0001567619-21-009311.txt : 20210507
0001567619-21-009311.hdr.sgml : 20210507
20210507161451
ACCESSION NUMBER: 0001567619-21-009311
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210507
DATE AS OF CHANGE: 20210507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLARMAN SETH A
CENTRAL INDEX KEY: 0000899869
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21902820
BUSINESS ADDRESS:
BUSINESS PHONE: 6172108300
MAIL ADDRESS:
STREET 1: 10 ST JAMES AVENUE
STREET 2: STE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baupost Group GP, L.L.C.
CENTRAL INDEX KEY: 0001738693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21902821
BUSINESS ADDRESS:
STREET 1: 10 ST. JAMES AVENUE
STREET 2: SUITE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-210-8300
MAIL ADDRESS:
STREET 1: 10 ST. JAMES AVENUE
STREET 2: SUITE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUPOST GROUP LLC/MA
CENTRAL INDEX KEY: 0001061768
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21902822
BUSINESS ADDRESS:
STREET 1: 10 ST JAMES AVE
STREET 2: SUITE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-210-8300
MAIL ADDRESS:
STREET 1: 10 ST JAMES AVE
STREET 2: SUITE 1700
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Garrett Motion Inc.
CENTRAL INDEX KEY: 0001735707
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 824873189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
BUSINESS PHONE: 41-21-695-3000
MAIL ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
FORMER COMPANY:
FORMER CONFORMED NAME: Garrett Transportation Systems Inc.
DATE OF NAME CHANGE: 20180327
3
1
doc1.xml
FORM 3
X0206
3
2021-04-30
0
0001735707
Garrett Motion Inc.
GTX
0001061768
BAUPOST GROUP LLC/MA
10 ST. JAMES AVE
SUITE 1700
BOSTON
MA
02116
0
0
1
0
0001738693
Baupost Group GP, L.L.C.
10 ST. JAMES AVE
SUITE 1700
BOSTON
MA
02116
0
0
1
0
0000899869
KLARMAN SETH A
10 ST. JAMES AVE
SUITE 1700
BOSTON
MA
02116
0
0
1
0
Common Stock
3575000
I
See Footnotes
Series A Preferred Stock
Common Stock, par value $0.001 per share
28451017
I
See Footnotes
This statement on Form 3 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Group GP, L.L.C. ("Baupost GP") and Seth A. Klarman ("Mr. Klarman") (collectively, the "Reporting Persons"). Baupost is a registered investment adviser. The principal business of Baupost is to act as an investment adviser to various private investment limited partnerships. Baupost GP, as the manager of Baupost, and Mr. Klarman, as the sole managing member of Baupost GP and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the securities beneficially owned by Baupost. Securities reported on this Form 3 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships.
(Continued from footnote 1) The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof for purposes of Section 16 of the Exchange Act or for any other purpose.
Shares of Series A Preferred Stock of Garrett Motion Inc. (the "Company") are convertible, at the holder's election, at the conversion rate (as defined in the Company's certificate of designation of Series A Convertible Preferred Stock), which initially is 1:1. The shares of Series A Preferred Stock have no expiration date.
Represents the amount of Common Stock initially issuable upon conversion of the Series A Preferred Stock on the date of the event requiring this report.
Seth A. Klarman
2021-05-07
Seth A. Klarman
2021-05-07
Seth A. Klarman
2021-05-07