0000900199-15-000002.txt : 20150616
0000900199-15-000002.hdr.sgml : 20150616
20150616170153
ACCESSION NUMBER: 0000900199-15-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150615
FILED AS OF DATE: 20150616
DATE AS OF CHANGE: 20150616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLADSTONE INVESTMENT CORPORATION\DE
CENTRAL INDEX KEY: 0001321741
IRS NUMBER: 830423116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7032875800
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 100
CITY: MCLEAN
STATE: VA
ZIP: 22102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GLADSTONE DAVID
CENTRAL INDEX KEY: 0000900199
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34007
FILM NUMBER: 15934976
MAIL ADDRESS:
STREET 1: 1521 WESTBRANCH DRIVE
STREET 2: SUITE 200
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-06-15
0001321741
GLADSTONE INVESTMENT CORPORATION\DE
GAIN
0000900199
GLADSTONE DAVID
1521 WESTBRANCH DRIVE
SUITE 100
MCLEAN
VA
22066
1
1
0
0
Chief Executive Officer
Common Stock
2015-06-15
4
P
0
1095
7.8982
A
369568
D
Common Stock
2015-06-15
4
P
0
5026
7.8668
A
374594
D
Common Stock
2015-06-15
4
P
0
32142
7.8607
A
406736
D
Common Stock
2015-06-15
4
P
0
117858
7.8978
A
524594
D
Common Stock
2015-06-15
4
P
0
2379
7.9249
A
526973
D
Michael LiCalsi, Attorney-in-fact
2015-06-16