0000900199-15-000002.txt : 20150616 0000900199-15-000002.hdr.sgml : 20150616 20150616170153 ACCESSION NUMBER: 0000900199-15-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150615 FILED AS OF DATE: 20150616 DATE AS OF CHANGE: 20150616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE CENTRAL INDEX KEY: 0001321741 IRS NUMBER: 830423116 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7032875800 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 100 CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLADSTONE DAVID CENTRAL INDEX KEY: 0000900199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34007 FILM NUMBER: 15934976 MAIL ADDRESS: STREET 1: 1521 WESTBRANCH DRIVE STREET 2: SUITE 200 CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-06-15 0001321741 GLADSTONE INVESTMENT CORPORATION\DE GAIN 0000900199 GLADSTONE DAVID 1521 WESTBRANCH DRIVE SUITE 100 MCLEAN VA 22066 1 1 0 0 Chief Executive Officer Common Stock 2015-06-15 4 P 0 1095 7.8982 A 369568 D Common Stock 2015-06-15 4 P 0 5026 7.8668 A 374594 D Common Stock 2015-06-15 4 P 0 32142 7.8607 A 406736 D Common Stock 2015-06-15 4 P 0 117858 7.8978 A 524594 D Common Stock 2015-06-15 4 P 0 2379 7.9249 A 526973 D Michael LiCalsi, Attorney-in-fact 2015-06-16