) (SOLE) 750,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MANUGISTICS GROUP INC COM 565011103 6,409 350,000(SH) (SOLE) 350,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MCDERMOTT INTL INC COM 580037109 15,180 1,200,000(SH) (SOLE) 1,200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- METHANEX CORP COM 59151K108 20,000 2,500,000(SH) (SOLE) 2,500,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MITEL CORP COM 606711109 3,168 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NETIQ CORP COM 64115P102 1,888 100,000(SH) (SOLE) 100,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NOVA CORP GA COM 669784100 11,525 625,000(SH) (SOLE) 625,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NTL INC COM 629407107 18,863 750,000(SH) (SOLE) 750,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS INC COM 669967101 3,012 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OCEAN ENERGY INC TEX COM 67481E106 16,550 1,000,000(SH) (SOLE) 1,000,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- OPENWAVE SYSTEMS INC COM 683718100 3,968 200,000(SH) (SOLE) 200,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PEREGRINE SYS INC COM 71366Q101 7,800 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- PEREGRINE SYS INC CALL JUL 25 71366Q9GE 7,800 400,000(SH) CALL (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SIEBEL SYS CALL APR 25 8261709DE 16,320 600,000(SH) CALL (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SIGNALSOFT CORP COM 82668M102 591 75,000(SH) (SOLE) 75,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SKYWEST INC COM 830879102 13,950 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- SPEECHWORKS INTL INC COM 84764M101 984 150,000(SH) (SOLE) 150,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- STANLEY WKS COM 854616109 8,238 250,000(SH) (SOLE) 250,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TALISMAN ENERGY INC COM 87425E103 21,792 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TELEPHONE & DATA SYS INC COM 879433100 15,428 165,000(SH) (SOLE) 165,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- MENS WAREHOUSE INC COM 587118100 6,474 300,000(SH) (SOLE) 300,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- THERMO ELECTRON CORP COM 883556102 31,472 1,400,000(SH) (SOLE) 1,400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TJX COS INC NEW COM 872540109 19,200 600,000(SH) (SOLE) 600,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- TYCO INTL LTD NEW COM 902124106 34,584 800,000(SH) (SOLE) 800,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- UTI ENERGY CORP COM 903387108 12,100 400,000(SH) (SOLE) 400,000(SOLE) ----------------------------------------------------------------------------------------------------------------------------------- WEBMETHODS INC COM 94768C108 5,219 250,000(SH) (SOLE) 250,000(SOLE) -----------------------------------------------------------------------------------------------------------------------------------
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