8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------------ FORM 8-K ------------------------------------------ CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 12, 2003 ALEXION PHARMACEUTICALS, INC. -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Delaware 0-27756 13-3648318 ------------------------------------------- ------------ ------------------- (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No.) 352 Knotter Drive, Cheshire, CT 06410 ------------------------------- ------ (Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: (203) 272-2596 ------------------- Not Applicable -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events On September 12, 2003, the Company entered into an agreement to sell an aggregate of 3,600,000 shares of its common stock, $.0001 par value per share, to a syndicate led by Bear, Stearns & Co. Inc. The sale is made under the Company's shelf-registration statement (Registration No. 333-47594 filed October 6, 2000) relating to the possible sale from time to time of the Company's securities. This Form 8-K is filed to incorporate the exhibit hereto into that registration statement. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits. 5.1 Opinion of Fulbright & Jaworski L.L.P. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ALEXION PHARMACEUTICALS, INC. Date: September 16, 2003 By: /s/ David Keiser ---------------- Name: David Keiser Title: President 3