-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNuUxRF0pBdfynuMPO0SxxoDqnJmLNCJsuVu1iJJBpok+9t4bdepvIyMFxQdelcJ lK/9AhDfCgrHCrSuDIoEBQ== 0000899078-02-000401.txt : 20020710 0000899078-02-000401.hdr.sgml : 20020710 20020710115332 ACCESSION NUMBER: 0000899078-02-000401 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THOMAS GROUP INC CENTRAL INDEX KEY: 0000900017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 720843450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22010 FILM NUMBER: 02699497 BUSINESS ADDRESS: STREET 1: 5221 N OCONNOR BLVD STE 500 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728693400 MAIL ADDRESS: STREET 1: 5221 N OCONNOR SUITE 500 CITY: IRVING STATE: TX ZIP: 75039 COMPANY DATA: COMPANY CONFORMED NAME: HOULDITCH JIMMY C CENTRAL INDEX KEY: 0001166798 OFFICER FILING VALUES: FORM TYPE: 5/A BUSINESS ADDRESS: STREET 1: 5221 NORTH O'CONNOR BLVD, STREET 2: SUITE 500 CITY: IRVING STATE: TX ZIP: 75039-3714 BUSINESS PHONE: 2148554685 MAIL ADDRESS: STREET 1: 5221 NORTH O'CONNOR BLVD STREET 2: SUITE 500 CITY: IRVING STATE: TX ZIP: 75039-3714 5/A 1 amendeddec2001form5.txt FORM 5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 [ ] Check this box if no longer subject ---------------------------- to Section 16. OMB APPROVAL Form 4 or Form 5 ---------------------------- obligations may OMB Number: 3325-0362 continue. See Expires: October 31, 2001 instruction 1(b) Estimated average burden [ ] Form 3 Holdings hours per response . . . 1.0 Reported ---------------------------- [X] Form 4 Filed pursuant to Section 16(a) of the Securities Trans- Exchange Act of 1934, Section 17(a) of the Public actions Utility Holding Company Act of 1935 or Reported Section 30(f) of the Investment Company Act 1940 - -------------------------------------------------------------------------------- 1.Name and Address of 2.Issuer Name and Ticker 6.Relationship of Reporting Reporting Person* or Trading Symbol Person to Issuer (check all Applicable) Thomas Group Inc. (TGIS)
Houlditch Jimmy C. 12/2001 Director 10% Owner - --------------------------------------- ----------------------- ----------------- --- --- (Last) (First) (MI) 3.IRS or Soc.Sec.No. 4.Statement for X Officer Other of Reporting Person Month/Year --- --- (Voluntary) (give title below) (specify below) 5221 North O'Connor Boulevard, Suite 500 2/8/2002 President - Aviation Business Unit - --------------------------------------------------------- ---------------- ------------------------------------- (Street) 5. If Amendment, Date of Original 7.Individual or Joint/Group (Month/Year) Filing (Check Applicable Irving TX 75039-3714 Line) - -------------------------------------------------------- (City) (State) (Zip) X Form filed by One --- Reporting Person Form filed by More --- than One Reporting Person
- -------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of or Beneficially Owned - --------------------------------------------------------------------------------
1. Title of Security 2. Transaction 3. Transaction 4. Security Acquired (A) (Inst.3) Date Code or Disposed of (D) (Month/ (Instr.8) (Inst.3, 4 & 5) Day/Yr) --------------------------------------------------- (A) Amount (D) Price Common Stock 8/22/01 P4 5,000 A $4.95 - --------------------------------------- ------------------- ------- ---------------- ---- --------- - --------------------------------------- ------------------- ------- ---------------- ---- --------- - --------------------------------------- ------------------- ------- ---------------- ---- --------- - --------------------------------------- ------------------- ------- ---------------- ---- --------- - --------------------------------------- ------------------- ------- ---------------- ---- ---------
Page 1 of 4
5. Amount of Securities 6. Ownership Form 7. Nature of Indirect Beneficially Owned at Direct (D) or Beneficial Ownership at End Issuer's Fiscal Indirect (I) (Inst. 4) Year (Inst. 3 & 4) 7,000 D - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ ----------------------------- - --------------------------------------- ------------------------------ -----------------------------
*If form is filed by more than one reporting person, see Instruction 4(b)(v) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 2 of 4
- -------------------------------------------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible security) - -------------------------------------------------------------------------------- 1. Title of 2. Conversion 3. Transaction 4. Transaction Derivative or Exercise Date (Month Code Security Price of (Day/Year) (Instr. 8) (Instr.3) Derivative Security Code V Employee Stock Option (right to buy) $1.0900 8/21/01 A - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- --------------- - ------------------------------------------ -------------------- ---------------- ---------------
5. Number of Derivative 6. Date Exercisable 7. Title & Amount of Securities Acquired & Expiration Date Underlying Securities (A) or Disposed of (D) (Mon./Day/Year) (Inst. 3 & 4) (Instr. 3, 4 & 5) - ------------------------------------------------------------------------------------------------------------------- (A) (D) Date Expiration Title Amount or number Exercisable Date of Shares 100 (1) 8/20/11 Common Stock 100 - ----------------- ----------------- ------------ ------------- -------------- ----------------- - ----------------- ----------------- ------------ ------------- -------------- ----------------- - ----------------- ----------------- ------------ ------------- -------------- ----------------- - ----------------- ----------------- ------------ ------------- -------------- ----------------- - ----------------- ----------------- ------------ ------------- -------------- -----------------
8. Price of Derivative 9. Number of Derivative Securities 10. Ownership Form of 11. Nature of Indirect Security (Inst.5) Beneficially Owned at end of Derivative Security Beneficial Month (Instr. 4) Direct (D) or Ownership (Instr.4) Indirect (I) (Instr.4) 100 D - ----------------------- ----------------------------------- -------------------------- ------------------------ - ----------------------- ----------------------------------- -------------------------- ------------------------ - ----------------------- ----------------------------------- -------------------------- ------------------------ - ----------------------- ----------------------------------- -------------------------- ------------------------ - ----------------------- ----------------------------------- -------------------------- ------------------------ Explanation of Responses: (1) These options generally vest with respect to 20% of the shares issuable thereunder on the date of the grant and 20% annually thereafter, with incremental monthly vesting.
Page 3 of 4
/s/ Jimmy C. Houlditch 06/20/02 **Intentional misstatements or omissions of facts constitute Federal ------------------------------------------ Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----