0001209191-21-057184.txt : 20210921
0001209191-21-057184.hdr.sgml : 20210921
20210921204637
ACCESSION NUMBER: 0001209191-21-057184
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210918
FILED AS OF DATE: 20210921
DATE AS OF CHANGE: 20210921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLADSTONE DAVID
CENTRAL INDEX KEY: 0000900199
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40707
FILM NUMBER: 211267845
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gladstone Acquisition Corp
CENTRAL INDEX KEY: 0001843248
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 861458374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE, SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7032875800
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE, SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-18
0
0001843248
Gladstone Acquisition Corp
GLEEU
0000900199
GLADSTONE DAVID
C/O GLADSTONE ACQUISITION CORPORATION
1521 WESTBRANCH DRIVE, SUITE 100
MCLEAN
VA
22102
1
1
1
0
CEO, President and CIO
Class B common stock
2021-09-18
4
J
0
251880
D
Class A common stock
251880
2623120
I
By Gladstone Sponsor, LLC
As described in the issuer's registration statement on Form S-1 (File No. 333-252916) under the heading "Description of Securities", the Class B common stock, par value $0.0001 per share, will automatically convert into Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
This Form 4 reflects the automatic surrender to the issuer of 251,880 of the issuer's shares of Class B common stock, par value $0.0001 per share, for no consideration by Gladstone Sponsor, LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.
The securities reported herein are held by the Sponsor. The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
/s/ Peter Byrne, Attorney-in-Fact
2021-09-21