-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BaBXJxWTHcZW9banL7f3UggPfxFWSOgwkVdAUHY/wmzEiwg2Yt3cBkvzBbpMaTOC +war33Sib7FZpwWJ/gpi9w== 0000902664-07-001279.txt : 20070322 0000902664-07-001279.hdr.sgml : 20070322 20070322215708 ACCESSION NUMBER: 0000902664-07-001279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060322 FILED AS OF DATE: 20070322 DATE AS OF CHANGE: 20070322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM PARNERS III L P CENTRAL INDEX KEY: 0001067815 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713331 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTICORE PROPERTIES II LP CENTRAL INDEX KEY: 0001230504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713332 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTICORE PROPERTIES LLC CENTRAL INDEX KEY: 0001049558 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713333 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM HOLDINGS III LLC CENTRAL INDEX KEY: 0001264722 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713334 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-286-0300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACKMAN WILLIAM A CENTRAL INDEX KEY: 0001056513 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713337 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-813-3700 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM PARTNERS LP /NY/ CENTRAL INDEX KEY: 0000899983 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713339 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-286-0300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OLD STONE CORP CENTRAL INDEX KEY: 0000074273 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 050341273 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 957 WARREN AVE CITY: E PROVIDENCE STATE: RI ZIP: 02914 BUSINESS PHONE: 4015210065 MAIL ADDRESS: STREET 1: 2700 HOSPITAL TRUST TOWER STREET 2: EDWARDS & ANGELL CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM HOLDINGS II LLC CENTRAL INDEX KEY: 0001251931 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713335 BUSINESS ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANTPRO LLC CENTRAL INDEX KEY: 0001252811 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713340 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKOWITZ DAVID P CENTRAL INDEX KEY: 0001056511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713336 BUSINESS ADDRESS: STREET 1: 110 E 42ND STREET 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 110 EAST 42ND STREET 18TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOTHAM INTERNATIONAL ADVISORS LLC CENTRAL INDEX KEY: 0001078726 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08016 FILM NUMBER: 07713338 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122860300 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form4_ex.xml X0202 4 2006-03-22 0 0000074273 OLD STONE CORP OSTN 0000899983 GOTHAM PARTNERS LP /NY/ 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001078726 GOTHAM INTERNATIONAL ADVISORS LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001056513 ACKMAN WILLIAM A 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001056511 BERKOWITZ DAVID P 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001251931 GOTHAM HOLDINGS II LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001264722 GOTHAM HOLDINGS III LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001049558 MANTICORE PROPERTIES LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001230504 MANTICORE PROPERTIES II LP 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001252811 MANTPRO LLC 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 0001067815 GOTHAM PARNERS III L P 888 SEVENTH AVENUE 29TH FLOOR NEW YORK NY 10019 0 0 1 0 Convertible Preferred Stock, Series B ("Preferred Stock") 2006-10-13 4 J 0 18184 0 D 582744 I See Footnote Preferred Stock 2007-03-20 4 P 0 22495 47.30 A 600928 I See Footnote See Exhibit 99.1. On October 13, 2006, Gotham Holdings III, L.L.C. distributed 18,184 Preferred Shares to its equity holders. GOTHAM PARTNERS, L.P., /s/ William A. Ackman, Attorney-in-fact 2007-03-22 EX-99 2 exhibit99-1.txt EXHIBIT 99.1 Exhibit 99.1 David P. Berkowitz ("Mr. Berkowitz") and William A. Ackman ("Mr. Ackman") are the sole owners of DBP Corp. ("DBP") and Karenina Corp. ("Karenina"), respectively. Mr. Berkowitz and Mr. Ackman, through their ownership of DBP and Karenina, control Section H Partners, L.P. ("Section H"). Mr. Berkowitz and Mr. Ackman also control, and conduct of all investment activities of, Gotham International Advisors, LLC ("Advisors") and Gotham Holdings Management LLC ("Gotham Management," and together with the Section H, Mr. Ackman, Mr. Berkowitz, and Advisors, the "Reporting Persons"). Section H is the general partner of Gotham Partners, LP ("Gotham") and Gotham Partners III, LP ("Gotham III"). Advisors is the investment manager of Gotham Partners International, Ltd. ("Gotham International"). Gotham Management is the manager of Gotham Holdings II, L.L.C. ("Holdings II") and Gotham Holdings III, L.L.C. ("Holdings III"). Gotham, Gotham II, Holdings II and Holdings III may be deemed to beneficially own the securities owned by Manticore Properties, LLC ("Manticore"). Mr. Ackman is the managing member of Mantpro, LLC, which may be deemed to beneficially own the securities owned by Manticore Properties II, L.P. (together with Manticore, Holdings II, Holdings III, Gotham International, Gotham and Gotham III, the "Investment Entities"). The Reporting Persons hold the reported securities indirectly through the Investment Entities. Mr. Ackman, Mr. Berkowitz, Section H, Advisors and Gotham Management disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. -----END PRIVACY-ENHANCED MESSAGE-----