0001140361-17-015859.txt : 20170414 0001140361-17-015859.hdr.sgml : 20170414 20170414132553 ACCESSION NUMBER: 0001140361-17-015859 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20170412 FILED AS OF DATE: 20170414 DATE AS OF CHANGE: 20170414 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS ROBERT CENTRAL INDEX KEY: 0001387524 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 17762599 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Soros Robert DATE OF NAME CHANGE: 20070123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS GEORGE CENTRAL INDEX KEY: 0000900203 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 17762600 MAIL ADDRESS: STREET 1: C/O SOROS FUND MANAGEMENT LLC STREET 2: 250 WEST 55TH STREET, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOROS FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001029160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 17762601 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 27 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 872-1054 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET, FLOOR 27 CITY: NEW YORK STATE: NY ZIP: 10019 3 1 doc1.xml FORM 3 X0206 3 2017-04-12 0 0000790715 SIGMA DESIGNS INC SIGM 0001029160 SOROS FUND MANAGEMENT LLC 250 WEST 55TH STREET 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0000900203 SOROS GEORGE 250 WEST 55TH STREET 38TH FLOOR NEW YORK NY 10019 0 0 1 0 0001387524 SOROS ROBERT 250 WEST 55TH STREET 38TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, no par value per share 3844900 I See footnote These shares of common stock (the "Shares") of Sigma Designs, Inc. were purchased for the account of Quantum Partners LP, a Cayman Islands exempted limited partnership ("Quantum Partners"). Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Partners. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the account of Quantum Partners. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC. The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. /s/ Regan O'Neill, as Assistant General Counsel 2017-04-14 /s/ Regan O'Neill, as Attorney-in-Fact for George Soros 2017-04-14 /s/ Regan O'Neill, as Attorney-in-Fact for Robert Soros 2017-04-14 EX-24.1 2 poa-george.htm Unassociated Document
POWER OF ATTORNEY
 
KNOW ALL MEN BY THESE PRESENT, that I, GEORGE SOROS, hereby make, constitute and appoint each of MARYANN CANFIELD, JODYE ANZALOTTA, JAY SCHOENFARBER, THOMAS O’GRADY, REGAN O’NEILL and ROBERT SOROS, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as Chairman of, member of or in other capacities with Soros Fund Management LLC (“SFM LLC”) and each of its affiliates or entities advised by me or SFM LLC, all documents, certificates, instruments, statements, filings and agreements (“documents”) to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities, futures contracts or other investments, and any other documents relating or ancillary thereto, including without limitation all documents relating to filings with the Commodities Futures Trading Commission and National Futures Association, the United States Securities and Exchange Commission (the “SEC”) pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Act”) and the rules and regulations promulgated thereunder, including all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act and any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act.

All past acts of these attorneys-in-fact in furtherance of the foregoing are hereby ratified and confirmed.

Execution of this power of attorney revokes that certain Power of Attorney dated as of the 26th day of June, 2009 with respect to the same matters addressed above.

This power of attorney shall be valid from the date hereof until revoked by me.

IN WITNESS WHEREOF, I have executed this instrument as of the 24th day of November, 2015.


GEORGE SOROS


/s/ Daniel Eule
Daniel Eule
Attorney-in-Fact for George Soros


 
 EX-24.2 3 poa-robert.htm Unassociated Document
POWER OF ATTORNEY

KNOW ALL MEN BY THESE PRESENT, that I, ROBERT SOROS, hereby make, constitute and appoint each of MARYANN CANFIELD, JODYE ANZALOTTA, JAY SCHOENFARBER, THOMAS O’GRADY and REGAN O’NEILL, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as Deputy Chairman of, member of or in other capacities with Soros Fund Management LLC (“SFM LLC”) and each of its affiliates or entities advised by me or SFM LLC, all documents, certificates, instruments, statements, filings and agreements (“documents”) to be filed with or delivered to any foreign or domestic governmental or regulatory body or required or requested by any other person or entity pursuant to any legal or regulatory requirement relating to the acquisition, ownership, management or disposition of securities, futures contracts or other investments, and any other documents relating or ancillary thereto, including without limitation all documents relating to filings with the Commodities Futures Trading Commission and National Futures Association, the United States Securities and Exchange Commission (the “SEC”) pursuant to the Securities Act of 1933 or the Securities Exchange Act of 1934 (the “Act”) and the rules and regulations promulgated thereunder, including all documents relating to the beneficial ownership of securities required to be filed with the SEC pursuant to Section 13(d) or Section 16(a) of the Act and any information statements on Form 13F required to be filed with the SEC pursuant to Section 13(f) of the Act.

All past acts of these attorneys-in-fact in furtherance of the foregoing are hereby ratified and confirmed.

Execution of this power of attorney revokes that certain Power of Attorney dated as of the 3rd day of October, 2007 with respect to the same matters addressed above.

This power of attorney shall be valid from the date hereof until revoked by me.

IN WITNESS WHEREOF, I have executed this instrument as of the 30th day of November, 2015.



ROBERT SOROS

/s/ Robert Soros

 
 EX-99.1 4 jfasignedroneill-sigma.htm
               JOINT FILING INFORMATION
 
Reporting Person:
SOROS FUND MANAGEMENT LLC
 
Address:
250 WEST 55TH STREET
 
38TH FLOOR
 
NEW YORK, NY 10019
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
 
Issuer and Symbol:
SIGMA DESIGNS, INC. [SIGM]
 
Date of Event Requiring Statement:
4/12/2017
   
Signature:
/s/ Regan O'Neill
Regan O'Neill, as Assistant General Counsel
   
Reporting Person:
GEORGE SOROS
 
Address:
250 WEST 55TH STREET
 
38TH FLOOR
 
NEW YORK, NY 10019
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
 
Issuer and Symbol:
SIGMA DESIGNS, INC. [SIGM]
 
Date of Event Requiring Statement:
4/12/2017
   
Signature:
/s/ Regan O'Neill
Regan O'Neill, as Attorney-in-Fact
   
Reporting Person:
ROBERT SOROS
 
Address:
250 WEST 55TH STREET
 
38TH FLOOR
 
NEW YORK, NY 10019
   
Designated Filer:
SOROS FUND MANAGEMENT LLC
 
Issuer and Symbol:
SIGMA DESIGNS, INC. [SIGM]
 
Date of Event Requiring Statement:
4/12/2017
   
Signature:
/s/ Regan O'Neill
Regan O'Neill, as Attorney-in-Fact