5/A 1 amendeddec2001form5.txt FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ ] Check this box if no longer subject ---------------------------- to Section 16. OMB APPROVAL Form 4 or Form 5 ---------------------------- obligations may OMB Number: 3325-0362 continue. See Expires: October 31, 2001 instruction 1(b) Estimated average burden [ ] Form 3 Holdings hours per response . . . 1.0 Reported ---------------------------- [X] Form 4 Filed pursuant to Section 16(a) of the Securities Trans- Exchange Act of 1934, Section 17(a) of the Public actions Utility Holding Company Act of 1935 or Reported Section 30(f) of the Investment Company Act 1940 -------------------------------------------------------------------------------- 1.Name and Address of 2.Issuer Name and Ticker 6.Relationship of Reporting Reporting Person* or Trading Symbol Person to Issuer (check all Applicable) Thomas Group Inc. (TGIS)
Houlditch Jimmy C. 12/2001 Director 10% Owner --------------------------------------- ----------------------- ----------------- --- --- (Last) (First) (MI) 3.IRS or Soc.Sec.No. 4.Statement for X Officer Other of Reporting Person Month/Year --- --- (Voluntary) (give title below) (specify below) 5221 North O'Connor Boulevard, Suite 500 2/8/2002 President - Aviation Business Unit --------------------------------------------------------- ---------------- ------------------------------------- (Street) 5. If Amendment, Date of Original 7.Individual or Joint/Group (Month/Year) Filing (Check Applicable Irving TX 75039-3714 Line) -------------------------------------------------------- (City) (State) (Zip) X Form filed by One --- Reporting Person Form filed by More --- than One Reporting Person
-------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned --------------------------------------------------------------------------------
1. Title of Security 2. Transaction 3. Transaction 4. Security Acquired (A) (Inst.3) Date Code or Disposed of (D) (Month/ (Instr.8) (Inst.3, 4 & 5) Day/Yr) --------------------------------------------------- (A) Amount (D) Price Common Stock 8/22/01 P4 5,000 A $4.95 --------------------------------------- ------------------- ------- ---------------- ---- --------- --------------------------------------- ------------------- ------- ---------------- ---- --------- --------------------------------------- ------------------- ------- ---------------- ---- --------- --------------------------------------- ------------------- ------- ---------------- ---- --------- --------------------------------------- ------------------- ------- ---------------- ---- ---------
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5. Amount of Securities 6. Ownership Form 7. Nature of Indirect Beneficially Owned at Direct (D) or Beneficial Ownership at End Issuer's Fiscal Indirect (I) (Inst. 4) Year (Inst. 3 & 4) 7,000 D --------------------------------------- ------------------------------ ----------------------------- --------------------------------------- ------------------------------ ----------------------------- --------------------------------------- ------------------------------ ----------------------------- --------------------------------------- ------------------------------ ----------------------------- --------------------------------------- ------------------------------ -----------------------------
*If form is filed by more than one reporting person, see Instruction 4(b)(v) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 2 of 4
-------------------------------------------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) -------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction Derivative or Exercise Date (Month Code Security Price of (Day/Year) (Instr. 8) (Instr.3) Derivative Security Code V Employee Stock Option (right to buy) $1.0900 8/21/01 A ------------------------------------------ -------------------- ---------------- --------------- ------------------------------------------ -------------------- ---------------- --------------- ------------------------------------------ -------------------- ---------------- --------------- ------------------------------------------ -------------------- ---------------- --------------- ------------------------------------------ -------------------- ---------------- ---------------
5. Number of Derivative 6. Date Exercisable 7. Title & Amount of Securities Acquired & Expiration Date Underlying Securities (A) or Disposed of (D) (Mon./Day/Year) (Inst. 3 & 4) (Instr. 3, 4 & 5) ------------------------------------------------------------------------------------------------------------------- (A) (D) Date Expiration Title Amount or number Exercisable Date of Shares 100 (1) 8/20/11 Common Stock 100 ----------------- ----------------- ------------ ------------- -------------- ----------------- ----------------- ----------------- ------------ ------------- -------------- ----------------- ----------------- ----------------- ------------ ------------- -------------- ----------------- ----------------- ----------------- ------------ ------------- -------------- ----------------- ----------------- ----------------- ------------ ------------- -------------- -----------------
8. Price of Derivative 9. Number of Derivative Securities 10. Ownership Form of 11. Nature of Indirect Security (Inst.5) Beneficially Owned at end of Derivative Security Beneficial Month (Instr. 4) Direct (D) or Ownership (Instr.4) Indirect (I) (Instr.4) 100 D ----------------------- ----------------------------------- -------------------------- ------------------------ ----------------------- ----------------------------------- -------------------------- ------------------------ ----------------------- ----------------------------------- -------------------------- ------------------------ ----------------------- ----------------------------------- -------------------------- ------------------------ ----------------------- ----------------------------------- -------------------------- ------------------------ Explanation of Responses: (1) These options generally vest with respect to 20% of the shares issuable thereunder on the date of the grant and 20% annually thereafter, with incremental monthly vesting.
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/s/ Jimmy C. Houlditch 06/20/02 **Intentional misstatements or omissions of facts constitute Federal ------------------------------------------ Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
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