0001209191-21-057184.txt : 20210921 0001209191-21-057184.hdr.sgml : 20210921 20210921204637 ACCESSION NUMBER: 0001209191-21-057184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210918 FILED AS OF DATE: 20210921 DATE AS OF CHANGE: 20210921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLADSTONE DAVID CENTRAL INDEX KEY: 0000900199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40707 FILM NUMBER: 211267845 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gladstone Acquisition Corp CENTRAL INDEX KEY: 0001843248 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861458374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE, SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE, SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-18 0 0001843248 Gladstone Acquisition Corp GLEEU 0000900199 GLADSTONE DAVID C/O GLADSTONE ACQUISITION CORPORATION 1521 WESTBRANCH DRIVE, SUITE 100 MCLEAN VA 22102 1 1 1 0 CEO, President and CIO Class B common stock 2021-09-18 4 J 0 251880 D Class A common stock 251880 2623120 I By Gladstone Sponsor, LLC As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. This Form 4 reflects the automatic surrender to the issuer of 251,880 of the issuer's shares of Class B common stock, par value $0.0001 per share, for no consideration by Gladstone Sponsor, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units. The securities reported herein are held by the Sponsor. The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. /s/ Peter Byrne, Attorney-in-Fact 2021-09-21